DRLL · Strive U.S. Energy ETF ETF

Alerts for DRLL

$41.35 -0.51 (-1.22%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $3,349

Total Shares: 100

Institutional Ownership Trend

4 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+88.8 pts

Top 5

100.0%

+55.0 pts

Top 10

100.0%

+29.5 pts

HHI

10,000

Highly concentrated+9,393

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

51

Unchanged

0

Holder count: -50

Institutional value: -100.0%

Shares held: -100.0%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small BROWN, LISLE/CUMMINGS, INC.	100	$3,349

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Large STIFEL FINANCIAL CORP	72,813	$2,024,201
Mega ROYAL BANK OF CANADA	65,891	$1,831,768
Mid Cetera Advisor Networks LLC	58,925	$1,638,115
Large COMMONWEALTH EQUITY SERVICES, LLC	49,681	$1,381,131
Large Kestra Advisory Services, LLC	45,058	$1,252,612

Filter: New 1 Increased 0 Reduced 0 Sold out 51 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

BROWN, LISLE/CUMMINGS, INC. DRLL

$3,349

100.00%

100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	72,453	$2,014,193	99.5%	Defined
1919 Investment Counsel, LLC	360	$10,008	0.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	665	$18,487	1.0%	Defined
RBC Capital Markets, LLC	61,873	$1,720,069	93.9%	Defined
RBC Dominion Securities Inc.	1,926	$53,542	2.9%	Defined
CITY NATIONAL BANK	1,427	$39,670	2.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	39,856	$1,107,996	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	3,630	$100,914	12.3%	Defined
SAGEPOINT FINANCIAL, INC.	596	$16,568	2.0%	Defined
FSC SECURITES, INC.	574	$15,957	1.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	1,482	$41,199	5.0%	Defined
SECURITIES AMERICA ADVISORS INC	9,514	$264,489	32.3%	Defined
ARBOR POINT ADVISORS, LLC	395	$10,981	1.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	4,926	$136,942	16.7%	Defined
American Portfolios Advisors	2,393	$66,525	8.1%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	5,959	$165,660	20.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	24,618	$684,380	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,204	$533,871	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC Private Wealth Advisors, Inc. joint	17,133	$476,297	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	15,501	$430,927	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	8,600	$239,080	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	2,939	$81,704	47.1%	Defined
UBS Securities LLC	3,296	$91,628	52.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	5,020	$139,556	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,500	$125,100	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	3,028	$84,178	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,002	$55,655	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	500	$13,900	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	50	$1,390	100.0%	Sole