ESG · FlexShares STOXX US ESG Select Index Fund ETF

$182.56 -0.69 (-0.38%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $489,047

Total Shares: 2,782

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+16.0 pts

Top 5

100.0%

+5.8 pts

Top 10

100.0%

+1.7 pts

HHI

10,000

Highly concentrated+2,907

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

20

Unchanged

0

Holder count: -20

Institutional value: -99.5%

Shares held: -99.7%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−7,569	2,782

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega NORTHERN TRUST CORP	863,405	$85,751,657
Mega LPL Financial LLC	42,227	$4,193,901
Mega ROYAL BANK OF CANADA	25,035	$2,486,424
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	21,206	$2,106,136
Large COMMONWEALTH EQUITY SERVICES, LLC	16,199	$1,608,852

Filter: New 0 Increased 0 Reduced 1 Sold out 20 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC ESG

$489,047

100.00%

2,782

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,782	$489,047	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	863,405	$85,751,657	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	11,043	$1,096,768	44.1%	Defined
RBC Capital Markets, LLC	13,143	$1,305,336	52.5%	Defined
RBC Dominion Securities Inc.	449	$44,593	1.8%	Defined
RBC Private Counsel (USA) Inc.	400	$39,727	1.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	2,826	$280,672	13.3%	Defined
G1 EXECUTION SERVICES, LLC	18,380	$1,825,464	86.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,620	$359,531	49.7%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	2,291	$227,537	31.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	1,373	$136,363	18.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	5,552	$551,413	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	175	$17,380	4.3%	Defined
SAGEPOINT FINANCIAL, INC.	229	$22,743	5.6%	Defined
SECURITIES AMERICA ADVISORS INC	139	$13,805	3.4%	Defined
TRIAD HYBRID SOLUTIONS, LLC	3,526	$350,195	86.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,290	$227,438	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	582	$57,803	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Global Markets Holdings Bahamas Ltd joint	515	$51,148	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	322	$31,980	100.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	0	$0	0.0%	Defined