FXZ · First Trust Materials AlphaDEX Fund ETF

$86.02 -0.61 (-0.71%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 83

Total Value: $180,481,766

Total Shares: 2,692,183

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 83 13F filers · Δ vs Jun 30, 2024

Top Holder

19.0%

+3.2 pts

Top 5

52.6%

+4.1 pts

Top 10

70.8%

+6.1 pts

HHI

759

Broadly held+137

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -40

Institutional value: -19.4%

Shares held: -22.1%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mega GOLDMAN SACHS GROUP INC	+40,050	91,956
Small Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	+18,700	25,397
Mega CITADEL ADVISORS LLC	+10,240	42,401
Micro Cornerstone Planning Group LLC	+10,152	134,255
Mega JANE STREET GROUP, LLC	+5,823	42,837

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Mega MORGAN STANLEY	−97,844	224,955
Mega LPL Financial LLC	−73,310	279,723
Large STIFEL FINANCIAL CORP	−46,783	41,788
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−37,177	8,984
Mega UBS Group AG	−37,030	145,807

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Large Sanctuary Advisors, LLC	25,913	$1,737,207
Small FLOW TRADERS U.S. LLC	6,541	$438,508
Mega D. E. Shaw & Co., Inc.	5,557	$372,541
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	3,399	$227,868
Mega BlackRock, Inc.	889	$59,598

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Large Raymond James Financial Services Advisors, Inc.	93,783	$6,079,014
Mega RAYMOND JAMES & ASSOCIATES	75,602	$4,900,521
Micro FOCUS Wealth Advisors, LLC	58,160	$3,769,931
Large COMMONWEALTH EQUITY SERVICES, LLC	20,326	$1,317,531
Small Kesler, Norman & Wride, LLC	12,990	$842,011

Filter: New 8 Increased 21 Reduced 47 Sold out 48 Unchanged 7

Showing 83 of 83

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

WELLS FARGO & COMPANY/MN FXZ

$34,274,400

18.99%

511,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	242,434	$16,252,775	47.4%	Defined
WELLS FARGO CLEARING SERVICES, LLC	268,819	$18,021,625	52.6%	Defined

LPL Financial LLC FXZ

$18,752,629

10.39%

279,723

BANK OF AMERICA CORP /DE/ FXZ

$16,990,483

9.41%

253,438

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	188,807	$12,657,621	74.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	64,631	$4,332,862	25.5%	Defined

MORGAN STANLEY FXZ

$15,080,983

8.36%

224,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	100	$6,704	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	223,554	$14,987,060	99.4%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	1,301	$87,219	0.6%	Defined

UBS Group AG FXZ

$9,774,901

5.42%

145,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	143,857	$9,644,173	98.7%	Defined
UBS Securities LLC	1,950	$130,728	1.3%	Defined

Cornerstone Planning Group LLC FXZ

$9,000,455

4.99%

134,255

AMERIPRISE FINANCIAL INC FXZ

$7,259,493

4.02%

108,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	108,201	$7,253,795	99.9%	Defined
Ameriprise Bank, FSB	85	$5,698	0.1%	Defined

Cetera Investment Advisers FXZ

$6,234,116

3.45%

92,991

GOLDMAN SACHS GROUP INC FXZ

$6,164,730

3.42%

91,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	91,956	$6,164,730	100.0%	Defined

Cambridge Investment Research Advisors, Inc. FXZ

$4,211,050

2.33%

62,814

ROYAL BANK OF CANADA FXZ

$3,645,299

2.02%

54,375

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	46,130	$3,092,555	84.8%	Defined
RBC Dominion Securities Inc.	8,245	$552,744	15.2%	Defined

ENVESTNET ASSET MANAGEMENT INC FXZ

$3,607,690

2.00%

53,814

ETFIDEA, LLC FXZ

$3,595,690

1.99%

53,635

JANE STREET GROUP, LLC FXZ

$2,871,792

1.59%

42,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	42,837	$2,871,792	100.0%	Defined

CITADEL ADVISORS LLC FXZ

$2,842,563

1.57%

42,401

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	42,401	$2,842,563	100.0%	Defined

STIFEL FINANCIAL CORP FXZ

$2,801,467

1.55%

41,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	41,788	$2,801,467	100.0%	Defined

TRUIST FINANCIAL CORP FXZ

$2,524,056

1.40%

37,650

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	37,650	$2,524,056	100.0%	Defined

Janney Montgomery Scott LLC FXZ

$2,493,016

1.38%

37,187

Purus Wealth Management, LLC FXZ

$2,353,171

1.30%

35,101

OSAIC HOLDINGS, INC. FXZ

$2,005,768

1.11%

29,919

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	22,405	$1,502,031	74.9%	Defined
ARBOR POINT ADVISORS, LLC	2,918	$195,622	9.8%	Defined
Osaic Advisory Services, LLC	450	$30,168	1.5%	Defined
American Portfolios Advisors	2,531	$169,678	8.5%	Sole
OSAIC FS, INC.	1,615	$108,269	5.4%	Defined

Rockefeller Capital Management L.P. FXZ

$1,969,367

1.09%

29,376

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	29,376	$1,969,367	100.0%	Defined

Sanctuary Advisors, LLC FXZ

$1,737,207

0.96%

25,913

Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors FXZ

$1,702,614

0.94%

25,397

HARBOUR INVESTMENTS, INC. FXZ

$1,525,897

0.85%

22,761

Private Advisor Group, LLC FXZ

$907,252

0.50%

13,533

Schrum Private Wealth Management LLC FXZ

$835,318

0.46%

12,460

MML INVESTORS SERVICES, LLC FXZ

$752,054

0.42%

11,218

TWO SIGMA INVESTMENTS, LP FXZ

$670,400

0.37%

10,000

Kestra Advisory Services, LLC FXZ

$638,488

0.35%

9,524

Apollon Financial, LLC FXZ

$634,265

0.35%

9,461

SUSQUEHANNA INTERNATIONAL GROUP, LLP FXZ

$602,287

0.33%

8,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	8,984	$602,287	100.0%	Defined

