AFSM · First Trust Active Factor Small Cap ETF ETF

$40.46 +0.18 (+0.45%) At close · Sep 4

Fails to deliver — shares from a trade that were not delivered to the buyer by the settlement date — published by the SEC twice a month. Persistent fails can reflect settlement problems or naked short selling.

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Fails to Deliver History

Settlement Date	Quantity	Price	Value
2026-08-14	1,250	$41.20	$51,500
2026-08-13	916	$40.98	$37,538
2026-08-12	1,134	$40.56	$45,995
2026-08-11	515	$40.61	$20,914
2026-08-10	823	$41.03	$33,768
2026-08-07	2,100	$40.62	$85,302
2026-08-06	827	$41.01	$33,915
2026-08-04	3,105	$40.64	$126,187
2026-08-03	1,602	$39.94	$63,984
2026-07-31	716	$39.97	$28,619
2026-07-30	144	$39.48	$5,685
2026-07-29	480	$39.88	$19,142
2026-07-27	1,441	$39.68	$57,179
2026-07-24	221	$39.77	$8,789
2026-07-23	4,230	$40.02	$169,285
2026-07-22	3,154	$40.36	$127,295
2026-07-21	2,245	$39.65	$89,014
2026-07-20	2,412	$39.99	$96,456
2026-07-17	2,046	$40.00	$81,840
2026-07-16	568	$40.07	$22,760
2026-07-15	838	$40.08	$33,587
2026-07-14	1,209	$39.97	$48,324
2026-07-13	539	$40.27	$21,706
2026-07-09	1,209	$39.72	$48,021
2026-07-08	548	$39.93	$21,882
2026-07-07	1,033	$40.37	$41,702
2026-07-06	696	$40.19	$27,972
2026-07-02	540	$40.88	$22,075
2026-07-01	7,406	$41.10	$304,387
2026-06-30	5,270	$40.70	$214,489
2026-06-29	4,178	$40.40	$168,791
2026-06-26	11,830	$40.03	$473,555
2026-06-25	5,934	$39.78	$236,055
2026-06-24	9,649	$39.58	$381,907
2026-06-23	5,822	$39.81	$231,774
2026-06-22	819	$39.44	$32,301
2026-06-18	526	$38.73	$20,372
2026-06-17	2,189	$39.05	$85,480
2026-06-16	1,779	$39.34	$69,986
2026-06-15	574	$39.38	$22,604
2026-06-12	54	$38.96	$2,104
2026-06-11	3,619	$37.80	$136,798
2026-06-10	1,828	$38.08	$69,610
2026-06-09	440	$37.78	$16,623
2026-06-08	196	$37.44	$7,338

Showing 1–45 of 45 settlements