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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SEC Form ADV registration profile.

Total regulatory AUM
$1,781,568,171,479
Discretionary
$441,302,071,156
Non-discretionary
$1,340,266,100,323

Firm details

CRD number
7691
SEC file number
801-14235
Main office
NEW YORK, NY, United States
Employees
32,960
SEC status
Approved
Fee structure
Percentage of AUM Fixed fees Commissions

As of May 2026.