FTRI · First Trust Indxx Global Natural Resources Income ETF ETF

$18.44 -0.22 (-1.17%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 51

Total Value: $122,854,073

Total Shares: 9,773,596

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 51 13F filers · Δ vs Mar 31, 2023

Top Holder

27.7%

+10.8 pts

Top 5

64.1%

+18.3 pts

Top 10

78.6%

+15.8 pts

HHI

1,174

Broadly held+560

Quarterly Activity

vs Mar 31, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -34

Institutional value: -40.4%

Shares held: -37.1%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds
Mega JANE STREET GROUP, LLC	+90,849	140,481
Mega BANK OF AMERICA CORP /DE/	+89,563	89,663
Mega LPL Financial LLC	+76,094	2,706,480
Small FLOW TRADERS U.S. LLC	+64,394	136,536
Large COMMONWEALTH EQUITY SERVICES, LLC	+52,345	1,094,045

Top Sellers

vs Mar 31, 2023

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−586,063	815,305
Mega ROYAL BANK OF CANADA	−327,856	982,771
Mid OLD MISSION CAPITAL LLC	−227,242	88,879
Large Cetera Investment Advisers	−156,609	113,627
Large OSAIC HOLDINGS, INC.	−151,482	409,611

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)
Small Realta Investment Advisors	2,900	$36,453
Small Financial Gravity Asset Management, Inc.	1,600	$20,112
Mid SIMPLEX TRADING, LLC	497	$6,247

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)
Small Security National Bank	595,260	$7,893,147
Small Bensler, LLC	548,477	$7,272,805
Large Cambridge Investment Research Advisors, Inc.	500,139	$6,631,843
Large Raymond James Financial Services Advisors, Inc.	455,266	$6,036,827
Mega RAYMOND JAMES & ASSOCIATES	440,558	$5,841,799

Filter: New 3 Increased 21 Reduced 24 Sold out 37 Unchanged 3

Showing 52 of 52

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC FTRI

$34,020,453

27.69%

2,706,480

COMMONWEALTH EQUITY SERVICES, LLC FTRI

$13,752,145

11.19%

1,094,045

ROYAL BANK OF CANADA FTRI

$12,353,431

10.06%

982,771

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	981,797	$12,341,188	99.9%	Defined
RBC Trust Co (Delaware) Ltd	974	$12,243	0.1%	Defined

MORGAN STANLEY FTRI

$10,248,383

8.34%

815,305

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	815,305	$10,248,383	100.0%	Defined

Financial Partners Group, Inc FTRI

$8,330,830

6.78%

662,755

OSAIC HOLDINGS, INC. FTRI

$5,148,806

4.19%

409,611

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	6,648	$83,565	1.6%	Defined
SAGEPOINT FINANCIAL, INC.	65,621	$824,855	16.0%	Defined
FSC SECURITES, INC.	4,910	$61,718	1.2%	Defined
WOODBURY FINANCIAL SERVICES, INC.	172,789	$2,171,957	42.2%	Defined
SECURITIES AMERICA ADVISORS INC	64,705	$813,341	15.8%	Defined
ARBOR POINT ADVISORS, LLC	425	$5,342	0.1%	Defined
American Portfolios Advisors	3,902	$49,048	1.0%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	90,611	$1,138,980	22.1%	Defined

RFG Advisory, LLC FTRI

$3,969,970

3.23%

315,829

Aft, Forsyth & Sober, LLC FTRI

$3,771,000

3.07%

300,000

Cetera Advisors LLC FTRI

$2,563,651

2.09%

203,950

ENVESTNET ASSET MANAGEMENT INC FTRI

$2,395,917

1.95%

190,606

JANE STREET GROUP, LLC FTRI

$1,765,846

1.44%

140,481

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	140,481	$1,765,846	100.0%	Defined

FLOW TRADERS U.S. LLC FTRI

$1,716,257

1.40%

136,536

Snowden Capital Advisors LLC FTRI

$1,690,840

1.38%

134,514

CITADEL ADVISORS LLC FTRI

$1,632,930

1.33%

129,907

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	129,907	$1,632,930	100.0%	Defined

