FCTR · First Trust Lunt U.S. Factor Rotation ETF ETF

$40.34 -0.46 (-1.12%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 56

Total Value: $157,140,217

Total Shares: 5,726,268

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 56 13F filers · Δ vs Dec 31, 2022

Top Holder

22.0%

+2.6 pts

Top 5

63.0%

+7.4 pts

Top 10

79.7%

+5.8 pts

HHI

1,123

Broadly held+229

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: -20.5%

Shares held: -19.3%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mid Geneos Wealth Management Inc.	+60,843	587,458
Small SILVER OAK SECURITIES, INCORPORATED	+35,967	50,319
Large Janney Montgomery Scott LLC	+29,558	88,222
Small ARQ WEALTH ADVISORS, LLC	+28,746	191,695
Mid Ameritas Advisory Services, LLC	+22,582	67,670

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega GOLDMAN SACHS GROUP INC	−250,952	51,351
Small Patriot Financial Group Insurance Agency, LLC	−180,580	136,430
Mid Soltis Investment Advisors LLC	−116,586	1,257,053
Micro Eldridge Investment Advisors, Inc.	−110,606	378,530
Mega LPL Financial LLC	−91,019	1,143,954

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Mid Spire Wealth Management	10,789	$296,071
Small Moloney Securities Asset Management, LLC	7,431	$203,921
Small Sunbelt Securities, Inc.	289	$7,930

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Mid Equitable Holdings, Inc.	80,557	$2,247,540
Small ProVise Management Group, LLC	51,253	$1,429,958
Mid Integrated Wealth Concepts LLC	50,446	$1,407,443
Mid Stratos Wealth Partners, LTD.	40,135	$1,119,766
Mid Orion Portfolio Solutions, LLC	37,204	$1,037,991

Filter: New 3 Increased 16 Reduced 30 Sold out 21 Unchanged 7

Showing 56 of 56

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Soltis Investment Advisors LLC FCTR

$34,496,048

21.95%

1,257,053

LPL Financial LLC FCTR

$31,392,385

19.98%

1,143,954

Geneos Wealth Management Inc. FCTR

$16,121,022

10.26%

587,458

Eldridge Investment Advisors, Inc. FCTR

$10,387,620

6.61%

378,530

TRUIST FINANCIAL CORP FCTR

$6,592,309

4.20%

240,227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	240,227	$6,592,309	100.0%	Defined

SkyOak Wealth, LLC FCTR

$6,207,627

3.95%

226,209

MERCER GLOBAL ADVISORS INC /ADV FCTR

$5,563,645

3.54%

202,742

MORGAN STANLEY FCTR

$5,511,368

3.51%

200,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	200,837	$5,511,368	100.0%	Defined

ARQ WEALTH ADVISORS, LLC FCTR

$5,260,494

3.35%

191,695

Patriot Financial Group Insurance Agency, LLC FCTR

$3,743,912

2.38%

136,430

Janney Montgomery Scott LLC FCTR

$2,420,988

1.54%

88,222

ENVESTNET ASSET MANAGEMENT INC FCTR

$2,317,641

1.47%

84,456

Sawtooth Solutions, LLC FCTR

$1,984,907

1.26%

72,331

OSAIC HOLDINGS, INC. FCTR

$1,979,197

1.26%

72,123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	9,195	$252,329	12.7%	Defined
SAGEPOINT FINANCIAL, INC.	1,813	$49,752	2.5%	Defined
WOODBURY FINANCIAL SERVICES, INC.	31,150	$854,818	43.2%	Defined
SECURITIES AMERICA ADVISORS INC	23,172	$635,886	32.1%	Defined
ARBOR POINT ADVISORS, LLC	3,094	$84,905	4.3%	Defined
American Portfolios Advisors	3,699	$101,507	5.1%	Sole

Ameritas Advisory Services, LLC FCTR

$1,857,000

1.18%

67,670

RDL FINANCIAL INC FCTR

$1,843,087

1.17%

67,163

ROYAL BANK OF CANADA FCTR

$1,825,002

1.16%

66,504

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	8,246	$226,286	12.4%	Defined
RBC Capital Markets, LLC	58,258	$1,598,716	87.6%	Defined

