Skip to main content

UBS FINANCIAL SERVICES INC.

SEC Form ADV registration profile.

Total regulatory AUM
$915,793,138,114
Discretionary
$402,983,233,661
Non-discretionary
$512,809,904,453

Firm details

CRD number
8174
SEC file number
801-7163
Main office
WEEHAWKEN, NJ, United States
Employees
12,524
SEC status
Approved
Fee structure
Percentage of AUM Hourly Fixed fees Commissions Other

As of May 2026.