DALI · First Trust Dorsey Wright DALI Equity ETF ETF
$29.78
+0.18 (+0.59%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 14
Total Value: $10,175,379
Total Shares: 394,242
Institutional Ownership Trend
20 quarters
Holder Concentration
Across 14 13F filers · Δ vs Sep 30, 2024Top Holder
41.7%
−48.9 pts
Top 5
91.3%
−7.5 pts
Top 10
100.0%
+0.0 pts
HHI
2,539
Highly concentrated−5,699
Quarterly Activity
vs Sep 30, 2024
New
2
Increased
4
Decreased
4
Sold Out
7
Unchanged
4
Holder count:
-5
Institutional value:
-89.9%
Shares held:
-90.1%
Top Buyers
vs Sep 30, 2024| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | +29,560 | 46,246 | |
| Mega LPL Financial LLC | +1,545 | 86,262 | |
| Large Pathstone Holdings, LLC | +33 | 45,157 | |
| Mega MORGAN STANLEY | +1 | 1,175 |
Top Sellers
vs Sep 30, 2024| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mid Prospera Financial Services Inc | −14,210 | 164,577 | |
| Mega BANK OF AMERICA CORP /DE/ | −1,158 | 3,628 | |
| Small Keel Point, LLC | −73 | 14,617 | |
| Mega JPMORGAN CHASE & CO | −4 | 109 |
Top New Positions
vs Sep 30, 2024| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega RAYMOND JAMES FINANCIAL INC | 17,718 | $457,301 | |
| Small Harvest Investment Services, LLC | 14,554 | $375,638 |
Top Sold-Out Positions
vs Sep 30, 2024| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Micro Strid Group, LLC | 3,617,239 | $91,190,595 | |
| Mega RAYMOND JAMES & ASSOCIATES | 17,838 | $449,695 | |
| Mega UBS Group AG | 6,169 | $155,520 | |
| Micro Cherry Tree Wealth Management, LLC | 2,527 | $63,705 | |
| Micro Householder Group Estate & Retirement Specialist, LLC | 763 | $19,235 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mid Prospera Financial Services Inc DALI | $4,247,732 | 41.75% | 164,577 | Shares | 2025-02-13 | |
| Mega LPL Financial LLC DALI | $2,226,422 | 21.88% | 86,262 | Shares | 2025-02-11 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP DALI | $1,193,609 | 11.73% | 46,246 | Shares | 2025-02-14 | |
| Large Pathstone Holdings, LLC DALI | $1,165,502 | 11.45% | 45,157 | Shares | 2025-02-14 | |
| Mega RAYMOND JAMES FINANCIAL INC DALI | $457,301 | 4.49% | 17,718 | Shares | 2025-02-13 | |
| Small Keel Point, LLC DALI | $377,264 | 3.71% | 14,617 | Shares | 2025-02-14 | |
| Small Harvest Investment Services, LLC DALI | $375,638 | 3.69% | 14,554 | Shares | 2025-02-14 | |
| Mega BANK OF AMERICA CORP /DE/ Bank DALI | $93,638 | 0.92% | 3,628 | Shares | 2025-02-14 | |
| Mega MORGAN STANLEY DALI | $30,326 | 0.30% | 1,175 | Shares | 2025-02-14 | |
| Mid Tower Research Capital LLC (TRC) DALI | $3,974 | 0.04% | 154 | Shares | 2025-02-13 | |
| Mega JPMORGAN CHASE & CO DALI | $2,813 | 0.03% | 109 | Shares | 2025-02-12 | |
| Mid Farther Finance Advisors, LLC DALI | $1,135 | 0.01% | 44 | Shares | 2025-02-10 | |
| Mega WELLS FARGO & COMPANY/MN DALI | $25 | 0.00% | 1 | Shares | 2025-02-13 | |
| — PROEQUITIES, INC. DALI | $0 | 0.00% | 0 | Shares | 2025-02-13 |