Cetera Investment Advisers FTRI

$1,428,291

1.16%

113,627

Sigma Planning Corp FTRI

$1,370,192

1.12%

109,005

Ausdal Financial Partners, Inc. FTRI

$1,260,205

1.03%

100,255

Cetera Advisor Networks LLC FTRI

$1,147,741

0.93%

91,308

AVANTAX ADVISORY SERVICES, INC. FTRI

$1,138,037

0.93%

90,536

BANK OF AMERICA CORP /DE/ FTRI

$1,127,063

0.92%

89,663

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	100	$1,257	0.1%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	18,066	$227,089	20.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	71,497	$898,717	79.7%	Defined

OLD MISSION CAPITAL LLC FTRI

$1,117,209

0.91%

88,879

D.A. DAVIDSON & CO. FTRI

$1,036,534

0.84%

82,461

STIFEL FINANCIAL CORP FTRI

$981,138

0.80%

78,054

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	78,054	$981,138	100.0%	Defined

MML INVESTORS SERVICES, LLC FTRI

$913,939

0.74%

72,708

Prospera Financial Services Inc FTRI

$814,711

0.66%

64,814

KESTRA PRIVATE WEALTH SERVICES, LLC FTRI

$767,121

0.62%

61,028

BENJAMIN F. EDWARDS & COMPANY, INC. FTRI

$669,654

0.55%

53,274

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	53,274	$669,654	100.0%	Defined

Equitable Holdings, Inc. FTRI

$640,856

0.52%

50,983

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	50,983	$640,856	100.0%	Defined

Kestra Advisory Services, LLC FTRI

$580,356

0.47%

46,170

NATIONS FINANCIAL GROUP INC, /IA/ /ADV FTRI

$541,591

0.44%

43,086

Integrated Wealth Concepts LLC FTRI

$533,407

0.43%

42,435

HARBOUR INVESTMENTS, INC. FTRI

$482,788

0.39%

38,408

COLUMBIA ADVISORY PARTNERS LLC FTRI

$479,482

0.39%

38,145

OneDigital Investment Advisors LLC FTRI

$404,427

0.33%

32,174

Aveo Capital Partners, LLC FTRI

$403,672

0.33%

32,114

CreativeOne Wealth, LLC FTRI

$358,710

0.29%

28,537

BENJAMIN EDWARDS INC FTRI

$280,373

0.23%

22,305

Rockefeller Capital Management L.P. FTRI

$231,024

0.19%

18,379

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	18,379	$231,024	100.0%	Defined

PCA Investment Advisory Services Inc. FTRI

$220,339

0.18%

17,529

FSB PREMIER WEALTH MANAGEMENT, INC. FTRI

$158,809

0.13%

12,634

UBS Group AG FTRI

$84,922

0.07%

6,756

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	20	$251	0.3%	Defined
UBS Securities LLC	6,736	$84,671	99.7%	Defined

CWM, LLC FTRI

$80,083

0.07%

6,371

NewEdge Advisors, LLC FTRI

$66,080

0.05%

5,257

PROEQUITIES, INC. FTRI

$43,517

0.04%

3,462

Realta Investment Advisors FTRI

$36,453

0.03%

2,900

Financial Gravity Asset Management, Inc. FTRI

$20,112

0.02%

1,600

WELLS FARGO & COMPANY/MN FTRI

$19,697

0.02%

1,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	1,567	$19,697	100.0%	Defined

Qube Research & Technologies Ltd FTRI

$17,409

0.01%

1,385

IFP Advisors, Inc FTRI

$15,084

0.01%

1,200

Investors Research Corp FTRI

$10,056

0.01%

800

CITADEL ADVISORS LLC FTRI

$6,285

0.01%

500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	500	$6,285	100.0%	Defined

SIMPLEX TRADING, LLC FTRI

$6,247

0.01%

497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	426,310	$5,652,870	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	19,538	$259,073	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL SECURITIES CORPORATION	16,646	$220,725	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	16,124	$213,804	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	252	$3,341	100.0%	Defined