CMF · iShares California Muni Bond ETF ETF

$55.70 -0.04 (-0.07%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 4

Total Value: $4,455,628

Total Shares: 77,301

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 4 13F filers · Δ vs Sep 30, 2023

Top Holder

41.4%

+20.7 pts

Top 5

100.0%

+46.5 pts

Top 10

100.0%

+30.7 pts

HHI

3,539

Highly concentrated+2,724

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -69

Institutional value: -99.0%

Shares held: -99.0%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Mega CITADEL ADVISORS LLC	32,001	$1,844,537
Large Corient Private Wealth LLC	31,204	$1,798,598
Small January Capital Advisors LLC	10,027	$577,956
Small Range Advisory, LLC	4,069	$234,537

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Mega MORGAN STANLEY	1,669,856	$91,574,902
Mega BANK OF AMERICA CORP /DE/	972,959	$53,357,070
Large Mariner, LLC	732,767	$40,184,941
Mega JANE STREET GROUP, LLC	498,328	$27,328,307
Large EP Wealth Advisors, LLC	434,833	$23,846,241

Filter: New 4 Increased 0 Reduced 0 Sold out 73 Unchanged 0

Showing 4 of 4

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITADEL ADVISORS LLC CMF

$1,844,537

41.40%

32,001

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	32,001	$1,844,537	100.0%	Defined

Corient Private Wealth LLC CMF

$1,798,598

40.37%

31,204

January Capital Advisors LLC CMF

$577,956

12.97%

10,027

Range Advisory, LLC CMF

$234,537

5.26%

4,069

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	279	$15,300	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	1,669,577	$91,559,602	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	349,920	$19,189,612	36.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	467,090	$25,615,215	48.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	155,949	$8,552,243	16.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	70,498	$3,866,110	9.6%	Other
Mariner Independent Advisor Network, LLC	76,926	$4,218,621	10.5%	Sole
Held directly	585,343	$32,100,210	79.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	498,328	$27,328,307	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	47,531	$2,606,600	13.5%	Defined
Held directly	304,532	$16,700,534	86.5%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	5,163	$283,138	2.4%	Defined
55I, LLC	209,643	$11,496,822	97.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Creative Planning Trust Co.	9,489	$520,376	4.7%	Defined
Held directly	191,429	$10,497,966	95.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	190,975	$10,473,069	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	67,069	$3,678,063	41.6%	Defined
FSC SECURITES, INC.	120	$6,580	0.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	4,376	$239,979	2.7%	Defined
SECURITIES AMERICA ADVISORS INC	31,363	$1,719,946	19.5%	Defined
ARBOR POINT ADVISORS, LLC	5,184	$284,290	3.2%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	53,046	$2,909,042	32.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS GROUP, INC joint	160,601	$8,807,358	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	141,175	$7,742,037	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI Investments Management Corporation	126,509	$6,937,753	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DEUTSCHE BANK NATIONAL TRUST CO	4,950	$271,458	6.0%	Defined
Deutsche Bank Trust Company, National Association	77,720	$4,262,164	94.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	41,471	$2,274,269	55.0%	Defined
CITY NATIONAL BANK	28,995	$1,590,085	38.5%	Defined
CITY NATIONAL ROCHDALE, LLC	4,907	$269,099	6.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FREESTONE CAPITAL MANAGEMENT LLC	67,546	$3,704,222	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	46,008	$2,523,078	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC Bank USA, N.A.	19,336	$1,060,386	53.7%	Sole
HSBC SECURITIES USA INC	16,659	$913,578	46.3%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	18,478	$1,013,333	81.1%	Defined
1919 Investment Counsel, LLC	528	$28,955	2.3%	Defined
Stifel Trust Company, N.A.	3,785	$207,569	16.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, L.P.	12,600	$690,984	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	10,393	$569,952	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	8,885	$487,253	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	4,559	$250,015	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	4,100	$224,844	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	1	$54	100.0%	Other