EDOW · First Trust Dow 30 Equal Weight ETF ETF

Alerts for EDOW

$46.34 -0.33 (-0.71%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 2

Total Value: $6,484,977

Total Shares: 147,085

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 2 13F filers · Δ vs Mar 31, 2023

Top Holder

95.3%

+67.0 pts

Top 5

100.0%

+23.0 pts

Top 10

100.0%

+12.1 pts

HHI

9,101

Highly concentrated+7,355

Quarterly Activity

vs Mar 31, 2023

New

2

Increased

0

Decreased

0

Sold Out

48

Unchanged

0

Holder count: -46

Institutional value: -93.6%

Shares held: -95.7%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small Kirkwood Financial Services	140,147	$6,179,081
Mega CITADEL ADVISORS LLC	6,938	$305,896

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	965,087	$28,529,901
Mega MORGAN STANLEY	900,131	$26,609,672
Large NewEdge Advisors, LLC	457,212	$13,516,101
Mid Vestmark Advisory Solutions, Inc.	181,694	$5,371,238
Large COMMONWEALTH EQUITY SERVICES, LLC	125,433	$3,708,050

Filter: New 2 Increased 0 Reduced 0 Sold out 48 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

Kirkwood Financial Services EDOW

$6,179,081

95.28%

140,147

CITADEL ADVISORS LLC EDOW

$305,896

4.72%

6,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	6,938	$305,896	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	900,131	$26,609,672	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	181,694	$5,371,238	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,287	$38,046	2.1%	Defined
SAGEPOINT FINANCIAL, INC.	4,189	$123,835	6.8%	Defined
INFINEX INVESTMENTS, INC.	4,917	$145,356	8.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	45,692	$1,350,746	74.0%	Defined
SECURITIES AMERICA ADVISORS INC	3,899	$115,262	6.3%	Defined
TRIAD HYBRID SOLUTIONS, LLC	933	$27,581	1.5%	Defined
American Portfolios Advisors	724	$21,402	1.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	94	$2,778	0.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	24,258	$717,114	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	20,574	$608,208	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	16,771	$495,784	93.8%	Defined
RBC Private Counsel (USA) Inc.	1,103	$32,606	6.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	14,993	$443,223	84.8%	Defined
MANAGED ACCOUNT ADVISORS LLC	2,696	$79,699	15.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	13,055	$385,931	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	12,753	$377,004	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	8,028	$237,323	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	2,643	$78,132	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,228	$65,864	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	731	$21,609	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	6	$177	100.0%	Sole