FTXN · First Trust Nasdaq Oil & Gas ETF ETF

Alerts for FTXN

$40.57 -0.33 (-0.81%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,107,728

Total Shares: 63,049

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+68.5 pts

Top 5

100.0%

+35.4 pts

Top 10

100.0%

+23.0 pts

HHI

10,000

Highly concentrated+8,657

Quarterly Activity

vs Mar 31, 2023

New

0

Increased

1

Decreased

0

Sold Out

59

Unchanged

0

Holder count: -59

Institutional value: -98.8%

Shares held: -99.0%

Top Buyers

vs Mar 31, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+39,277	63,049

Top Sellers

vs Mar 31, 2023

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	2,037,984	$54,964,426
Mega LPL Financial LLC	772,124	$20,824,184
Mega BANK OF AMERICA CORP /DE/	500,700	$13,503,879
Mega UBS Group AG	493,205	$13,301,738
Mega WELLS FARGO & COMPANY/MN	370,714	$9,998,156

Filter: New 0 Increased 1 Reduced 0 Sold out 59 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC FTXN

$2,107,728

100.00%

63,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	63,049	$2,107,728	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	375	$10,113	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	2,035,934	$54,909,139	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,675	$45,174	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	700	$18,879	0.1%	Defined
BOFA SECURITIES, INC.	500,000	$13,485,000	99.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	493,205	$13,301,738	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	255,599	$6,893,505	68.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	115,115	$3,104,651	31.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	29,066	$783,910	15.3%	Defined
SAGEPOINT FINANCIAL, INC.	21,058	$567,934	11.1%	Defined
INFINEX INVESTMENTS, INC.	2,300	$62,031	1.2%	Defined
FSC SECURITES, INC.	37,156	$1,002,097	19.5%	Defined
WOODBURY FINANCIAL SERVICES, INC.	69,159	$1,865,218	36.3%	Defined
SECURITIES AMERICA ADVISORS INC	11,334	$305,677	5.9%	Defined
ARBOR POINT ADVISORS, LLC	410	$11,057	0.2%	Defined
TRIAD HYBRID SOLUTIONS, LLC	2,213	$59,684	1.2%	Defined
TRIAD ADVISORS, LLC	72	$1,941	0.0%	Defined
American Portfolios Advisors	14,227	$383,702	7.5%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	3,551	$95,770	1.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	119,260	$3,216,442	98.3%	Defined
ENVESTNET ASSET MANAGEMENT INC joint	2,026	$54,641	1.7%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	104,776	$2,825,808	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	74,073	$1,997,748	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	54,272	$1,463,715	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 30	44,555	$1,201,648	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	6,716	$181,130	15.5%	Other
Latour Trading LLC (Latour)	36,503	$984,485	84.5%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	32,162	$867,409	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Lockwood Advisors, Inc.	27,724	$747,716	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	25,616	$690,863	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SA Stone Investment Advisors Inc.	24,696	$666,051	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	16,222	$437,507	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2811377 joint	8,980	$242,190	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	206	$5,555	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	9	$242	100.0%	Defined