Position in UPST
as of Mar 31, 2026
· filed May 15, 2026
Position Value
$294,615
-$283,320 QoQ
Shares Held
11,486
-13.1% QoQ
Ownership
0.012%
of shares outstanding
% of Portfolio
0.00%
of 13F equity value
Holder Rank
—
not a current holder
Holding Since
Sep 2021
15 quarters on record
Voting authority
Sole 100%
Shared 0%
None 0%
Common Shares in UPST Over Time
Shares Held
Position Value (USD)
Position in Credit Services
Financial Services · as of Jun 30, 2026Advisors Asset Management, Inc. holds $165,580,324 across 8 Credit Services names.
| # | Ticker | Company | Shares | Value (USD) | Open |
|---|---|---|---|---|---|
| 1 | V |
Visa Inc.
|
195,291 | $67,002,389 | |
| 2 | MA |
Mastercard Inc
|
109,136 | $56,052,249 | |
| 3 | AXP |
American Express Co
|
101,475 | $34,323,918 | |
| 4 | PYPL |
PayPal Holdings, Inc.
|
140,223 | $6,054,829 | |
| 5 | COF |
Capital One Financial Corp
|
7,360 | $1,476,563 | |
| 6 | AFRM |
Affirm Holdings, Inc.
|
4,685 | $382,061 | |
| 7 | SYF |
Synchrony Financial
|
3,081 | $234,310 | |
| 8 | SOFI |
SoFi Technologies, Inc.
|
3,012 | $54,005 |
All Filings in UPST
Export CSV
15 filing rows on record
| Report Date | Value (USD) | Shares | Type | Discretion | Filed | |
|---|---|---|---|---|---|---|
| 2026-03-31 | $294,615 | 11,486 | Shares | Sole | 2026-05-15 | |
| 2025-12-31 | $577,935 | 13,216 | Shares | Sole | 2026-02-12 | |
| 2025-09-30 | $676,656 | 13,320 | Shares | Sole | 2025-11-06 | |
| 2025-06-30 | $873,180 | 13,500 | Shares | Sole | 2025-08-12 | |
| 2025-03-31 | $597,469 | 12,980 | Shares | Sole | 2025-05-15 | |
| 2024-12-31 | $93,586 | 1,520 | Shares | Sole | 2025-02-10 | |
| 2023-09-30 | $10,588 | 371 | Shares | Sole | 2023-11-14 | |
| 2023-06-30 | $22,309 | 623 | Shares | Sole | 2023-08-14 | |
| 2023-03-31 | $15,858 | 998 | Shares | Sole | 2023-05-12 | |
| 2022-12-31 | $13,828 | 1,046 | Shares | Sole | 2023-02-13 | |
| 2022-09-30 | $106,922 | 5,143 | Shares | Sole | 2022-11-08 | |
| 2022-06-30 | $151,048 | 4,777 | Shares | Sole | 2022-08-08 | |
| 2022-03-31 | $500,068 | 4,584 | Shares | Sole | 2022-05-17 | |
| 2021-12-31 | $638,334 | 4,219 | Shares | Sole | 2022-02-15 | |
| 2021-09-30 | $855,970 | 2,705 | Shares | Sole | 2021-11-12 | |
| No filing history on record for this holder in this stock. | ||||||