EMNT · PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund ETF

$98.64 -0.01 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $3,075,486

Total Shares: 31,085

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 3 13F filers · Δ vs Mar 31, 2023

Top Holder

84.5%

+56.1 pts

Top 5

100.0%

+46.2 pts

Top 10

100.0%

+24.1 pts

HHI

7,263

Highly concentrated+6,154

Quarterly Activity

vs Mar 31, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -47

Institutional value: -96.4%

Shares held: -96.5%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−19,116	26,269

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Small Financial Insights, Inc.	2,715	$268,616
Large Corient Private Wealth LLC	2,101	$207,868

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)
Micro Allianz Investment Management U.S. LLC	249,000	$24,325,557
Mega MORGAN STANLEY	63,226	$6,176,737
Mega JANE STREET GROUP, LLC	58,156	$5,681,434
Large Cerity Partners LLC	52,848	$5,162,879
Mid Destination Wealth Management	47,737	$4,663,570

Filter: New 2 Increased 0 Reduced 1 Sold out 49 Unchanged 0

Showing 3 of 3

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

CITADEL ADVISORS LLC EMNT

$2,599,002

84.51%

26,269

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	26,269	$2,599,002	100.0%	Defined

Financial Insights, Inc. EMNT

$268,616

8.73%

2,715

Corient Private Wealth LLC EMNT

$207,868

6.76%

2,101

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Life Insurance Company of North America	249,000	$24,325,557	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	63,226	$6,176,737	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	58,156	$5,681,434	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,161	$113,421	2.6%	Defined
SAGEPOINT FINANCIAL, INC.	487	$47,576	1.1%	Defined
INFINEX INVESTMENTS, INC.	37,804	$3,693,186	85.5%	Defined
FSC SECURITES, INC.	270	$26,377	0.6%	Defined
WOODBURY FINANCIAL SERVICES, INC.	77	$7,522	0.2%	Defined
SECURITIES AMERICA ADVISORS INC	2,515	$245,697	5.7%	Defined
TRIAD HYBRID SOLUTIONS, LLC	430	$42,007	1.0%	Defined
American Portfolios Advisors	1,262	$123,288	2.9%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	193	$18,854	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	24,408	$2,384,490	99.1%	Defined
UBS Securities LLC	229	$22,371	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	19,860	$1,940,182	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	5,638	$550,793	77.1%	Defined
RBC Trust Co (Delaware) Ltd	38	$3,712	0.5%	Defined
CITY NATIONAL ROCHDALE, LLC	968	$94,566	13.2%	Defined
ENVESTNET ASSET MANAGEMENT INC joint	664	$64,868	9.1%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	2,289	$223,619	57.6%	Defined
1919 Investment Counsel, LLC	1,683	$164,417	42.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citibank, N.A. joint	299	$29,210	10.6%	Defined
Citigroup Global Markets Holdings Bahamas Ltd joint	2,533	$247,456	89.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TS Bank	2,554	$249,507	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	700	$68,385	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	173	$16,900	100.0%	Defined