MEITAV INVESTMENT HOUSE LTD FXZ

$583,382

0.32%

8,702

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MEITAV PORTFOLIO MANAGEMENT LTD	8,702	$583,382	100.0%	Defined

ARBOR CAPITAL MANAGEMENT INC /ADV FXZ

$579,761

0.32%

8,648

ROI Financial Advisors, LLC FXZ

$560,454

0.31%

8,360

HighTower Advisors, LLC FXZ

$543,828

0.30%

8,112

NewEdge Advisors, LLC FXZ

$528,945

0.29%

7,890

First Heartland Consultants, Inc. FXZ

$523,180

0.29%

7,804

GTS SECURITIES LLC FXZ

$459,693

0.25%

6,857

FLOW TRADERS U.S. LLC FXZ

$438,508

0.24%

6,541

Capital Wealth Alliance, LLC FXZ

$436,430

0.24%

6,510

Envestnet Portfolio Solutions, Inc. FXZ

$390,977

0.22%

5,832

CoreCap Advisors, LLC FXZ

$385,278

0.21%

5,747

PGIM Custom Harvest LLC FXZ

$383,267

0.21%

5,717

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 30	5,717	$383,267	100.0%	Sole

WMG Financial Advisors, LLC FXZ

$377,971

0.21%

5,638

Atria Wealth Solutions, Inc. FXZ

$376,362

0.21%

5,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CUSO Financial Services L.P. /CA	5,614	$376,362	100.0%	Defined

Stonebridge Financial Planning Group, LLC FXZ

$375,155

0.21%

5,596

D. E. Shaw & Co., Inc. FXZ

$372,541

0.21%

5,557

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	5,557	$372,541	100.0%	Defined

AE Wealth Management LLC FXZ

$363,490

0.20%

5,422

MONECO ADVISORS, LLC FXZ

$360,004

0.20%

5,370

Fortis Capital Advisors, LLC FXZ

$335,200

0.19%

5,000

Belpointe Asset Management LLC FXZ

$335,200

0.19%

5,000

Equitable Holdings, Inc. FXZ

$329,702

0.18%

4,918

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	4,918	$329,702	100.0%	Defined

Steward Partners Investment Advisory, LLC FXZ

$269,970

0.15%

4,027

Farther Finance Advisors, LLC FXZ

$252,539

0.14%

3,767

Sigma Planning Corp FXZ

$239,399

0.13%

3,571

AVANTAX ADVISORY SERVICES, INC. FXZ

$229,276

0.13%

3,420

KESTRA PRIVATE WEALTH SERVICES, LLC FXZ

$227,868

0.13%

3,399

Baird Financial Group, Inc. FXZ

$212,650

0.12%

3,172

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	3,172	$212,650	100.0%	Defined

Arkadios Wealth Advisors FXZ

$200,248

0.11%

2,987

PNC FINANCIAL SERVICES GROUP, INC. FXZ

$199,846

0.11%

2,981

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	2,981	$199,846	100.0%	Defined

JONES FINANCIAL COMPANIES LLLP FXZ

$172,091

0.10%

2,567

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	2,567	$172,091	100.0%	Sole

Geneos Wealth Management Inc. FXZ

$155,599

0.09%

2,321

Parallel Advisors, LLC FXZ

$150,169

0.08%

2,240

JPMORGAN CHASE & CO FXZ

$117,185

0.06%

1,748

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	1,748	$117,185	100.0%	Defined
55I, LLC	0	$0	0.0%	Other

COMERICA BANK FXZ

$113,029

0.06%

1,686

Tower Research Capital LLC (TRC) FXZ

$84,671

0.05%

1,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	100	$6,704	7.9%	Other
Latour Trading LLC (Latour)	1,163	$77,967	92.1%	Defined

BlackRock, Inc. FXZ

$59,598

0.03%

889

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Aperio Group, LLC	889	$59,598	100.0%	Sole

US BANCORP \DE\ FXZ

$55,308

0.03%

825

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	825	$55,308	100.0%	Defined

Coppell Advisory Solutions LLC FXZ

$48,134

0.03%

718

PRIVATE TRUST CO NA FXZ

$45,386

0.03%

677

CREATIVE FINANCIAL DESIGNS INC /ADV FXZ

$30,704

0.02%

458

Qube Research & Technologies Ltd FXZ

$25,542

0.01%

381

PRINCIPAL SECURITIES, INC. FXZ

$23,866

0.01%

356

Smartleaf Asset Management LLC FXZ

$13,408

0.01%

200

FMR LLC FXZ

$11,933

0.01%

178

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	177	$11,866	99.4%	Defined
Held directly	1	$67	0.6%	Defined

WFA Asset Management Corp FXZ

$11,597

0.01%

173

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO FXZ

$10,726

0.01%

160

ASSETMARK, INC FXZ

$8,581

0.00%

128

Westside Investment Management, Inc. FXZ

$6,167

0.00%

Realta Investment Advisors FXZ

$5,698

0.00%

Capital Investment Advisory Services, LLC FXZ

$1,676

0.00%

DHJJ Financial Advisors, Ltd. FXZ

$670

0.00%

Transamerica Financial Advisors, LLC FXZ

0.00%