EES · WisdomTree U.S. SmallCap Fund ETF

$68.42 +0.19 (+0.28%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,209,208

Total Shares: 32,589

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+83.2 pts

Top 5

100.0%

+41.6 pts

Top 10

100.0%

+24.5 pts

HHI

10,000

Highly concentrated+9,126

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

66

Unchanged

0

Holder count: -66

Institutional value: -99.1%

Shares held: -99.4%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−5,172	32,589

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega UBS Group AG	945,837	$40,879,075
Mega MORGAN STANLEY	831,571	$35,940,498
Mega BANK OF AMERICA CORP /DE/	786,705	$34,001,390
Mega LPL Financial LLC	443,870	$19,184,061
Small Linscomb Wealth, Inc.	271,056	$11,715,040

Filter: New 0 Increased 0 Reduced 1 Sold out 66 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC EES

$2,209,208

100.00%

32,589

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	32,589	$2,209,208	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	945,837	$40,879,075	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	831,571	$35,940,498	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	620,714	$26,827,259	78.9%	Defined
MANAGED ACCOUNT ADVISORS LLC	165,991	$7,174,131	21.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC joint	270,632	$11,696,714	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	8,517	$368,104	5.3%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	9,796	$423,383	6.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	141,078	$6,097,391	88.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	1,090	$47,109	0.9%	Defined
RBC Capital Markets, LLC	118,679	$5,129,306	98.2%	Defined
RBC Trust Co (Delaware) Ltd	1,051	$45,424	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	29,083	$1,256,967	41.1%	Defined
G1 EXECUTION SERVICES, LLC	41,695	$1,802,057	58.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	46,072	$1,991,231	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	45,304	$1,958,038	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GKFO LLC	35,274	$1,524,542	82.8%	Sole
Held directly	7,335	$317,018	17.2%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,214	$52,469	2.9%	Defined
FSC SECURITES, INC.	18,144	$784,183	43.3%	Defined
WOODBURY FINANCIAL SERVICES, INC.	4,458	$192,674	10.6%	Defined
SECURITIES AMERICA ADVISORS INC	11,917	$515,052	28.4%	Defined
ARBOR POINT ADVISORS, LLC	1,664	$71,918	4.0%	Defined
TRIAD HYBRID SOLUTIONS, LLC	1,900	$82,118	4.5%	Defined
American Portfolios Advisors	2,625	$113,452	6.3%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	12,477	$539,255	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	6,273	$271,119	52.3%	Defined
55I, LLC	5,722	$247,304	47.7%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CIBC National Trust Co	10,819	$467,597	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	7,898	$341,351	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	7,299	$315,462	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	6,577	$284,257	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	6,459	$279,157	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,430	$105,023	89.7%	Other
PNC Investments LLC	279	$12,058	10.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,732	$74,857	99.4%	Defined
Held directly	10	$432	0.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	95	$4,105	100.0%	Sole