AAAD · Fund Operations ETF
$47.97
-0.06 (-0.13%)
At close · Oct 2
Return incl. dividend (before tax)
Volume · Oct 2
100
Avg daily vol (3M)
233
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover PGIM AAA CLO Aggregate Duration ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2025-11-13 | 2025-08-31 | N-1A | 811-23324 | Original | — | — |
| 2024-11-13 | 2024-08-31 | N-1A | 811-23324 | Original | — | — |
| 2023-11-13 | 2023-08-31 | N-1A | 811-23324 | Original | — | — |
| 2023-04-24 | 2020-08-31 | N-1A | 811-23324 | Amendment | — | — |
| 2022-11-10 | 2022-08-31 | N-1A | 811-23324 | Original | — | — |
| 2021-11-09 | 2021-08-31 | N-1A | 811-23324 | Original | — | — |
| 2020-11-12 | 2020-08-31 | N-1A | 811-23324 | Original | — | — |
Showing 1–7 of 7 filings
Service providers (latest report, filed 2025-11-13)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | PGIM INVESTMENTS LLC | — | — |
| Sub-Adviser | Jennison Associates LLC | — | Yes |
| Sub-Adviser | PGIM Limited | GB | Yes |
| Sub-Adviser | PGIM Quantitative Solutions LLC | — | Yes |
| Sub-Adviser | PGIM, INC. | — | Yes |
| Custodian | Banco Bilbao Vizcaya Argentaria SA, Madrid | ES | — |
| Custodian | Banco Santander - Chile | CL | — |
| Custodian | Bank Hapoalim B.M. | IL | — |
| Custodian | Bank Polska Kasa Opieki S.A. | PL | — |
| Custodian | CIBC Mellon Trust Company | CA | — |
| Custodian | CIBC Mellon Trust Company (Canada) | CA | — |
| Custodian | Citibanamex | MX | — |
| Custodian | Citibank Europe PLC (Czech Republic) | CZ | — |
| Custodian | Citibank Europe PLC (Greece) | GR | — |
| Custodian | Citibank Europe PLC (Portugal) | PT | — |
| Custodian | Citibank Europe plc, Romania Branch | RO | — |
| Custodian | Citibank Europe plc. Hungarian Branch Office | HU | — |
| Custodian | Citibank N.A., Brazilian Branch | BR | — |
| Custodian | Citibank N.A., Sucursal De Lima | PE | — |
| Custodian | Cititrust S.A., Bogota | CO | — |
| Custodian | Deutsche Bank A.S. (Turkey) | TR | — |
| Custodian | Deutsche Bank AG (Indonesia) | ID | — |
| Custodian | EUROCLEAR BANK SA/NV | BE | — |
| Custodian | Euroclear Bank SA/NV (Belgium) | BE | — |
| Custodian | HSBC Bank (China) Company Limited | CN | — |
| Custodian | HSBC Bank (Taiwan) Limited | TW | — |
| Custodian | HSBC Bank Australia Limited | AU | — |
| Custodian | HSBC Bank Middle East Limited - Dubai Branch | AE | — |
| Custodian | HSBC NOMINEES (NEW ZEALAND) LIMITED | NZ | — |
| Custodian | MUFG Bank, Ltd. | JP | — |
| Custodian | Nordea Bank Abp | DK | — |
| Custodian | Skandinaviska Enskilda Banken AB, Helsinki Branch | FI | — |
| Custodian | Skandinaviska Enskilda Banken AB, Oslo Branch | NO | — |
| Custodian | Skandinaviska Enskilda Banken AB, Stockholm | SE | — |
| Custodian | Standard Chartered Bank (Singapore) Limited | SG | — |
| Custodian | Standard Chartered Bank Korea Limited | KR | — |
| Custodian | Standard Chartered Bank Malaysia Berhad | MY | — |
| Custodian | Standard Chartered Bank, India Branch | IN | — |
| Custodian | Standard Chartered Bank, Indonesia Branch | ID | — |
| Custodian | Standard Chartered Bank, Philippines Branch | PH | — |
| Custodian | The Bank of New York Mellon | — | — |
| Custodian | The Bank of New York Mellon (United Kingdom) | GB | — |
| Custodian | The Bank of New York Mellon SA/NV (Belgium) | BE | — |
| Custodian | The Bank of New York Mellon SA/NV (Denmark) | DK | — |
| Custodian | The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main | DE | — |
| Custodian | The Bank of New York Mellon, SA/NV (France) | FR | — |
| Custodian | The Bank of New York Mellon, SA/NV (Italy) | IT | — |
| Custodian | The Bank of New York Mellon, SA/NV (Netherlands) | NL | — |
| Custodian | The Hongkong and Shanghai Banking Corporation (Hong Kong) | HK | — |
| Custodian | The Hongkong and Shanghai Banking Corporation (Thailand) | TH | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited | HK | — |
| Custodian | THE STANDARD BANK OF SOUTH AFRICA | ZA | — |
| Custodian | UBS Switzerland AG | CH | — |
| Custodian | UniCredit Bank Austria AG | AT | — |
| Transfer Agent | The Bank of New York Mellon | US | — |
| Administrator | PGIM INVESTMENTS LLC | US | Yes |
| Pricing Service | Bloomberg Finance L.P. | — | — |
| Pricing Service | Intercontinental Exchange, Inc. | — | — |
| Pricing Service | LSEG US FIN CORP. | — | — |
| Pricing Service | S&P Global Market Intelligence | — | — |
| Principal Underwriter | PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | — | Yes |
| Independent Public Accountant | PricewaterhouseCoopers LLP | US | — |