GSSC · Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF ETF

Alerts for GSSC

$90.38 +0.30 (+0.33%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 3

Total Value: $9,417,757

Total Shares: 103,197

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 3 13F filers · Δ vs Sep 30, 2023

Top Holder

92.3%

+68.9 pts

Top 5

100.0%

+26.6 pts

Top 10

100.0%

+8.1 pts

HHI

8,581

Highly concentrated+7,240

Quarterly Activity

vs Sep 30, 2023

New

3

Increased

0

Decreased

0

Sold Out

28

Unchanged

0

Holder count: -25

Institutional value: -89.6%

Shares held: -93.6%

Top New Positions

vs Sep 30, 2023

Institution	Acquired	Value (USD)	Open
Mid Strategic Financial Services, Inc.	95,271	$8,694,431
Large Corient Private Wealth LLC	7,899	$720,862
Small BROWN, LISLE/CUMMINGS, INC.	27	$2,464

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega GOLDMAN SACHS GROUP INC	378,110	$21,117,443
Mid FIRST FOUNDATION ADVISORS	297,786	$16,631,347
Mega BANK OF AMERICA CORP /DE/	244,526	$13,656,776
Mega MORGAN STANLEY	165,879	$9,264,342
Mega ROYAL BANK OF CANADA	99,963	$5,582,932

Filter: New 3 Increased 0 Reduced 0 Sold out 28 Unchanged 0

Showing 3 of 3

All Common Calls Puts

Compact Export CSV

Strategic Financial Services, Inc. GSSC

$8,694,431

92.32%

95,271

Corient Private Wealth LLC GSSC

$720,862

7.65%

7,899

BROWN, LISLE/CUMMINGS, INC. GSSC

$2,464

0.03%

27

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	378,110	$21,117,443	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIRST FOUNDATION BANK	20,822	$1,162,908	7.0%	Defined
Held directly	276,964	$15,468,439	93.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	79,602	$4,445,771	32.6%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	99,186	$5,539,538	40.6%	Defined
MANAGED ACCOUNT ADVISORS LLC	65,738	$3,671,467	26.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	165,879	$9,264,342	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LLC	6,197	$346,102	6.2%	Defined
RBC Capital Markets, LLC	18,204	$1,016,693	18.2%	Defined
RBC Dominion Securities Inc.	73,085	$4,081,797	73.1%	Defined
RBC Private Counsel (USA) Inc.	1,060	$59,201	1.1%	Defined
CITY NATIONAL ROCHDALE, LLC	1,417	$79,139	1.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	47,576	$2,657,119	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	141	$7,874	0.6%	Defined
OSAIC INSTITUTIONS, INC.	3,866	$215,916	16.7%	Defined
WOODBURY FINANCIAL SERVICES, INC.	373	$20,832	1.6%	Defined
SECURITIES AMERICA ADVISORS INC	18,234	$1,018,368	78.7%	Defined
American Portfolios Advisors	567	$31,666	2.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TORONTO DOMINION BANK	13,850	$773,522	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	9,895	$552,635	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,599	$256,854	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	365	$20,385	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	46	$2,569	100.0%	Sole