FNY Investment Advisers, LLC

Position in UPST — Upstart Holdings, Inc.

CIK 1742998 NEW YORK, NY

Back to UPST Full portfolio

Position in UPST

as of Jun 30, 2026 · filed Jul 8, 2026 Compact

Position Value

$77,910

+$73,545 QoQ

Shares Held

2,199

+947.1% QoQ

Ownership

0.002%

of shares outstanding

% of Portfolio

0.03%

of 13F equity value

Holder Rank

#249

of 364 holders

Holding Since

Mar 2021

5 quarters on record

Voting authority Sole 100% Shared 0% None 0%

Common Shares in UPST Over Time

Shares Held

Position Value (USD)

Derivatives in UPST

reported options exposure · as of Jun 30, 2026

CallValue

$2,480

CallShares

PutValue

PutShares

Notional value of option positions as reported on Form 13F. Calls and puts are disclosed separately and do not net against the common-share stake above.

Position in Credit Services

Financial Services · as of Jun 30, 2026

FNY Investment Advisers, LLC holds $2,580,557 across 6 Credit Services names. UPST ranks #4 (3.0% of the industry book) .

#	Ticker	Company	Shares	Value (USD)
1	PYPL	PayPal Holdings, Inc.	26,500	$1,144,270
2	V	Visa Inc.	2,863	$982,266
3	KLAR	Klarna Group plc	15,000	$303,600
4	UPST	Upstart Holdings, Inc. This page	2,199	$77,910
5	MA	Mastercard Inc	115	$59,064
6	SOFI	SoFi Technologies, Inc.	750	$13,447

All Filings in UPST

Export CSV

7 filing rows on record

Report Date	Value (USD)	Shares	Change	Type	Discretion	Filed
2026-06-30	$77,910	2,199	+947.1%	Shares	Defined	2026-07-08
2026-06-30	$2,480	70	-72.0%	Call	Defined	2026-07-08
2022-09-30	$4,365	210	+950.0%	Shares	Sole	2022-10-19
2022-06-30	$632	20	-99.6%	Shares	Defined	2022-07-12
2021-12-31	$756,500	5,000	+316.7%	Shares	Defined	2022-02-01
2021-12-31	$37,825	250	—	Call	Defined	2022-02-01
2021-03-31	$154,632	1,200	—	Shares	Sole	2021-04-12
No filing history on record for this holder in this stock.