FEMS · First Trust Emerging Markets Small Cap AlphaDEX Fund ETF

Alerts for FEMS

$46.95 +0.01 (+0.03%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $661,065

Total Shares: 14,478

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+72.2 pts

Top 5

100.0%

+31.8 pts

Top 10

100.0%

+18.8 pts

HHI

10,000

Highly concentrated+8,544

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

40

Unchanged

0

Holder count: -40

Institutional value: -99.5%

Shares held: -99.6%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−7,168	14,478

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,079,977	$40,185,944
Mega WELLS FARGO & COMPANY/MN	892,112	$33,195,486
Mega LPL Financial LLC	259,592	$9,659,418
Large Steward Partners Investment Advisory, LLC	232,826	$8,663,455
Mid Private Advisor Group, LLC	185,124	$6,888,464

Filter: New 0 Increased 0 Reduced 1 Sold out 40 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FEMS

$661,065

100.00%

14,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	14,478	$661,065	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,079,977	$40,185,944	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	200,866	$7,474,223	22.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	691,246	$25,721,263	77.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	153,133	$5,698,078	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	2,874	$106,941	3.0%	Defined
SAGEPOINT FINANCIAL, INC.	39,934	$1,485,944	41.5%	Defined
FSC SECURITES, INC.	13	$483	0.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	22,653	$842,918	23.5%	Defined
SECURITIES AMERICA ADVISORS INC	2,489	$92,615	2.6%	Defined
ARBOR POINT ADVISORS, LLC	1,026	$38,177	1.1%	Defined
TRIAD HYBRID SOLUTIONS, LLC	22,208	$826,359	23.1%	Defined
TRIAD ADVISORS, LLC	2,761	$102,736	2.9%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	2,332	$86,773	2.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	83,281	$3,098,886	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	34,128	$1,269,902	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	24,401	$907,961	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	20,026	$745,167	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	17,014	$633,090	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	49	$1,823	94.3%	Defined
55I, LLC	3	$111	5.7%	Sole