FVC · First Trust Dorsey Wright Dynamic Focus 5 ETF ETF

$42.39 0.00 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $605,113

Total Shares: 13,816

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+66.4 pts

Top 5

100.0%

+29.9 pts

Top 10

100.0%

+12.0 pts

HHI

10,000

Highly concentrated+8,395

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

1

Decreased

0

Sold Out

41

Unchanged

0

Holder count: -41

Institutional value: -99.5%

Shares held: -99.6%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+7,107	13,816

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	1,294,609	$40,585,992
Mega LPL Financial LLC	612,058	$19,188,018
Mega UBS Group AG	333,070	$10,441,744
Mega WELLS FARGO & COMPANY/MN	242,040	$7,587,953
Mega BANK OF AMERICA CORP /DE/	218,501	$6,850,005

Filter: New 0 Increased 1 Reduced 0 Sold out 41 Unchanged 0

Showing 1 of 1

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Compact Export CSV

CITADEL ADVISORS LLC FVC

$605,113

100.00%

13,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	13,816	$605,113	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1,294,609	$40,585,992	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	331,606	$10,395,848	99.6%	Defined
UBS Securities LLC	1,464	$45,896	0.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	53,632	$1,681,363	22.2%	Defined
WELLS FARGO CLEARING SERVICES, LLC	188,408	$5,906,590	77.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	62,817	$1,969,312	28.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	155,684	$4,880,693	71.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	159,182	$4,990,355	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HBKS Wealth Advisors	124,273	$3,895,958	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	13,018	$408,114	16.1%	Defined
FSC SECURITES, INC.	832	$26,083	1.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	20,546	$644,117	25.4%	Defined
SECURITIES AMERICA ADVISORS INC	4,822	$151,169	6.0%	Defined
ARBOR POINT ADVISORS, LLC	38,214	$1,198,008	47.2%	Defined
TRIAD HYBRID SOLUTIONS, LLC	181	$5,674	0.2%	Defined
American Portfolios Advisors	713	$22,352	0.9%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	2,628	$82,387	3.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	68,208	$2,138,320	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	37,905	$1,188,321	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	27,305	$856,011	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	22,080	$692,208	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL SECURITIES CORPORATION	14,840	$465,234	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	7,867	$246,630	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	4,649	$145,745	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	4,371	$137,030	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	983	$30,817	66.6%	Defined
PNC Investments LLC	494	$15,486	33.4%	Defined