FLBL · Franklin Senior Loan ETF ETF

$23.08 +0.01 (+0.04%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 21

Total Value: $106,413,490

Total Shares: 4,461,782

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 21 13F filers · Δ vs Dec 31, 2022

Top Holder

63.2%

−2.3 pts

Top 5

93.5%

+0.9 pts

Top 10

98.6%

−0.3 pts

HHI

4,244

Highly concentrated−282

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -2

Institutional value: -9.5%

Shares held: -12.6%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega LPL Financial LLC	+101,040	275,633
Small AIRE ADVISORS, LLC	+69,550	231,320
Large Cambridge Investment Research Advisors, Inc.	+2,660	43,953
Mid Private Advisor Group, LLC	+2,570	25,875
Small Acorn Wealth Advisors, LLC	+2,143	17,752

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega FRANKLIN RESOURCES INC	−523,820	2,818,999
Mega JANE STREET GROUP, LLC	−115,864	83,009
Large OSAIC HOLDINGS, INC.	−84,683	453,149
Mega ENVESTNET ASSET MANAGEMENT INC	−79,516	391,566
Small FLOW TRADERS U.S. LLC	−1,778	13,253

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Large STIFEL FINANCIAL CORP	40,587	$967,999
Mid Equitable Holdings, Inc.	37,041	$883,427
Large COMMONWEALTH EQUITY SERVICES, LLC	11,992	$286,009
Small JT Stratford LLC	9,381	$223,736
Mega JPMORGAN CHASE & CO	3,713	$88,555

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Micro Seed Wealth Management, Inc.	80,938	$1,864,244
Mega RAYMOND JAMES & ASSOCIATES	13,300	$306,338
Small Diversified, LLC	10,114	$232,955
Small Adams Wealth Management	8,708	$200,571
Mega UBS Group AG	3,856	$88,815

Filter: New 6 Increased 7 Reduced 5 Sold out 8 Unchanged 3

Showing 21 of 21

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

FRANKLIN RESOURCES INC FLBL

$67,233,126

63.18%

2,818,999

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	2,818,999	$67,233,126	100.0%	Defined

OSAIC HOLDINGS, INC. FLBL

$10,807,600

10.16%

453,149

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	6,415	$152,997	1.4%	Defined
SAGEPOINT FINANCIAL, INC.	1,900	$45,315	0.4%	Defined
FSC SECURITES, INC.	460	$10,971	0.1%	Defined
WOODBURY FINANCIAL SERVICES, INC.	745	$17,768	0.2%	Defined
SECURITIES AMERICA ADVISORS INC	270,455	$6,450,351	59.7%	Defined
LADENBURG THALMANN ASSET MANAGEMENT	30,366	$724,229	6.7%	Defined
ARBOR POINT ADVISORS, LLC	41,174	$981,999	9.1%	Defined
TRIAD HYBRID SOLUTIONS, LLC	5,148	$122,779	1.1%	Defined
TRIAD ADVISORS, LLC	1,886	$44,981	0.4%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	94,600	$2,256,210	20.9%	Defined

ENVESTNET ASSET MANAGEMENT INC FLBL

$9,338,849

8.78%

391,566

LPL Financial LLC FLBL

$6,573,847

6.18%

275,633

AIRE ADVISORS, LLC FLBL

$5,516,982

5.18%

231,320

JANE STREET GROUP, LLC FLBL

$1,979,764

1.86%

83,009

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	83,009	$1,979,764	100.0%	Defined

Cambridge Investment Research Advisors, Inc. FLBL

$1,048,279

0.99%

43,953

STIFEL FINANCIAL CORP FLBL

$967,999

0.91%

40,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	40,587	$967,999	100.0%	Defined

Equitable Holdings, Inc. FLBL

$883,427

0.83%

37,041

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	37,041	$883,427	100.0%	Defined

Private Advisor Group, LLC FLBL

$617,118

0.58%

25,875

Acorn Wealth Advisors, LLC FLBL

$423,385

0.40%

17,752

FLOW TRADERS U.S. LLC FLBL

$316,084

0.30%

13,253

COMMONWEALTH EQUITY SERVICES, LLC FLBL

$286,009

0.27%

11,992

JT Stratford LLC FLBL

$223,736

0.21%

9,381

JPMORGAN CHASE & CO FLBL

$88,555

0.08%

3,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	3,713	$88,555	100.0%	Defined

ROYAL BANK OF CANADA FLBL

$62,009

0.06%

2,600

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	1,996	$47,604	76.8%	Defined
CITY NATIONAL ROCHDALE, LLC	604	$14,405	23.2%	Defined

WealthPLAN Partners, LLC FLBL

$22,395

0.02%

939

MORGAN STANLEY FLBL

$21,870

0.02%

917

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	917	$21,870	100.0%	Defined

Advisory Services Network, LLC FLBL

$1,550

0.00%

HARBOUR INVESTMENTS, INC. FLBL

$906

0.00%

PROEQUITIES, INC. FLBL

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	3,856	$88,815	100.0%	Sole