ARKX · ARK Space & Defense Innovation ETF ETF

$32.22 -0.13 (-0.40%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $7,269,982

Total Shares: 213,071

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 3 13F filers · Δ vs Jun 30, 2023

Top Holder

81.9%

+52.3 pts

Top 5

100.0%

+22.9 pts

Top 10

100.0%

+8.8 pts

HHI

6,918

Highly concentrated+5,135

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -39

Institutional value: -59.5%

Shares held: -81.9%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+156,500	174,600

Top Sellers

vs Jun 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)	Open
Small CARLSON FINANCIAL, INC.	28,721	$979,960
Small BROWN, LISLE/CUMMINGS, INC.	9,750	$332,670

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Mega JANE STREET GROUP, LLC	349,730	$5,315,896
Mega Qube Research & Technologies Ltd	312,698	$4,753,009
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	98,899	$1,503,264
Mega LPL Financial LLC	83,876	$1,274,915
Large OSAIC HOLDINGS, INC.	64,339	$977,949

Filter: New 2 Increased 1 Reduced 0 Sold out 41 Unchanged 0

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITADEL ADVISORS LLC ARKX

$4,711,972

64.81%

138,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	138,100	$4,711,972	100.0%	Defined

CITADEL ADVISORS LLC ARKX

$1,245,380

17.13%

36,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	36,500	$1,245,380	100.0%	Defined

CARLSON FINANCIAL, INC. ARKX

$979,960

13.48%

28,721

BROWN, LISLE/CUMMINGS, INC. ARKX

$332,670

4.58%

9,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	349,730	$5,315,896	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	86,443	$1,313,933	87.4%	Defined
G1 EXECUTION SERVICES, LLC	12,456	$189,331	12.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	6,928	$105,305	10.8%	Defined
SAGEPOINT FINANCIAL, INC.	600	$9,120	0.9%	Defined
FSC SECURITES, INC.	554	$8,420	0.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	9,110	$138,472	14.2%	Defined
SECURITIES AMERICA ADVISORS INC	9,309	$141,496	14.5%	Defined
ARBOR POINT ADVISORS, LLC	1,083	$16,461	1.7%	Defined
TRIAD HYBRID SOLUTIONS, LLC	2,911	$44,247	4.5%	Defined
TRIAD ADVISORS, LLC	100	$1,520	0.2%	Defined
American Portfolios Advisors	18,699	$284,224	29.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	15,045	$228,684	23.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	30,562	$464,542	99.8%	Defined
J.P. Morgan Private Investments Inc.	60	$912	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	10,472	$159,174	85.4%	Defined
UBS Securities LLC	1,788	$27,177	14.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Flexible Plan Investments, Ltd.	10,996	$167,139	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO. LLC	108	$1,641	1.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	3,129	$47,560	32.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,439	$97,872	66.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	4,035	$61,332	49.7%	Defined
RBC Dominion Securities Inc.	4,065	$61,788	50.1%	Defined
CITY NATIONAL BANK	15	$228	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	1,844	$28,028	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	750	$11,400	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	400	$6,080	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	140	$2,128	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 100	100	$1,520	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	52	$790	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co OF FLORIDA	49	$1	100.0%	Other