ALAI · Alger AI Enablers & Adopters ETF ETF

$45.58 +0.48 (+1.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 49

Total Value: $205,011,753

Total Shares: 4,491,932

Institutional Ownership Trend

9 quarters

Holder Concentration

Across 49 13F filers · Δ vs Mar 31, 2026

Top Holder

29.8%

+10.2 pts

Top 5

71.4%

+12.6 pts

Top 10

82.2%

+10.8 pts

HHI

1,611

Moderately concentrated+651

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: +5.3%

Shares held: -23.8%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega WELLS FARGO & COMPANY/MN	+260,281	398,395
Mid Arkadios Wealth Advisors	+184,019	1,339,871
Mid GREAT VALLEY ADVISOR GROUP, INC.	+46,351	273,286
Mega RAYMOND JAMES FINANCIAL INC	+33,451	96,338
Small Proactive Wealth Strategies LLC	+31,470	113,128

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−107,370	50,636
Mega ENVESTNET ASSET MANAGEMENT INC	−96,895	39,501
Mega LPL Financial LLC	−21,617	1,061,213
Mid Stratos Wealth Partners, LTD.	−18,338	78,737
Mid IHT Wealth Management, LLC	−15,204	8,063

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large NewEdge Advisors, LLC	75,386	$3,440,617
Small MONECO ADVISORS, LLC	34,649	$1,581,380
Mid HighPoint Advisor Group LLC	17,892	$816,590
Mega BANK OF AMERICA CORP /DE/	14,952	$682,409
Micro Western Pacific Wealth Management, LP	10,815	$493,596

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Goldstein Advisors, LLC	681,984	$22,532,751
Small TRAPHAGEN INVESTMENT ADVISORS LLC	318,822	$10,533,878
Large COMMONWEALTH EQUITY SERVICES, LLC	200,535	$6,625,676
Small Onyx Bridge Wealth Group LLC	99,093	$3,274,032
Large MML INVESTORS SERVICES, LLC	99,000	$3,270,960

Filter: New 13 Increased 22 Reduced 10 Sold out 31 Unchanged 4

Showing 49 of 49

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Arkadios Wealth Advisors

$61,151,712

29.83%

1,339,871

LPL Financial LLC

$48,433,761

23.62%

1,061,213

WELLS FARGO & COMPANY/MN

$18,182,746

8.87%

398,395

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	48,202	$2,199,939	12.1%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	72,000	$3,286,080	18.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	277,962	$12,686,185	69.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	231	$10,542	0.1%	Defined

GREAT VALLEY ADVISOR GROUP, INC.

$12,472,773

6.08%

273,286

STIFEL FINANCIAL CORP

$6,195,264

3.02%

135,742

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	135,742	$6,195,264	100.0%	Defined

Sunrise Financial Services, LLC

$5,355,078

2.61%

117,333

Proactive Wealth Strategies LLC

$5,163,161

2.52%

113,128

RAYMOND JAMES FINANCIAL INC

$4,396,865

2.14%

96,338

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	7,709	$351,838	8.0%	Defined
Raymond James Financial Services Advisors, Inc.	88,629	$4,045,027	92.0%	Defined

NWM ADVISORS, LLC

$3,617,700

1.76%

79,266

Stratos Wealth Partners, LTD.

$3,593,556

1.75%

78,737

NewEdge Advisors, LLC

$3,440,617

1.68%

75,386

SMITH, MOORE & CO.

$2,682,582

1.31%

58,777

&PARTNERS

$2,633,473

1.28%

57,701

ROYAL BANK OF CANADA

$2,311,027

1.13%

50,636

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	50,636	$2,311,027	100.0%	Defined

Sanctuary Advisors, LLC

$2,167,626

1.06%

47,494

ENVESTNET ASSET MANAGEMENT INC

$1,802,825

0.88%

39,501

PCG Wealth Advisors, LLC

$1,635,965

0.80%

35,845

MONECO ADVISORS, LLC

$1,581,380

0.77%

34,649

OSAIC HOLDINGS, INC.

$1,474,217

0.72%

32,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	32,301	$1,474,217	100.0%	Defined

FRED ALGER MANAGEMENT, LLC

$1,282,666

0.63%

28,104

Western Wealth Management, LLC

$1,240,585

0.61%

27,182

Kingsview Wealth Management, LLC

$1,194,353

0.58%

26,169

THOROUGHBRED FINANCIAL SERVICES, LLC

$1,178,835

0.58%

25,829

HighTower Advisors, LLC

$1,173,404

0.57%

25,710

Sankala Group LLC

$952,917

0.46%

20,879

Integrated Wealth Concepts LLC

$924,210

0.45%

20,250

PMG Wealth Management, Inc.

$845,663

0.41%

18,529

HighPoint Advisor Group LLC

$816,590

0.40%

17,892

OPPENHEIMER & CO INC

$733,571

0.36%

16,073

BANK OF AMERICA CORP /DE/

$682,409

0.33%

14,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BOFA SECURITIES, INC.	14,952	$682,409	100.0%	Defined

Triton Wealth Management, PLLC

$622,210

0.30%

13,633

Equitable Holdings, Inc.

$596,012

0.29%

13,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	13,059	$596,012	100.0%	Defined

Cetera Investment Advisers

$589,897

0.29%

12,925

Mutual Advisors, LLC

$521,665

0.25%

11,430

Western Pacific Wealth Management, LP

$493,596

0.24%

10,815

National Philanthropic Trust

$488,028

0.24%

10,693

Perennial Investment Advisors, LLC

$461,329

0.23%

10,108

WEALTH EFFECTS LLC

$442,753

0.22%

9,701

IHT Wealth Management, LLC

$367,995

0.18%

8,063

Prospect Financial Services LLC

$362,609

0.18%

7,945

Trek Financial, LLC

$329,794

0.16%

7,226

Snowden Capital Advisors LLC

$232,079

0.11%

5,085

WPG Advisers, LLC

$107,710

0.05%

2,360

Global Retirement Partners, LLC

$22,820

0.01%

500

FMR LLC

$18,621

0.01%

408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	408	$18,621	100.0%	Defined

HARBOUR INVESTMENTS, INC.

$11,546

0.01%

253

MORGAN STANLEY

$10,132

0.00%

222

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	222	$10,132	100.0%	Defined

MPWM ADVISORY SOLUTIONS, LLC

$9,128

0.00%

200

US BANCORP \DE\

$6,298

0.00%

138

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	138	$6,298	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	39,359	$1,300,421	100.0%	Defined