AOM · iShares Core 40/60 Moderate Allocation ETF ETF

$49.85 +0.02 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $354,917

Total Shares: 7,114

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+66.2 pts

Top 5

100.0%

+35.9 pts

Top 10

100.0%

+18.3 pts

HHI

10,000

Highly concentrated+8,528

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

93

Unchanged

0

Holder count: -93

Institutional value: -99.9%

Shares held: -99.9%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−26,400	7,114

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega BlackRock Inc.	2,483,135	$98,977,760
Mega LPL Financial LLC	765,488	$30,512,351
Mega MORGAN STANLEY	641,291	$25,561,858
Mega ROYAL BANK OF CANADA	429,814	$17,132,385
Large OSAIC HOLDINGS, INC.	386,514	$15,406,443

Filter: New 0 Increased 0 Reduced 1 Sold out 93 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC AOM

$354,917

100.00%

7,114

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	7,114	$354,917	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FutureAdvisor, Inc.	27	$1,076	0.0%	Sole
BlackRock Advisors LLC	2,483,108	$98,976,684	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	285,066	$11,362,730	44.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	356,225	$14,199,128	55.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	274,371	$10,936,428	63.8%	Defined
RBC Dominion Securities Inc.	152,234	$6,068,047	35.4%	Defined
RBC Private Counsel (USA) Inc.	3,209	$127,910	0.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	63,300	$2,523,138	16.4%	Defined
SAGEPOINT FINANCIAL, INC.	150	$5,979	0.0%	Defined
FSC SECURITES, INC.	65,465	$2,609,434	16.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	18,783	$748,690	4.9%	Defined
SECURITIES AMERICA ADVISORS INC	77,409	$3,085,522	20.0%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	136,774	$5,451,811	35.4%	Defined
ARBOR POINT ADVISORS, LLC	4,708	$187,660	1.2%	Defined
TRIAD HYBRID SOLUTIONS, LLC	13,410	$534,522	3.5%	Defined
American Portfolios Advisors	4,442	$177,058	1.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	2,073	$82,629	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,702	$147,561	1.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	331,930	$13,230,729	86.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	46,196	$1,841,372	12.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	371,364	$14,802,569	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	183,363	$7,308,849	71.6%	Defined
WELLS FARGO CLEARING SERVICES, LLC	72,745	$2,899,615	28.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	68,378	$2,725,547	80.6%	Defined
Ameriprise Bank, FSB	16,466	$656,334	19.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	51,685	$2,060,164	94.0%	Defined
UBS Securities LLC	3,328	$132,654	6.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	25,986	$1,035,801	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	7,216	$287,629	29.8%	Defined
G1 EXECUTION SERVICES, LLC	16,977	$676,703	70.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	17,279	$688,740	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CADARET, GRANT & CO. INC.	8,612	$343,274	57.3%	Defined
Western International Securities, Inc.	6,418	$255,821	42.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	11,686	$465,803	86.7%	Defined
Stifel Independent Advisors, LLC	1,788	$71,269	13.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Sargent Bickham Lagudis LLC	11,538	$459,904	98.0%	Defined
Held directly	239	$9,526	2.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Advisor Network, LLC	5,743	$228,915	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	2,732	$108,897	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	1,087	$43,327	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Williams Financial Group, LLC	828	$33,004	98.9%	Other
Held directly	9	$358	1.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	246	$9,805	99.6%	Defined
Held directly	1	$39	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	96	$3,826	100.0%	Sole