FCEF · First Trust Income Opportunities ETF ETF
$23.98
-0.02 (-0.09%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 11
Total Value: $3,212,495
Total Shares: 166,184
Institutional Ownership Trend
13 quarters
Holder Concentration
Across 11 13F filers · Δ vs Dec 31, 2022Top Holder
45.2%
−3.4 pts
Top 5
86.9%
+5.3 pts
Top 10
100.0%
+9.4 pts
HHI
2,593
Highly concentrated−132
Quarterly Activity
vs Dec 31, 2022
New
0
Increased
2
Decreased
5
Sold Out
14
Unchanged
4
Holder count:
-14
Institutional value:
-75.4%
Shares held:
-75.8%
Top Buyers
vs Dec 31, 2022| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Large OSAIC HOLDINGS, INC. | +18,662 | 28,782 | |
| Large Cambridge Investment Research Advisors, Inc. | +156 | 14,095 |
Top Sellers
vs Dec 31, 2022| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega ROYAL BANK OF CANADA | −8,223 | 14,008 | |
| Mega UBS Group AG | −1,952 | 4,329 | |
| Mega LPL Financial LLC | −1,495 | 75,066 | |
| Large COMMONWEALTH EQUITY SERVICES, LLC | −325 | 10,722 | |
| Mega WELLS FARGO & COMPANY/MN | −1 | 0 |
Top New Positions
vs Dec 31, 2022No new positions this quarter.
Top Sold-Out Positions
vs Dec 31, 2022| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Small Capital Investment Advisory Services, LLC | 329,132 | $6,355,538 | |
| Mega RAYMOND JAMES & ASSOCIATES | 87,290 | $1,685,569 | |
| Mega CITADEL ADVISORS LLC | 37,329 | $720,822 | |
| Small Regal Investment Advisors LLC | 12,464 | $240,679 | |
| Large Raymond James Financial Services Advisors, Inc. | 10,901 | $210,498 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mega LPL Financial LLC FCEF | $1,451,100 | 45.17% | 75,066 | Shares | 2023-05-10 | |
| Large OSAIC HOLDINGS, INC. FCEF | $556,383 | 17.32% | 28,782 | Shares | 2023-05-12 | |
| Large Cambridge Investment Research Advisors, Inc. FCEF | $272,470 | 8.48% | 14,095 | Shares | 2023-05-11 | |
| Mega ROYAL BANK OF CANADA Bank FCEF | $270,788 | 8.43% | 14,008 | Shares | 2023-05-15 | |
| Mid WCG Wealth Advisors LLC FCEF | $240,322 | 7.48% | 12,432 | Shares | 2023-05-15 | |
| Large COMMONWEALTH EQUITY SERVICES, LLC FCEF | $207,266 | 6.45% | 10,722 | Shares | 2023-05-11 | |
| Mega UBS Group AG FCEF | $83,683 | 2.60% | 4,329 | Shares | 2023-05-12 | |
| Large NewEdge Advisors, LLC FCEF | $50,260 | 1.56% | 2,600 | Shares | 2023-05-12 | |
| — PROEQUITIES, INC. FCEF | $44,461 | 1.38% | 2,300 | Shares | 2023-05-15 | |
| Mega MORGAN STANLEY FCEF | $35,762 | 1.11% | 1,850 | Shares | 2023-05-15 | |
| Mega WELLS FARGO & COMPANY/MN FCEF | $0 | 0.00% | 0 | Shares | 2023-05-12 |