OneDigital Investment Advisors LLC FCTR

$1,429,481

0.91%

52,091

GOLDMAN SACHS GROUP INC FCTR

$1,409,174

0.90%

51,351

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	51,351	$1,409,174	100.0%	Defined

SILVER OAK SECURITIES, INCORPORATED FCTR

$1,380,853

0.88%

50,319

SUSQUEHANNA INTERNATIONAL GROUP, LLP FCTR

$1,269,494

0.81%

46,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	30,050	$824,632	65.0%	Defined
G1 EXECUTION SERVICES, LLC	16,211	$444,862	35.0%	Defined

Raymond James Financial Services Advisors, Inc. FCTR

$1,089,419

0.69%

39,699

COMMONWEALTH EQUITY SERVICES, LLC FCTR

$1,081,406

0.69%

39,407

HARBOUR INVESTMENTS, INC. FCTR

$967,248

0.62%

35,247

Accuvest Global Advisors FCTR

$947,572

0.60%

34,530

SUTTON PLACE INVESTORS LLC FCTR

$902,018

0.57%

32,870

Cambridge Investment Research Advisors, Inc. FCTR

$775,456

0.49%

28,258

Koss-Olinger Consulting, LLC FCTR

$671,176

0.43%

24,458

ICA Group Wealth Management, LLC FCTR

$457,979

0.29%

16,689

Ergawealth Advisors, Inc. FCTR

$428,479

0.27%

15,614

Visionary Wealth Advisors FCTR

$397,854

0.25%

14,498

NewEdge Advisors, LLC FCTR

$397,826

0.25%

14,497

Pitti Group Wealth Management, LLC FCTR

$395,548

0.25%

14,414

Wealth Advisory Solutions, LLC FCTR

$375,077

0.24%

13,668

Cetera Advisor Networks LLC FCTR

$332,542

0.21%

12,118

GeoWealth Management, LLC FCTR

$318,052

0.20%

11,590

Spire Wealth Management FCTR

$296,071

0.19%

10,789

Private Advisor Group, LLC FCTR

$294,974

0.19%

10,749

LifePro Asset Management FCTR

$294,205

0.19%

10,721

LEVEL FOUR ADVISORY SERVICES, LLC FCTR

$230,293

0.15%

8,392

Strategic Blueprint, LLC FCTR

$228,536

0.15%

8,328

INSIGNEO ADVISORY SERVICES, LLC FCTR

$223,981

0.14%

8,162

CENTAURUS FINANCIAL, INC. FCTR

$213,965

0.14%

7,797

CWM, LLC FCTR

$204,744

0.13%

7,461

Moloney Securities Asset Management, LLC FCTR

$203,921

0.13%

7,431

Steward Partners Investment Advisory, LLC FCTR

$83,451

0.05%

3,041

UBS Group AG FCTR

$68,989

0.04%

2,514

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	2,514	$68,989	100.0%	Sole

Capital Investment Advisory Services, LLC FCTR

$63,363

0.04%

2,309

Capital Analysts, LLC FCTR

$62,457

0.04%

2,276

EPG Wealth Management LLC FCTR

$51,563

0.03%

1,879

JPMORGAN CHASE & CO FCTR

$42,150

0.03%

1,536

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	1,536	$42,150	100.0%	Sole

CREATIVE FINANCIAL DESIGNS INC /ADV FCTR

$23,188

0.01%

845

IFP Advisors, Inc FCTR

$11,882

0.01%

433

Sunbelt Securities, Inc. FCTR

$7,930

0.01%

289

PROEQUITIES, INC. FCTR

$2,908

0.00%

106

Integrity Financial Corp /WA FCTR

$740

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	80,557	$2,247,540	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	35,605	$993,379	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	33,883	$945,335	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	15,740	$439,146	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	3,322	$92,683	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	476	$13,280	100.0%	Defined