HFXI · NYLIM FTSE International Equity Currency Neutral ETF · Holdings ETF

$37.17 -0.31 (-0.83%) At close · Sep 30

Volume · Sep 30 312.8K Avg daily vol (3M) 376.39K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Some SEC filings for this period have not finished importing. Holder totals and changes may be incomplete; these filings remain queued for recovery.

Quarter:

Holders: 112

Total Value: $1,515,053,307

Total Shares: 39,775,620

Showing 1–100 of 112 holdings by value · page 1 of 2

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 112 13F filers · Δ vs Mar 31, 2026

Top Holder

19.1%

+2.4 pts

Top 5

56.9%

+1.7 pts

Top 10

78.1%

+1.7 pts

HHI

895

Broadly held+93

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +12

Institutional value: +37.6%

Shares held: +21.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega AMERIPRISE FINANCIAL INC	+2,903,291	7,601,314
Mega LPL Financial LLC	+825,563	2,643,812
Mega MORGAN STANLEY	+751,687	6,228,945
Mega BANK OF AMERICA CORP /DE/	+548,023	3,018,254
Mega UBS Group AG	+492,833	2,102,933

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−157,507	40,501
Large New York Life Investment Management LLC	−113,101	3,003,229
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	−65,267	43,017
Mega JANE STREET GROUP, LLC	−25,962	284,513
Mid Ameritas Advisory Services, LLC	−17,985	6,467

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid WCG Wealth Advisors LLC	235,629	$8,975,108
Small Navigation Group, LLC	131,729	$5,017,557
Mid Spartan Wealth Advisory Services LLC	121,238	$4,617,955
Small Oder Investment Management, LLC	60,194	$2,292,789
Small Peck Wealth Management, LLC	52,607	$2,003,800

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Independent Advisor Alliance	73,980	$2,484,248
Small BLVD Private Wealth, LLC	8,032	$269,714
Mid WEBSTER BANK, N. A.	2,918	$97,986
Mid Advisory Services Network, LLC	1,875	$62,962
Small True Wealth Design, LLC	1,850	$62,123

Filter: New 19 Increased 43 Reduced 33 Sold out 7 Unchanged 17

Showing 100 of 112

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AMERIPRISE FINANCIAL INC

$289,534,049

19.11%

7,601,314

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	7,601,314	$289,534,049	100.0%	Defined

MORGAN STANLEY

$237,260,514

15.66%

6,228,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	6,228,945	$237,260,514	100.0%	Defined

BANK OF AMERICA CORP /DE/

$114,965,294

7.59%

3,018,254

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	1,014,524	$38,643,219	33.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	2,003,730	$76,322,075	66.4%	Defined

New York Life Investment Management LLC

$114,392,992

7.55%

3,003,229

RAYMOND JAMES FINANCIAL INC

$106,038,826

7.00%

2,783,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	1,227,527	$46,756,503	44.1%	Defined
Raymond James Financial Services Advisors, Inc.	1,543,646	$58,797,476	55.4%	Defined
RAYMOND JAMES TRUST N.A.	12,729	$484,847	0.5%	Defined

LPL Financial LLC

$100,702,799

6.65%

2,643,812

UBS Group AG

$80,100,717

5.29%

2,102,933

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,102,933	$80,100,717	100.0%	Defined

Mariner, LLC

$60,482,462

3.99%

1,587,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Managed Account Solutions, LLC	1,553,830	$59,185,384	97.9%	Sole
Held directly	34,053	$1,297,078	2.1%	Sole

Go Invest LLC

$45,126,822

2.98%

1,184,742

ROYAL BANK OF CANADA

$34,255,174

2.26%

899,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	888,769	$33,853,211	98.8%	Defined
RBC Trust Co (Delaware) Ltd	10,553	$401,963	1.2%	Defined

COMMONWEALTH EQUITY SERVICES, LLC

$31,998,951

2.11%

840,088

Mason & Associates Inc

$24,891,434

1.64%

653,490

FLYNN ZITO CAPITAL MANAGEMENT, LLC

$21,715,451

1.43%

570,109

Landmark Wealth Management, LLC

$18,898,810

1.25%

496,162

ENVESTNET ASSET MANAGEMENT INC

$14,739,154

0.97%

386,956

OSAIC HOLDINGS, INC.

$14,584,012

0.96%

382,883

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	150,555	$5,734,639	39.3%	Defined
CW Advisors, LLC	232,328	$8,849,373	60.7%	Sole

Ameritas Investment Partners, Inc.

$13,584,150

0.90%

356,633

Sanctuary Advisors, LLC

$10,971,519

0.72%

288,042

JANE STREET GROUP, LLC

$10,837,100

0.72%

284,513

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	284,513	$10,837,100	100.0%	Defined

Concurrent Investment Advisors, LLC

$10,240,990

0.68%

268,863

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Concurrent Asset Management, LLC	41	$1,561	0.0%	Sole
Held directly	268,822	$10,239,429	100.0%	Sole

Rockefeller Capital Management L.P.

$9,927,053

0.66%

260,621

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	260,621	$9,927,053	100.0%	Defined

MARINO, STRAM & ASSOCIATES LLC

$9,344,810

0.62%

245,335

Gladstone Institutional Advisory LLC

$9,256,174

0.61%

243,008

WCG Wealth Advisors LLC

$8,975,108

0.59%

235,629

TSFG, LLC

$8,452,437

0.56%

221,907

Cerity Partners LLC

$8,411,871

0.56%

220,842

Cetera Investment Advisers

$7,536,144

0.50%

197,851

MML INVESTORS SERVICES, LLC

$6,769,430

0.45%

177,722

Veridan Wealth LLC

$6,548,966

0.43%

171,934

Prosperity Financial Group, Inc.

