PRINCIPAL SECURITIES, INC.
SEC Form ADV profile.
Total regulatory AUM
$17,024,265,096
Discretionary
$14,145,909,165
Non-discretionary
$2,878,355,931
Firm details
- CRD number
- 1137
- SEC file number
- 801-54949
- Main office
- DES MOINES, IA, United States
- Employees
- 1,464
- SEC status
- Approved
- Website
- HTTPS://X.COM/PRINCIPAL
- Fee structure
-
Percentage of AUM Hourly Fixed fees Other
As of October 2026.