PROSPERA FINANCIAL SERVICES, INC.
SEC Form ADV profile.
Total regulatory AUM
$14,387,540,045
Discretionary
$9,785,164,394
Non-discretionary
$4,602,375,651
Firm details
- CRD number
- 10740
- SEC file number
- 801-65845
- Main office
- DALLAS, TX, United States
- Employees
- 326
- SEC status
- Approved
- Fee structure
-
Percentage of AUM Hourly Fixed fees Commissions Performance-based Other
As of October 2026.