AGOX · Adaptive Alpha Opportunities ETF ETF
$33.59
-0.25 (-0.74%)
At close · Sep 4
Operational details from a fund's annual SEC Form N-CEN — its registration type, reporting period and named service providers such as the adviser, custodian, transfer agent and auditor. Only registered investment companies — mutual funds, ETFs and closed-end funds — file N-CEN, so operating companies show no data.
Form N-CEN is filed by the registrant, not one exchange listing. These operations cover Adaptive Alpha Opportunities ETF and may include sibling fund series.
| Filed | Period End | Type | File Number | Amendment | First Filing | Last Filing |
|---|---|---|---|---|---|---|
| 2026-08-14 | 2026-05-31 | N-1A | 811-22298 | Original | — | — |
| 2026-06-12 | 2026-03-31 | N-1A | 811-22298 | Original | — | — |
| 2025-12-12 | 2025-09-30 | N-1A | 811-22298 | Original | — | — |
| 2025-08-19 | 2025-05-31 | N-1A | 811-22298 | Amendment | — | — |
| 2025-08-14 | 2025-05-31 | N-1A | 811-22298 | Original | — | — |
| 2025-06-13 | 2025-03-31 | N-1A | 811-22298 | Original | — | — |
| 2024-12-13 | 2024-09-30 | N-1A | 811-22298 | Original | — | — |
| 2024-11-14 | 2024-08-31 | N-1A | 811-22298 | Original | — | — |
| 2024-08-13 | 2024-05-31 | N-1A | 811-22298 | Original | — | — |
| 2024-06-11 | 2024-03-31 | N-1A | 811-22298 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-1A | 811-22298 | Original | — | — |
| 2023-12-14 | 2023-09-30 | N-1A | 811-22298 | Amendment | — | — |
| 2023-11-14 | 2023-08-31 | N-1A | 811-22298 | Original | — | — |
| 2023-08-14 | 2023-05-31 | N-1A | 811-22298 | Original | — | — |
| 2023-06-13 | 2023-03-31 | N-1A | 811-22298 | Original | — | — |
| 2023-05-15 | 2023-02-28 | N-1A | 811-22298 | Original | — | — |
| 2023-03-14 | 2022-12-31 | N-1A | 811-22298 | Original | — | — |
| 2022-12-14 | 2022-09-30 | N-1A | 811-22298 | Original | — | — |
| 2022-08-15 | 2022-05-31 | N-1A | 811-22298 | Original | — | — |
| 2022-06-14 | 2022-03-31 | N-1A | 811-22298 | Original | — | — |
| 2022-05-11 | 2022-02-28 | N-1A | 811-22298 | Original | — | — |
| 2021-12-10 | 2021-09-30 | N-1A | 811-22298 | Original | — | — |
| 2021-11-09 | 2021-08-31 | N-1A | 811-22298 | Original | — | — |
| 2021-08-10 | 2021-05-31 | N-1A | 811-22298 | Original | — | — |
| 2021-06-03 | 2021-03-31 | N-1A | 811-22298 | Original | — | — |
| 2021-05-11 | 2021-02-28 | N-1A | 811-22298 | Original | — | — |
| 2020-12-11 | 2020-09-30 | N-1A | 811-22298 | Original | — | — |
| 2020-11-09 | 2020-08-31 | N-1A | 811-22298 | Original | — | — |
| 2020-08-13 | 2020-05-31 | N-1A | 811-22298 | Original | — | — |
| 2020-06-12 | 2020-03-31 | N-1A | 811-22298 | Original | — | — |
| 2020-05-13 | 2020-02-29 | N-1A | 811-22298 | Original | — | — |
Showing 1–31 of 31 filings
Service providers (latest report, filed 2026-08-14)
| Role | Firm | Country | Affiliated |
|---|---|---|---|
| Investment Adviser | Cavalier Investments, LLC d/b/a Adaptive Investments | — | — |
| Sub-Adviser | Bluestone Capital Management, LLC | — | — |
| Custodian | UMB Bank, n.a. | — | — |
| Transfer Agent | Broadridge Financial Solutions, Inc. | US | — |
| Transfer Agent | Nottingham Shareholder Services, LLC | US | — |
| Administrator | The Nottingham Company | US | — |
| Pricing Service | Bloomberg Data Professional | — | — |
| Pricing Service | Bloomberg Professional Data | — | — |
| Pricing Service | Refinitiv Financial Solutions | — | — |
| Pricing Service | Refinitive Financial Solutions | — | — |
| Shareholder Servicing Agent | Nottingham Shareholder Services, LLC | US | — |
| Principal Underwriter | Paralel Distributors LLC | — | — |
| Independent Public Accountant | Tait, Weller & Baker, LLP | US | — |