FNY Investment Advisers, LLC

Position in QQQX — Nuveen NASDAQ 100 Dynamic Overwrite Fund

CIK 1742998 NEW YORK, NY

Position in QQQX

as of Mar 31, 2026 · filed Apr 15, 2026 Compact

Position Value

$101,346

-$3,002 QoQ

Shares Held

3,800

0.0% QoQ

Ownership

0.008%

of shares outstanding

% of Portfolio

0.06%

of 13F equity value

Holder Rank

—

not a current holder

Holding Since

Mar 2022

12 quarters on record

Voting authority Sole 100.ToString("F0")% Shared 0.ToString("F0")% None 0.ToString("F0")%

Financial Services · as of Mar 31, 2026

FNY Investment Advisers, LLC holds $1,504,194 across 75 Asset Management names. QQQX ranks #2 (6.7% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	DBRG	DigitalBridge Group, Inc.	21,630	$333,534
2	QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund This page	3,800	$101,346
3	PDI	PIMCO Dynamic Income Fund	5,600	$95,816
4	BANX	ArrowMark Financial Corp.	4,700	$89,582
5	ALP	Alpha Compute Corp	178,711	$56,472
6	NEA	Nuveen AMT-Free Quality Municipal Income Fund	4,400	$49,412
7	PSLV	Sprott Physical Silver Trust	2,000	$48,780
8	NVG	Nuveen AMT-Free Municipal Credit Income Fund	3,800	$46,854

12 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-03-31	$101,346	3,800	0.0%	Shares	Sole	2026-04-15
2025-09-30	$104,348	3,800	0.0%	Shares	Sole	2025-12-15
2025-06-30	$100,586	3,800	0.0%	Shares	Sole	2025-07-30
2025-03-31	$90,250	3,800	0.0%	Shares	Sole	2025-04-17
2024-09-30	$95,456	3,800	0.0%	Shares	Sole	2024-10-18
2024-03-31	$91,732	3,800	0.0%	Shares	Sole	2024-05-03
2023-09-30	$85,386	3,800	0.0%	Shares	Sole	2023-10-10
2023-06-30	$94,734	3,800	0.0%	Shares	Sole	2023-07-11
2023-03-31	$90,972	3,800	0.0%	Shares	Sole	2023-04-12
2022-09-30	$77,938	3,800	0.0%	Shares	Sole	2022-10-19
2022-06-30	$82,992	3,800	0.0%	Shares	Sole	2022-07-12
2022-03-31	$108,110	3,800	—	Shares	Sole	2022-04-25
No filing history on record for this holder in this stock.