DJAN · FT Vest U.S. Equity Deep Buffer ETF - January ETF

$46.61 -0.01 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 37

Total Value: $35,439,402

Total Shares: 1,094,017

Institutional Ownership Trend

11 quarters

Holder Concentration

Across 37 13F filers · Δ vs Jun 30, 2023

Top Holder

22.5%

−3.8 pts

Top 5

60.9%

+2.5 pts

Top 10

79.7%

+7.1 pts

HHI

1,038

Broadly held−8

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -24

Institutional value: -63.3%

Shares held: -63.0%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Large OSAIC HOLDINGS, INC.	+24,480	124,123
Large Kestra Advisory Services, LLC	+17,352	62,520
Mid Ameritas Advisory Services, LLC	+6,950	17,239
Large Cetera Investment Advisers	+3,995	69,480
Small Capital Investment Advisory Services, LLC	+2,375	11,033

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−10,153	6,211
Mid CENTAURUS FINANCIAL, INC.	−4,767	7,214
Mid Cetera Advisor Networks LLC	−4,307	17,320
Mid AVANTAX ADVISORY SERVICES, INC.	−3,250	13,542
Mega ROYAL BANK OF CANADA	−2,883	6,737

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)
Mega JPMORGAN CHASE & CO	33,341	$1,080,248
Mid AXXCESS WEALTH MANAGEMENT, LLC	13,567	$439,570
Micro Cornerstone Planning Group LLC	28	$907
Micro Authentikos Wealth Advisory, LLC	16	$518
Small NBC SECURITIES, INC.	208	$6

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Mid Brookstone Capital Management	776,827	$25,394,474
Mid IFP Advisors, Inc	351,057	$11,476,053
Small BEACON FINANCIAL GROUP	186,353	$6,091,879
Large AE Wealth Management LLC	110,173	$3,601,555
Mid CreativeOne Wealth, LLC	79,540	$2,600,161

Filter: New 5 Increased 7 Reduced 16 Sold out 29 Unchanged 9

Showing 37 of 37

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

ENVESTNET ASSET MANAGEMENT INC DJAN

$7,956,824

22.45%

245,581

MML INVESTORS SERVICES, LLC DJAN

$5,326,689

15.03%

164,404

OSAIC HOLDINGS, INC. DJAN

$4,021,582

11.35%

124,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	54,381	$1,761,944	43.8%	Defined
OSAIC INSTITUTIONS, INC.	977	$31,654	0.8%	Defined
FSC SECURITES, INC.	2,041	$66,128	1.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	13,303	$431,017	10.7%	Defined
SECURITIES AMERICA ADVISORS INC	26,744	$866,505	21.5%	Defined
TRIAD HYBRID SOLUTIONS, LLC	1,133	$36,709	0.9%	Defined
American Portfolios Advisors	1,450	$46,980	1.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	24,094	$780,645	19.4%	Defined

Cetera Investment Advisers DJAN

$2,251,152

6.35%

69,480

Kestra Advisory Services, LLC DJAN

$2,025,648

5.72%

62,520

LPL Financial LLC DJAN

$1,810,090

5.11%

55,867

HARBOUR INVESTMENTS, INC. DJAN

$1,502,712

4.24%

46,380

Gallagher Fiduciary Advisors, LLC DJAN

$1,293,570

3.65%

39,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arthur J. Gallagher & Co. joint	39,925	$1,293,570	100.0%	Defined

JPMORGAN CHASE & CO DJAN

$1,080,248

3.05%

33,341

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	33,225	$1,076,490	99.7%	Defined
55I, LLC	116	$3,758	0.3%	Sole

TRUIST FINANCIAL CORP DJAN

$964,126

2.72%

29,757

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	29,757	$964,126	100.0%	Defined

Main Street Financial Solutions, LLC DJAN

$943,650

2.66%

29,125

B. Riley Wealth Advisors, Inc. DJAN

$859,604

2.43%

26,531

Advisory Services Network, LLC DJAN

$789,490

2.23%

24,367

Cetera Advisor Networks LLC DJAN

$561,168

1.58%

17,320

Ameritas Advisory Services, LLC DJAN

$558,543

1.58%

17,239

Santori & Peters, Inc. DJAN

$446,828

1.26%

13,791

AXXCESS WEALTH MANAGEMENT, LLC DJAN

$439,570

1.24%

13,567

AVANTAX ADVISORY SERVICES, INC. DJAN

$438,760

1.24%

13,542

Capital Investment Advisory Services, LLC DJAN

$357,469

1.01%

11,033

Integrity Financial Corp /WA DJAN

$347,295

0.98%

10,719

Cetera Advisors LLC DJAN

$241,509

0.68%

7,454

FSB PREMIER WEALTH MANAGEMENT, INC. DJAN

$234,252

0.66%

7,230

CENTAURUS FINANCIAL, INC. DJAN

$233,733

0.66%

7,214

ROYAL BANK OF CANADA DJAN

$218,278

0.62%

6,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	6,737	$218,278	100.0%	Defined

1ST SOURCE BANK DJAN

$216,496

0.61%

6,682

SUSQUEHANNA INTERNATIONAL GROUP, LLP DJAN

$201,236

0.57%

6,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	6,211	$201,236	100.0%	Defined

Larson Financial Group LLC DJAN

$32,886

0.09%

1,015

Sunbelt Securities, Inc. DJAN

$21,870

0.06%

675

CARY STREET PARTNERS INVESTMENT ADVISORY LLC DJAN

$20,347

0.06%

628

Spire Wealth Management DJAN

$17,010

0.05%

525

Steward Partners Investment Advisory, LLC DJAN

$15,876

0.04%

490

EPG Wealth Management LLC DJAN

$8,100

0.02%

250

Farther Finance Advisors, LLC DJAN

$1,166

0.00%

Cornerstone Planning Group LLC DJAN

$907

0.00%

Authentikos Wealth Advisory, LLC DJAN

$518

0.00%

OLIVER LAGORE VANVALIN INVESTMENT GROUP DJAN

$194

0.00%

NBC SECURITIES, INC. DJAN

0.00%

208

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CreativeOne Securities, LLC	310	$10,133	0.4%	Other
Held directly	79,230	$2,590,028	99.6%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,075	$623,561	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	6,915	$226,051	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	279	$9,120	100.0%	Sole