SCEP · Sterling Capital Hedged Equity Premium Income ETF

$25.62 -0.02 (-0.06%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 8

Total Value: $2,880,050

Total Shares: 115,202

Institutional Ownership Trend

3 quarters

Holder Concentration

Across 8 13F filers · Δ vs Mar 31, 2026

Top Holder

42.0%

−35.9 pts

Top 5

86.9%

−1.8 pts

Top 10

100.0%

+4.6 pts

HHI

2,396

Moderately concentrated−3,721

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: -98.3%

Shares held: -98.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds	Open
Large &PARTNERS	+7,332	17,744
Micro FSA Advisors, Inc.	+4,644	48,437

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds	Open
Mid OLD MISSION CAPITAL LLC	−5,687	9,669
Small Rothschild Wealth LLC	−42	9,496

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mega JANE STREET GROUP, LLC	14,817	$370,425
Large HRT FINANCIAL LP	9,189	$229,725
Micro Montgomery Financial Services LLC	5,561	$139,025

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Large AE Wealth Management LLC	5,542,593	$130,644,457
Micro Key Capital Management, INC	269,006	$6,340,740
Mega ENVESTNET ASSET MANAGEMENT INC	170,460	$4,017,912
Large TRUIST FINANCIAL CORP	169,397	$3,992,856
Micro LifeWealth Investments, LLC	163,093	$3,844,265

Filter: New 3 Increased 2 Reduced 2 Sold out 21 Unchanged 1

Showing 8 of 8

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FSA Advisors, Inc.

$1,210,925

42.05%

48,437

&PARTNERS

$443,600

15.40%

17,744

JANE STREET GROUP, LLC

$370,425

12.86%

14,817

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	14,817	$370,425	100.0%	Defined

OLD MISSION CAPITAL LLC

$241,725

8.39%

9,669

Rothschild Wealth LLC

$237,400

8.24%

9,496

HRT FINANCIAL LP

$229,725

7.98%

9,189

Montgomery Financial Services LLC

$139,025

4.83%

5,561

OSAIC HOLDINGS, INC.

$7,225

0.25%

289

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	289	$7,225	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FSA Advisors, Inc.	1,162	$27,389	0.0%	Other
Lloyd Advisory Services, LLC.	352	$8,296	0.0%	Other
Held directly	5,541,079	$130,608,772	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	169,397	$3,992,856	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	13,958	$329,004	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	270	$6,364	100.0%	Defined

Key facts CIK 889284 CUSIP 85917K454 13F (30d) 8 filings 8 filers