DNOV · FT Vest U.S. Equity Deep Buffer ETF - November ETF

$52.53 -0.03 (-0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 64

Total Value: $60,236,229

Total Shares: 1,428,415

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 64 13F filers · Δ vs Jun 30, 2024

Top Holder

11.4%

+2.0 pts

Top 5

35.1%

+0.4 pts

Top 10

55.7%

+1.4 pts

HHI

428

Broadly held+34

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -17

Institutional value: -45.8%

Shares held: -46.8%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mega CITADEL ADVISORS LLC	+14,318	26,257
Mid OLD MISSION CAPITAL LLC	+10,944	20,507
Mid Horizon Investments, LLC	+3,164	7,566
Large Janney Montgomery Scott LLC	+2,327	8,677
Large Cambridge Investment Research Advisors, Inc.	+962	43,719

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Large OSAIC HOLDINGS, INC.	−78,285	84,392
Mega ENVESTNET ASSET MANAGEMENT INC	−45,676	66,623
Large Cetera Investment Advisers	−24,965	96,332
Mega JANE STREET GROUP, LLC	−10,284	39,266
Mid Atria Wealth Solutions, Inc.	−10,092	6,795

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Mid CENTAURUS FINANCIAL, INC.	16,635	$701,497
Mega BANK OF MONTREAL /CAN/	16,200	$683,154
Mega GOLDMAN SACHS GROUP INC	7,631	$321,799
Small FOUNDERS FINANCIAL SECURITIES LLC	7,566	$319,058
Large Sanctuary Advisors, LLC	5,770	$243,320

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Large COMMONWEALTH EQUITY SERVICES, LLC	253,309	$10,492,058
Mid Concurrent Investment Advisors, LLC	218,285	$9,041,364
Large Raymond James Financial Services Advisors, Inc.	135,389	$5,607,812
Mid IFP Advisors, Inc	125,189	$5,185,328
Large CWM, LLC	70,357	$2,914,186

Filter: New 9 Increased 11 Reduced 26 Sold out 26 Unchanged 18

Showing 64 of 64

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OGOREK ANTHONY JOSEPH /NY/ /ADV DNOV

$6,869,788

11.40%

162,907

Cetera Investment Advisers DNOV

$4,062,320

6.74%

96,332

OSAIC HOLDINGS, INC. DNOV

$3,558,809

5.91%

84,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	67,483	$2,845,758	80.0%	Defined
ARBOR POINT ADVISORS, LLC	3,021	$127,395	3.6%	Defined
American Portfolios Advisors	12,888	$543,486	15.3%	Sole
OSAIC FS, INC.	1,000	$42,170	1.2%	Defined

HARBOUR INVESTMENTS, INC. DNOV

$3,548,352

5.89%

84,144

Kestra Advisory Services, LLC DNOV

$3,128,423

5.19%

74,186

ENVESTNET ASSET MANAGEMENT INC DNOV

$2,809,491

4.66%

66,623

Advisory Services Network, LLC DNOV

$2,668,686

4.43%

63,284

Mutual Advisors, LLC DNOV

$2,612,979

4.34%

61,963

Mariner, LLC DNOV

$2,299,614

3.82%

54,532

LPL Financial LLC DNOV

$1,968,664

3.27%

46,684

Cambridge Investment Research Advisors, Inc. DNOV

$1,843,630

3.06%

43,719

TRUIST FINANCIAL CORP DNOV

$1,795,092

2.98%

42,568

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	42,568	$1,795,092	100.0%	Defined

JANE STREET GROUP, LLC DNOV

$1,655,847

2.75%

39,266

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	39,266	$1,655,847	100.0%	Defined

Sunbelt Securities, Inc. DNOV

$1,583,061

2.63%

37,540

Clear Creek Financial Management, LLC DNOV

$1,417,755

2.35%

33,620

TOWNSQUARE CAPITAL LLC DNOV

$1,281,461

2.13%

30,388

CITADEL ADVISORS LLC DNOV

$1,107,257

1.84%

26,257

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,257	$1,107,257	100.0%	Defined

