ACLO · Fund Operations ETF
$50.40
+0.04 (+0.08%)
At close · Oct 2
Return incl. dividend (before tax)
Volume · Oct 2
12.6K
Avg daily vol (3M)
43.94K
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover TCW AAA CLO ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-01-12 | 2025-10-31 | N-1A | 811-23617 | Original | — | — |
| 2025-01-13 | 2024-10-31 | N-1A | 811-23617 | Original | — | — |
| 2024-01-10 | 2023-10-31 | N-1A | 811-23617 | Original | — | — |
| 2023-01-10 | 2022-10-31 | N-1A | 811-23617 | Original | — | — |
| 2022-01-12 | 2021-10-31 | N-1A | 811-23617 | Original | Yes | — |
Showing 1–5 of 5 filings
Service providers (latest report, filed 2026-01-12)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | TCW Investment Management Company LLC | — | — |
| Custodian | BANCO CITI MEXICO S.A. INSTITUCION DE BANCA MULTIPLE, GRUPO FINANCIERO CITI MEXICO | MX | — |
| Custodian | BANK HAPOALIM BM | IL | — |
| Custodian | BNP PARIBAS S.A. SUCCURSALE ITALIA | IT | — |
| Custodian | BNP PARIBAS S.A. SUCURSAL EN ESPANA | ES | — |
| Custodian | BNP PARIBAS S.A. (BELGIUM) | BE | — |
| Custodian | BNP PARIBAS S.A. (NETHERLANDS) | NL | — |
| Custodian | BNP PARIBAS S.A. (PORTUGAL) | PT | — |
| Custodian | BNP PARIBAS S.A. NIEDERLASSUNG DEUTSCHLAND | DE | — |
| Custodian | BROWN BROTHERS HARRIMAN AND CO | — | — |
| Custodian | CACEIS BANK | FR | — |
| Custodian | DEUTSCHE BANK AG | AT | — |
| Custodian | Euroclear Bank | BE | — |
| Custodian | EUROCLEAR BANK SA NV | BE | — |
| Custodian | HSBC BANK AUSTRALIA LIMITED FOR THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) | AU | — |
| Custodian | HSBC BANK PLC | GB | — |
| Custodian | HSBC BANK PLC (IRELAND) | IE | — |
| Custodian | Mizuho Bank, Ltd. (Minato ku, Tokyo, JP, Branch) | JP | — |
| Custodian | MUFG BANK LTD. | JP | — |
| Custodian | RBC INVESTOR SERVICES TRUST FOR ROYAL BANK OF CANADA (RBC) | CA | — |
| Custodian | Royal Bank of Canada | CA | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) | SE | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) DANMARK BRANCH | DK | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) HELSINKI BRANCH | FI | — |
| Custodian | SKANDINAVISKA ENSKILDA BANKEN AB (PUBL) OSLO BRANCH | NO | — |
| Custodian | Standard Chartered Bank (Hong Kong) Limited | HK | — |
| Custodian | State Street Bank and Trust Company | — | — |
| Custodian | State Street Bank and Trust Company (Edinburgh, GB, Branch) | GB | — |
| Custodian | State Street Trust Company Canada | CA | — |
| Custodian | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED - KOREA BRANCH | KR | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) | NZ | — |
| Custodian | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) | HK | — |
| Custodian | THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (HSBC) - NEW ZEALAND BRANCH | NZ | — |
| Custodian | The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) | AU | — |
| Custodian | UBS SWITZERLAND AG | CH | — |
| Transfer Agent | Brown Brothers Harriman & Co. | US | — |
| Transfer Agent | State Street Bank and Trust Company | US | — |
| Administrator | Brown Brothers Harriman & Co. | US | — |
| Administrator | State Street Bank and Trust Company | US | — |
| Pricing Service | London Stock Exchange Group PLC | GB | — |
| Principal Underwriter | Foreside Financial Services, LLC | — | — |
| Independent Public Accountant | Deloitte & Touche LLP | US | — |