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STEPHENS INC.

Doing business as STEPHENS. SEC Form ADV profile.

Total regulatory AUM
$18,044,844,233
Discretionary
$13,826,378,185
Non-discretionary
$4,218,466,048

Firm details

CRD number
3496
SEC file number
801-15510
Main office
LITTLE ROCK, AR, United States
Employees
611
SEC status
Approved
Fee structure
Percentage of AUM Hourly Fixed fees Commissions Performance-based

As of October 2026.