AVANTAX ADVISORY SERVICES, INC. DNOV

$989,898

1.64%

23,474

OLD MISSION CAPITAL LLC DNOV

$864,780

1.44%

20,507

WORLD EQUITY GROUP, INC. DNOV

$849,388

1.41%

20,142

JOURNEY STRATEGIC WEALTH LLC DNOV

$846,351

1.41%

20,070

AE Wealth Management LLC DNOV

$838,086

1.39%

19,874

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC DNOV

$770,445

1.28%

18,270

CENTAURUS FINANCIAL, INC. DNOV

$701,497

1.16%

16,635

BANK OF MONTREAL /CAN/ DNOV

$683,154

1.13%

16,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO NESBITT BURNS INC.	16,200	$683,154	100.0%	Defined

Atria Investments, Inc DNOV

$664,008

1.10%

15,746

BEACON FINANCIAL GROUP DNOV

$589,030

0.98%

13,968

Icon Wealth Advisors, LLC DNOV

$482,509

0.80%

11,442

LVZ, Inc. DNOV

$473,147

0.79%

11,220

SUSQUEHANNA INTERNATIONAL GROUP, LLP DNOV

$458,345

0.76%

10,869

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	4,884	$205,958	44.9%	Defined
G1 EXECUTION SERVICES, LLC	5,985	$252,387	55.1%	Defined

Ameritas Advisory Services, LLC DNOV

$435,236

0.72%

10,321

Rockefeller Capital Management L.P. DNOV

$423,049

0.70%

10,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	10,032	$423,049	100.0%	Defined

SNS Financial Group, LLC DNOV

$418,663

0.70%

9,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vector WM	9,928	$418,663	100.0%	Sole

Financial Network Wealth Advisors LLC DNOV

$396,355

0.66%

9,399

WEDBUSH SECURITIES INC DNOV

$366,879

0.61%

8,700

Janney Montgomery Scott LLC DNOV

$365,909

0.61%

8,677

Beacon Pointe Advisors, LLC DNOV

$330,612

0.55%

7,840

GOLDMAN SACHS GROUP INC DNOV

$321,799

0.53%

7,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	7,631	$321,799	100.0%	Defined

Horizon Investments, LLC DNOV

$319,058

0.53%

7,566

FOUNDERS FINANCIAL SECURITIES LLC DNOV

$319,058

0.53%

7,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Horizon Investments, LLC	7,566	$319,058	100.0%	Sole

Vivaldi Capital Management LP DNOV

$308,473

0.51%

7,315

NewEdge Advisors, LLC DNOV

$289,918

0.48%

6,875

Atria Wealth Solutions, Inc. DNOV

$286,545

0.48%

6,795

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SCF Investment Advisors, Inc.	6,795	$286,545	100.0%	Defined

MML INVESTORS SERVICES, LLC DNOV

$264,448

0.44%

6,271

Integrated Wealth Concepts LLC DNOV

$260,062

0.43%

6,167

Sanctuary Advisors, LLC DNOV

$243,320

0.40%

5,770

Oder Investment Management, LLC DNOV

$238,429

0.40%

5,654

KESTRA PRIVATE WEALTH SERVICES, LLC DNOV

$227,718

0.38%

5,400

Commonwealth Financial Services, LLC DNOV

$202,879

0.34%

4,811

Avior Wealth Management, LLC DNOV

$129,714

0.22%

3,076

MTM Investment Management, LLC DNOV

$88,346

0.15%

2,095

Allworth Financial LP DNOV

$74,430

0.12%

1,765

DHJJ Financial Advisors, Ltd. DNOV

$64,309

0.11%

1,525

Authentikos Wealth Advisory, LLC DNOV

$64,014

0.11%

1,518

Steward Partners Investment Advisory, LLC DNOV

$61,146

0.10%

1,450

JPMORGAN CHASE & CO DNOV

$55,580

0.09%

1,318

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,318	$55,580	100.0%	Other

SOA Wealth Advisors, LLC. DNOV

$48,537

0.08%

1,151

PRINCIPAL SECURITIES, INC. DNOV

$48,495

0.08%

1,150

UBS Group AG DNOV

$47,736

0.08%

1,132

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,132	$47,736	100.0%	Sole

CoreCap Advisors, LLC DNOV

$43,139

0.07%

1,023

MORGAN STANLEY DNOV

$29,097

0.05%

690

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	690	$29,097	100.0%	Defined

Creekmur Asset Management LLC DNOV

$19,819

0.03%

470

BARCLAYS PLC DNOV

$15,265

0.03%

362

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS CAPITAL INC.	362	$15,265	100.0%	Sole

Geneos Wealth Management Inc. DNOV

$6,325

0.01%

150

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	4,888	$202,460	100.0%	Defined