FPXI · First Trust International Equity Opportunities ETF ETF

Alerts for FPXI

$70.92 +0.52 (+0.74%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,072,709

Total Shares: 12,810

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+84.8 pts

Top 5

100.0%

+48.6 pts

Top 10

100.0%

+31.7 pts

HHI

10,000

Highly concentrated+9,328

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

0

Decreased

1

Sold Out

71

Unchanged

0

Holder count: -71

Institutional value: -99.1%

Shares held: -99.6%

Top Buyers

vs Mar 31, 2023

No qualifying movers this quarter.

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds	Open
Mega CITADEL ADVISORS LLC	−26,598	12,810

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega LPL Financial LLC	436,522	$17,801,367
Mega WELLS FARGO & COMPANY/MN	311,992	$12,723,033
Large OSAIC HOLDINGS, INC.	298,454	$12,170,949
Mega MORGAN STANLEY	261,995	$10,684,156
Mega JANE STREET GROUP, LLC	165,255	$6,739,098

Filter: New 0 Increased 0 Reduced 1 Sold out 71 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FPXI

$1,072,709

100.00%

12,810

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	12,810	$1,072,709	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	948	$38,659	0.3%	Defined
WELLS FARGO CLEARING SERVICES, LLC	311,044	$12,684,374	99.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	8,247	$336,312	2.8%	Defined
SAGEPOINT FINANCIAL, INC.	26,396	$1,076,428	8.8%	Defined
WOODBURY FINANCIAL SERVICES, INC.	247,859	$10,107,690	83.0%	Defined
SECURITIES AMERICA ADVISORS INC	6,219	$253,610	2.1%	Defined
ARBOR POINT ADVISORS, LLC	3,026	$123,400	1.0%	Defined
TRIAD HYBRID SOLUTIONS, LLC	893	$36,416	0.3%	Defined
TRIAD ADVISORS, LLC	6	$244	0.0%	Defined
American Portfolios Advisors	653	$26,629	0.2%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	5,155	$210,220	1.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	261,995	$10,684,156	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	165,255	$6,739,098	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	710	$28,953	0.5%	Defined
RBC Capital Markets, LLC	146,231	$5,963,300	98.7%	Defined
RBC Private Counsel (USA) Inc.	13	$530	0.0%	Defined
RBC Trust Co (Delaware) Ltd	1,268	$51,709	0.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS INTERNATIONAL	123,723	$5,045,423	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	67,628	$2,757,869	95.0%	Defined
UBS Securities LLC	3,535	$144,157	5.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	3,071	$125,235	7.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	38,831	$1,583,528	92.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	32,747	$1,335,422	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	26,644	$1,086,542	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL ADVISORS CORPORATION	25,702	$1,048,127	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	16,569	$675,683	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2811377 joint	15,163	$618,347	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	11,290	$460,406	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
E-L Financial Corp Ltd	11,000	$448,580	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	9,784	$398,991	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	6,679	$272,369	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	6,411	$261,440	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	505	$20,593	8.2%	Defined
U.S. BANCORP INVESTMENTS, INC.	5,689	$231,997	91.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSB Wealth Management, Inc.	1,608	$65,574	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	163	$6,647	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	139	$5,668	97.9%	Defined
Held directly	3	$122	2.1%	Defined