DJUL · FT Vest U.S. Equity Deep Buffer ETF - July ETF

$51.31 -0.10 (-0.19%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 11

Total Value: $17,690,987

Total Shares: 484,698

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 11 13F filers · Δ vs Sep 30, 2023

Top Holder

42.5%

+27.1 pts

Top 5

77.7%

+23.3 pts

Top 10

98.4%

+27.7 pts

HHI

2,263

Moderately concentrated+1,531

Quarterly Activity

vs Sep 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -68

Institutional value: -91.8%

Shares held: -92.3%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds
Large AE Wealth Management LLC	+24,643	206,036
Small Sunbelt Securities, Inc.	+14,164	37,735
Large Mariner, LLC	+1,060	28,710
Mid HARBOUR INVESTMENTS, INC.	+525	31,459
Large Rockefeller Capital Management L.P.	+400	11,450

Top Sellers

vs Sep 30, 2023

Institution	Sold	Now Holds	Open
Large Kestra Advisory Services, LLC	−508	71,991

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)
Mega JANE STREET GROUP, LLC	29,264	$1,068,106
Small Encompass More Asset Management	21,055	$768,486
Mega ROYAL BANK OF CANADA	15,130	$552,229

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)
Large OSAIC HOLDINGS, INC.	972,679	$33,041,903
Small Lifestyle Asset Management, Inc.	784,283	$26,642,093
Small MILESTONE ASSET MANAGEMENT, LLC	688,853	$23,400,336
Mid Foundations Investment Advisors, LLC	676,198	$22,970,446
Small OGOREK ANTHONY JOSEPH /NY/ /ADV	319,547	$10,855,011

Filter: New 3 Increased 6 Reduced 1 Sold out 71 Unchanged 1

Showing 11 of 11

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

AE Wealth Management LLC DJUL

$7,520,107

42.51%

206,036

Kestra Advisory Services, LLC DJUL

$2,627,599

14.85%

71,991

Sunbelt Securities, Inc. DJUL

$1,377,289

7.79%

37,735

HARBOUR INVESTMENTS, INC. DJUL

$1,148,222

6.49%

31,459

JANE STREET GROUP, LLC DJUL

$1,068,106

6.04%

29,264

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,264	$1,068,106	100.0%	Defined

Mariner, LLC DJUL

$1,047,886

5.92%

28,710

EPG Wealth Management LLC DJUL

$875,976

4.95%

24,000

Encompass More Asset Management DJUL

$768,486

4.34%

21,055

ROYAL BANK OF CANADA DJUL

$552,229

3.12%

15,130

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	15,081	$550,441	99.7%	Defined
RBC Capital Markets, LLC	49	$1,788	0.3%	Defined

Rockefeller Capital Management L.P. DJUL

$417,913

2.36%

11,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	11,450	$417,913	100.0%	Defined

CENTAURUS FINANCIAL, INC. DJUL

$287,174

1.62%

7,868

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	79,442	$2,698,644	8.2%	Defined
FSC SECURITES, INC.	699,652	$23,767,178	71.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	107,131	$3,639,240	11.0%	Defined
SECURITIES AMERICA ADVISORS INC	73,413	$2,493,839	7.5%	Defined
American Portfolios Advisors	4,733	$160,780	0.5%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	8,308	$282,222	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brookstone Capital Management	17,753	$603,069	2.6%	Other
Held directly	671,100	$22,797,267	97.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	51,496	$1,749,319	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ARS Investment Advisors, Inc.	37	$1,256	0.4%	Other
Held directly	9,306	$316,124	99.6%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	8,552	$290,511	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	1,280	$43,481	100.0%	Defined