ALTY · Global X Alternative Income ETF ETF
$12.25
+0.02 (+0.16%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 14
Total Value: $5,844,913
Total Shares: 515,425
Institutional Ownership Trend
13 quarters
Holder Concentration
Across 14 13F filers · Δ vs Dec 31, 2022Top Holder
69.0%
+13.2 pts
Top 5
92.0%
−2.8 pts
Top 10
99.9%
+0.0 pts
HHI
4,985
Highly concentrated+1,332
Quarterly Activity
vs Dec 31, 2022
New
4
Increased
4
Decreased
3
Sold Out
4
Unchanged
3
Holder count:
0
Institutional value:
-43.2%
Shares held:
-44.8%
Top Buyers
vs Dec 31, 2022| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega LPL Financial LLC | +19,328 | 69,170 | |
| Mega UBS Group AG | +9,419 | 21,747 | |
| Small Founders Financial Alliance, LLC | +521 | 14,893 | |
| Mega ENVESTNET ASSET MANAGEMENT INC | +8 | 12,150 |
Top Sellers
vs Dec 31, 2022| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Large OSAIC HOLDINGS, INC. | −165,783 | 355,464 | |
| Large Cetera Investment Advisers | −138,198 | 11,138 | |
| Mega BANK OF AMERICA CORP /DE/ | −910 | 5,907 |
Top New Positions
vs Dec 31, 2022| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,103 | $148,588 | |
| Mega CITADEL ADVISORS LLC | 11,277 | $127,881 | |
| Small Financial Gravity Asset Management, Inc. | 11 | $124 | |
| — PROEQUITIES, INC. | 0 | $0 |
Top Sold-Out Positions
vs Dec 31, 2022| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small Andesa Financial Management Inc. | 146,211 | $1,609,783 | |
| Mid Kovack Advisors, Inc. | 18,972 | $208,881 | |
| Small Capital Investment Advisory Services, LLC | 2,268 | $24,970 | |
| Mega ROYAL BANK OF CANADA | 20 | $220 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Large OSAIC HOLDINGS, INC. ALTY | $4,030,960 | 68.97% | 355,464 | Shares | 2023-05-12 | |
| Mega LPL Financial LLC ALTY | $784,387 | 13.42% | 69,170 | Shares | 2023-05-10 | |
| Mega UBS Group AG ALTY | $246,610 | 4.22% | 21,747 | Shares | 2023-05-12 | |
| Small Founders Financial Alliance, LLC ALTY | $168,886 | 2.89% | 14,893 | Shares | 2023-05-15 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP ALTY | $148,588 | 2.54% | 13,103 | Shares | 2023-05-16 | |
| Mega ENVESTNET ASSET MANAGEMENT INC ALTY | $137,781 | 2.36% | 12,150 | Shares | 2023-05-11 | |
| Mega CITADEL ADVISORS LLC ALTY | $127,881 | 2.19% | 11,277 | Shares | 2023-05-15 | |
| Large Cetera Investment Advisers ALTY | $126,304 | 2.16% | 11,138 | Shares | 2023-05-15 | |
| Mega BANK OF AMERICA CORP /DE/ Bank ALTY | $66,985 | 1.15% | 5,907 | Shares | 2023-05-12 | |
| Small VAN DEN BERG MANAGEMENT I, INC ALTY | $3,402 | 0.06% | 300 | Shares | 2023-05-15 | |
| Mid Advisory Services Network, LLC ALTY | $3,005 | 0.05% | 265 | Shares | 2023-05-17 | |
| Small Financial Gravity Asset Management, Inc. ALTY | $124 | 0.00% | 11 | Shares | 2023-05-12 | |
| — PROEQUITIES, INC. ALTY | $0 | 0.00% | 0 | Shares | 2023-05-15 | |
| Mega WELLS FARGO & COMPANY/MN ALTY | $0 | 0.00% | 0 | Shares | 2023-05-12 |