SETM · Sprott Funds Trust Sprott Critical Materials ETF

$32.98 +0.25 (+0.76%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 42

Total Value: $108,743,773

Total Shares: 3,489,852

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 42 13F filers · Δ vs Mar 31, 2026

Top Holder

18.4%

−1.7 pts

Top 5

60.7%

+10.5 pts

Top 10

77.3%

+15.2 pts

HHI

929

Broadly held+199

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -54

Institutional value: -34.2%

Shares held: -30.2%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	+515,559	516,911
Mid GTS SECURITIES LLC	+103,768	121,089
Mega D. E. Shaw & Co., Inc.	+52,025	74,338
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+46,709	81,954
Mega RAYMOND JAMES FINANCIAL INC	+36,565	185,013

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−194,601	344,648
Large Cetera Investment Advisers	−73,229	43,449
Micro Fortis Advisors, LLC	−303	118,755
Mega WELLS FARGO & COMPANY/MN	−300	0
Mega BANK OF MONTREAL /CAN/	−164	2,387

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Treasurer of the State of North Carolina	642,839	$20,030,863
Large Baird Financial Group, Inc.	112,831	$3,515,813
Mid Vise Technologies, Inc.	70,912	$2,209,617
Large HRT FINANCIAL LP	27,322	$851,353
Small TWO SIGMA SECURITIES, LLC	10,537	$328,332

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Micro Paul R. Ried Financial Group, LLC	1,003,944	$33,210,467
Small BFI Infinity Ltd.	392,919	$12,997,760
Large COMMONWEALTH EQUITY SERVICES, LLC	138,999	$4,598,086
Small TKG Advisors, LLC	103,392	$3,420,207
Mega LPL Financial LLC	87,168	$2,883,517

Filter: New 10 Increased 22 Reduced 8 Sold out 64 Unchanged 2

Showing 42 of 42

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Treasurer of the State of North Carolina

$20,030,863

18.42%

642,839

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$16,106,946

14.81%

516,911

Thrivent Financial for Lutherans

$13,346,233

12.27%

428,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	428,313	$13,346,233	100.0%	Sole

JANE STREET GROUP, LLC

$10,739,231

9.88%

344,648

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	344,648	$10,739,231	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$5,765,004

5.30%

185,013

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	97,071	$3,024,732	52.5%	Defined
Raymond James Financial Services Advisors, Inc.	87,942	$2,740,272	47.5%	Defined

STIFEL FINANCIAL CORP

$3,837,416

3.53%

123,152

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	123,152	$3,837,416	100.0%	Defined

GTS SECURITIES LLC

$3,773,133

3.47%

121,089

Fortis Advisors, LLC

$3,700,405

3.40%

118,755

Baird Financial Group, Inc.

$3,515,813

3.23%

112,831

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	112,831	$3,515,813	100.0%	Defined

Inspire Advisors, LLC

$3,192,342

2.94%

102,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	102,450	$3,192,342	100.0%	Defined

OSAIC HOLDINGS, INC.

$3,063,026

2.82%

98,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	76,903	$2,396,297	78.2%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	6,004	$187,084	6.1%	Sole
Osaic Advisory Services, LLC	15,393	$479,645	15.7%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,553,686

2.35%

81,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	81,954	$2,553,686	100.0%	Other

ROYAL BANK OF CANADA

$2,487,189

2.29%

79,820

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,604	$174,620	7.0%	Defined
RBC Dominion Securities Inc.	71,660	$2,232,925	89.8%	Defined
RBC Private Counsel (USA) Inc.	2,556	$79,644	3.2%	Defined

Steward Partners Investment Advisory, LLC

$2,369,063

2.18%

76,029

D. E. Shaw & Co., Inc.

$2,316,372

2.13%

74,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	74,338	$2,316,372	100.0%	Defined

Vise Technologies, Inc.

$2,209,617

2.03%

70,912

Cetera Investment Advisers

$1,353,870

1.25%

43,449

SCOTIA CAPITAL INC.

$1,223,466

1.13%

39,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF NOVA SCOTIA	39,264	$1,223,466	100.0%	Defined

Visionary Wealth Advisors

$1,161,115

1.07%

37,263

UBS Group AG

$965,554

0.89%

30,987

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	23,860	$743,477	77.0%	Defined
UBS Switzerland AG	7,127	$222,077	23.0%	Defined

HRT FINANCIAL LP

$851,353

0.78%

27,322

Federation des caisses Desjardins du Quebec

$585,028

0.54%

18,775

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Desjardins Securities inc.	1,630	$50,790	8.7%	Defined
Held directly	17,145	$534,238	91.3%	Defined

CITADEL ADVISORS LLC

$579,513

0.53%

18,598

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	18,598	$579,513	100.0%	Defined

Lane Generational LLC

$561,191

0.52%

18,010

Financial Security Advisor, Inc.

$351,547

0.32%

11,282

TWO SIGMA SECURITIES, LLC

$328,332

0.30%

10,537

CIBC WORLD MARKET INC.

$311,444

0.29%

9,995

Cerity Partners LLC

$234,292

0.22%

7,519

Ameritas Advisory Services, LLC

$233,700

0.21%

7,500

Creative Planning

$225,785

0.21%

7,246

Summit Financial, LLC

$214,598

0.20%

6,887

Waverly Advisors, LLC

$175,399

0.16%

5,629

Integrated Wealth Concepts LLC

$84,194

0.08%

2,702

BANK OF MONTREAL /CAN/

$74,378

0.07%

2,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	1,808	$56,337	75.7%	Defined
BMO PRIVATE INVESTMENT COUNSEL INC.	579	$18,041	24.3%	Defined

US BANCORP \DE\

$65,436

0.06%

2,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	2,100	$65,436	100.0%	Other

Allworth Financial LP

$49,263

0.05%

1,581

MORGAN STANLEY

$46,303

0.04%

1,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,486	$46,303	100.0%	Defined

Keating Financial Advisory Services, Inc.

$26,704

0.02%

857

NFSG Corp

$24,149

0.02%

775

HARBOUR INVESTMENTS, INC.

$6,574

0.01%

211

Coston, McIsaac & Partners

$4,237

0.00%

136

WELLS FARGO & COMPANY/MN

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	15,696	$519,223	70.6%	Other
Held directly	6,522	$215,747	29.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
United Capital Financial Partners, LLC	9,790	$323,853	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	7,702	$254,782	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
National Bank Financial Inc.	4,153	$137,381	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	1,628	$53,854	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SpiderRock Advisors, LLC	943	$31,194	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	12	$396	100.0%	Other

Key facts CIK 1728683 CUSIP 85208P402 13F (30d) 42 filings 42 filers