$5,723,936

0.38%

150,274

Navigation Group, LLC

$5,017,557

0.33%

131,729

Spartan Wealth Advisory Services LLC

$4,617,955

0.30%

121,238

OPPENHEIMER & CO INC

$4,301,770

0.28%

112,937

Equitable Holdings, Inc.

$3,460,247

0.23%

90,844

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	90,844	$3,460,247	100.0%	Defined

Private Advisor Group, LLC

$3,334,131

0.22%

87,533

Wiser Advisor Group LLC

$3,222,642

0.21%

84,606

Waterloo Capital, L.P.

$3,094,698

0.20%

81,247

NorthRock Partners, LLC

$3,048,037

0.20%

80,022

Capital Investment Advisors, LLC

$2,840,104

0.19%

74,563

NewEdge Advisors, LLC

$2,682,869

0.18%

70,435

WESCAP Management Group, Inc.

$2,640,246

0.17%

69,316

Oder Investment Management, LLC

$2,292,789

0.15%

60,194

THOROUGHBRED FINANCIAL SERVICES, LLC

$2,233,369

0.15%

58,634

Redwood Financial Network Corp

$2,049,318

0.14%

53,802

Peck Wealth Management, LLC

$2,003,800

0.13%

52,607

Intentional Wealth Strategies, LLC

$1,909,642

0.13%

50,135

Farther Finance Advisors, LLC

$1,805,618

0.12%

47,404

Steward Partners Investment Advisory, LLC

$1,793,962

0.12%

47,098

KESTRA PRIVATE WEALTH SERVICES, LLC

$1,638,517

0.11%

43,017

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$1,542,683

0.10%

40,501

MONECO ADVISORS, LLC

$1,442,277

0.10%

37,865

Golden State Wealth Management, LLC

$1,398,093

0.09%

36,705

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$1,172,448

0.08%

30,781

HighTower Advisors, LLC

$1,091,811

0.07%

28,664

Fortis Group Advisors, LLC

$1,089,831

0.07%

28,612

ATTICUS WEALTH MANAGEMENT, LLC

$1,084,269

0.07%

28,466

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$1,020,240

0.07%

26,785

OLD MISSION CAPITAL LLC

$1,000,510

0.07%

26,267

Revisor Wealth Management LLC

$934,728

0.06%

24,540

D.A. DAVIDSON & CO.

$900,295

0.06%

23,636

Indivisible Partners

$898,238

0.06%

23,582

Hilton Head Capital Partners, LLC

$813,221

0.05%

21,350

MRP Capital Investments, LLC

$799,890

0.05%

21,000

Stratos Wealth Partners, LTD.

$574,206

0.04%

15,075

NewEdge Wealth, LLC

$563,808

0.04%

14,802

Integrated Advisors Network LLC

$553,676

0.04%

14,536

Dynamic Advisor Solutions LLC

$493,760

0.03%

12,963

GGM Financial LLC

$488,542

0.03%

12,826

Covenant Asset Management, LLC

$487,932

0.03%

12,810

TRUIST FINANCIAL CORP

$453,689

0.03%

11,911

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	11,911	$453,689	100.0%	Defined

Cambridge Investment Research Advisors, Inc.

$448,395

0.03%

11,772

HRT FINANCIAL LP

$427,217

0.03%

11,216

Nova Wealth Management, Inc.

$411,486

0.03%

10,803

O'SHAUGHNESSY ASSET MANAGEMENT, LLC

$366,692

0.02%

9,627

Signature Equity Partners, LLC

$362,159

0.02%

9,508

LODESTAR PRIVATE ASSET MANAGEMENT LLC

$336,906

0.02%

8,845

Kovack Advisors, Inc.

$298,511

0.02%

7,837

Trademark Financial Management, LLC

$294,892

0.02%

7,742

Kestra Advisory Services, LLC

$282,589

0.02%

7,419

FMR LLC

$281,066

0.02%

7,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	7,379	$281,066	100.0%	Defined

STIFEL FINANCIAL CORP

$267,582

0.02%

7,025

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	7,025	$267,582	100.0%	Defined

Ameritas Advisory Services, LLC

$246,328

0.02%

6,467

TFB Advisors LLC

$245,109

0.02%

6,435

Savvy Advisors, Inc.

$243,509

0.02%

6,393

NWF Advisory Services Inc.

$240,081

0.02%

6,303

Nuveen, LLC

$213,608

0.01%

5,608

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	5,608	$213,608	100.0%	Defined

CATALYST FINANCIAL PARTNERS LLC

$209,952

0.01%

5,512

EP Wealth Advisors, LLC

$136,514

0.01%

3,584

FIFTH THIRD BANCORP

$114,727

0.01%

3,012

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	3,012	$114,727	100.0%	Defined

CITIGROUP INC

$72,371

0.00%

1,900

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	1,900	$72,371	100.0%	Defined

ASSETMARK, INC

$65,248

0.00%

1,713

JNBA Financial Advisors

$55,078

0.00%

1,446

GW&K Investment Management, LLC

$51,040

0.00%

1,340

PRIVATE TRUST CO NA

$44,108

0.00%

1,158

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$42,584

0.00%

1,118

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,118	$42,584	100.0%	Defined

GHP Investment Advisors, Inc.

$38,432

0.00%

1,009

MTM Investment Management, LLC

$31,805

0.00%

835

IFP Advisors, Inc

$29,748

0.00%

781

HOEY INVESTMENTS, INC

$23,958

0.00%

629

Quent Capital, LLC

$22,054

0.00%

579