AGQI · First Trust Active Global Quality Income ETF ETF

$18.86 +0.00 (+0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 28

Total Value: $19,040,521

Total Shares: 1,435,896

Holder Concentration

Across 28 13F filers

Top Holder

20.9%

of institutional value

Top 5

57.8%

of institutional value

Top 10

82.7%

of institutional value

HHI

946

Broadly held

Showing 28 of 28

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY AGQI

$3,980,932

20.91%

300,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	300,108	$3,980,932	100.0%	Defined

OLD MISSION CAPITAL LLC AGQI

$2,097,196

11.01%

158,100

JANE STREET GROUP, LLC AGQI

$1,855,627

9.75%

139,889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	139,889	$1,855,627	100.0%	Defined

FLOW TRADERS U.S. LLC AGQI

$1,583,297

8.32%

119,359

LPL Financial LLC AGQI

$1,482,748

7.79%

111,779

CITADEL ADVISORS LLC AGQI

$1,292,037

6.79%

97,402

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	97,402	$1,292,037	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP AGQI

$996,373

5.23%

75,113

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	29,620	$392,909	39.4%	Defined
G1 EXECUTION SERVICES, LLC	45,493	$603,464	60.6%	Defined

1776 Wealth LLC AGQI

$926,905

4.87%

69,876

Woodline Partners LP AGQI

$889,855

4.67%

67,083

WELLS FARGO & COMPANY/MN AGQI

$636,109

3.34%

47,954

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,623	$21,529	3.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	46,331	$614,580	96.6%	Defined

UBS Group AG AGQI

$584,123

3.07%

44,035

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	42,422	$562,727	96.3%	Defined
UBS Securities LLC	1,613	$21,396	3.7%	Defined

STIFEL FINANCIAL CORP AGQI

$478,243

2.51%

36,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	36,053	$478,243	100.0%	Defined

COMMONWEALTH EQUITY SERVICES, LLC AGQI

$441,193

2.32%

33,260

HRT FINANCIAL LP AGQI

$297,573

1.56%

22,433

Saba Capital Management, L.P. AGQI

$290,782

1.53%

21,921

ROYAL BANK OF CANADA AGQI

$279,825

1.47%

21,095

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	21,095	$279,825	100.0%	Defined

OSAIC HOLDINGS, INC. AGQI

$222,148

1.17%

16,747

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	5,117	$67,877	30.6%	Defined
SECURITIES AMERICA ADVISORS INC	4,925	$65,330	29.4%	Defined
American Portfolios Advisors	6,705	$88,941	40.0%	Sole

Cambridge Investment Research Advisors, Inc. AGQI

$200,381

1.05%

15,106

Virtu Financial LLC AGQI

$177,233

0.93%

13,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	13,361	$177,233	100.0%	Defined

Abel Hall, LLC AGQI

$132,650

0.70%

10,000

AlphaMark Advisors, LLC AGQI

$104,687

0.55%

7,892

JPMORGAN CHASE & CO AGQI

$53,564

0.28%

4,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	4,038	$53,564	100.0%	Defined

PRIVATE TRUST CO NA AGQI

$16,395

0.09%

1,236

Steward Partners Investment Advisory, LLC AGQI

$15,413

0.08%

1,162

KELLY LAWRENCE W & ASSOCIATES INC/CA AGQI

$4,974

0.03%

375

Hexagon Capital Partners LLC AGQI

$252

0.00%

NBC SECURITIES, INC. AGQI

0.00%

500

PROEQUITIES, INC. AGQI

0.00%