HFSI · Hartford Strategic Income ETF ETF

$34.73 -0.01 (-0.01%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 68

Total Value: $594,898,205

Total Shares: 17,134,166

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 68 13F filers · Δ vs Dec 31, 2025

Top Holder

14.9%

−5.1 pts

Top 5

50.3%

−8.8 pts

Top 10

71.4%

−8.9 pts

HHI

685

Broadly held−295

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +13

Institutional value: +87.0%

Shares held: +91.1%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Micro New England Capital Financial Advisors LLC	+2,228,972	2,544,936
Mega RAYMOND JAMES FINANCIAL INC	+656,707	1,188,578
Mega ROYAL BANK OF CANADA	+385,482	385,812
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	+334,128	2,123,291
Small Retirement Planning Group, LLC	+101,731	122,142

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Micro SURIENCE PRIVATE WEALTH LLC	−43,400	17,963
Mid Bleakley Financial Group, LLC	−42,036	613,012
Large WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−37,388	160,652
Small Hartford Funds Management Co LLC	−34,603	1,536,590
Micro CORE WEALTH ADVISORS, LLC	−21,335	84,557

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mega BANK OF AMERICA CORP /DE/	1,221,387	$42,406,556
Mid BENJAMIN EDWARDS INC	971,387	$33,726,556
Small Wealthspire Retirement, LLC	601,079	$20,869,462
Mega ENVESTNET ASSET MANAGEMENT INC	344,031	$11,944,756
Mid Mutual Advisors, LLC	222,529	$7,726,206

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)
Mid D.A. DAVIDSON & CO.	7,540	$267,519
Mid AXXCESS WEALTH MANAGEMENT, LLC	6,983	$247,756
Large Kestra Advisory Services, LLC	1,104	$39,169
Mid Allworth Financial LP	200	$7,096

Filter: New 17 Increased 38 Reduced 11 Sold out 4 Unchanged 2

Showing 68 of 68

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

New England Capital Financial Advisors LLC HFSI

$88,360,177

14.85%

2,544,936

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO HFSI

$73,720,663

12.39%

2,123,291

Hartford Funds Management Co LLC HFSI

$53,350,404

8.97%

1,536,590

BANK OF AMERICA CORP /DE/ HFSI

$42,406,556

7.13%

1,221,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	269,509	$9,357,352	22.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	951,878	$33,049,204	77.9%	Defined

RAYMOND JAMES FINANCIAL INC HFSI

$41,267,427

6.94%

1,188,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	343,508	$11,926,597	28.9%	Defined
Raymond James Financial Services Advisors, Inc.	845,070	$29,340,830	71.1%	Defined

BENJAMIN EDWARDS INC HFSI

$33,726,556

5.67%

971,387

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN F. EDWARDS & COMPANY, INC.	967,605	$33,595,245	99.6%	Defined
Benjamin F. Edwards Wealth Management, LLC	3,782	$131,311	0.4%	Defined

Retirement Management Systems Inc. HFSI

$25,107,351

4.22%

723,138

Modern Wealth Management, LLC HFSI

$24,512,458

4.12%

706,004

Bleakley Financial Group, LLC HFSI

$21,283,776

3.58%

613,012

Wealthspire Retirement, LLC HFSI

$20,869,462

3.51%

601,079

OSAIC HOLDINGS, INC. HFSI

$16,055,395

2.70%

462,425

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	457,226	$15,874,886	98.9%	Defined
Osaic Advisory Services, LLC	5,199	$180,509	1.1%	Defined

Centric Wealth Management HFSI

$14,291,168

2.40%

411,612

ROYAL BANK OF CANADA HFSI

$13,395,392

2.25%

385,812

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	385,812	$13,395,392	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC HFSI

$11,944,756

2.01%

344,031

Live Oak Investment Partners HFSI

$8,871,203

1.49%

255,507

STIFEL FINANCIAL CORP HFSI

$8,340,993

1.40%

240,236

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	240,236	$8,340,993	100.0%	Defined

Mutual Advisors, LLC HFSI

$7,726,206

1.30%

222,529

CITIZENS FINANCIAL GROUP INC/RI HFSI

$7,515,039

1.26%

216,447

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Clarfeld Financial Advisors, LLC	216,447	$7,515,039	100.0%	Defined

MGO ONE SEVEN LLC HFSI

$7,328,801

1.23%

211,083

WNY Asset Management, LLC HFSI

$6,252,620

1.05%

180,087

COMMONWEALTH EQUITY SERVICES, LLC HFSI

$5,707,655

0.96%

164,391

TRUIST FINANCIAL CORP HFSI

$5,608,634

0.94%

161,539

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	161,539	$5,608,634	100.0%	Defined

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC HFSI

$5,577,837

0.94%

160,652

JONES FINANCIAL COMPANIES LLLP HFSI

$5,174,564

0.87%

149,037

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	149,037	$5,174,564	100.0%	Sole

Sanctuary Advisors, LLC HFSI

$4,734,627

0.80%

136,366

Retirement Planning Group, LLC HFSI

$4,240,770

0.71%

122,142

Summit Financial, LLC HFSI

$4,108,035

0.69%

118,319

Sonoma Allocations LLC HFSI

$3,214,898

0.54%

92,595

CORE WEALTH ADVISORS, LLC HFSI

$2,935,819

0.49%

84,557

Cambridge Investment Research Advisors, Inc. HFSI

$2,733,956

0.46%

78,743

Strategic Blueprint, LLC HFSI

$2,483,209

0.42%

71,521

CARY STREET PARTNERS FINANCIAL LLC HFSI

$2,336,169

0.39%

67,286

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CARY STREET PARTNERS INVESTMENT ADVISORY LLC	67,286	$2,336,169	100.0%	Defined

JPMORGAN CHASE & CO HFSI

$2,004,280

0.34%

57,727

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	19	$659	0.0%	Defined
55I, LLC	57,708	$2,003,621	100.0%	Other

Kovack Advisors, Inc. HFSI

$1,714,091

0.29%

49,369

&PARTNERS HFSI

$1,444,699

0.24%

41,610

LIBERTY ONE INVESTMENT MANAGEMENT, LLC HFSI

$1,184,854

0.20%

34,126

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vident Advisory, LLC	34,126	$1,184,854	100.0%	Defined

Steward Partners Investment Advisory, LLC HFSI

$1,083,784

0.18%

31,215

Hobart Private Capital, LLC HFSI

$925,912

0.16%

26,668

Gateway Wealth Partners, LLC HFSI

$866,264

0.15%

24,950

Marks Group Wealth Management, Inc HFSI

$818,662

0.14%

23,579

NATIXIS ADVISORS, LLC HFSI

$789,428

0.13%

22,737

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Natixis Investment Managers, L.P.	22,737	$789,428	100.0%	Defined

MML INVESTORS SERVICES, LLC HFSI

$778,734

0.13%

22,429

Arkadios Wealth Advisors HFSI

$744,431

0.13%

21,441

Mariner, LLC HFSI

$730,439

0.12%

21,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	21,038	$730,439	100.0%	Other

AdvisorNet Financial, Inc HFSI

$665,200

0.11%

19,159

SURIENCE PRIVATE WEALTH LLC HFSI

$623,675

0.10%

17,963

Cetera Investment Advisers HFSI

$605,030

0.10%

17,426

Destiny Capital Corp/CO HFSI

$597,600

0.10%

17,212

UPTICK PARTNERS, LLC HFSI

$549,200

0.09%

15,818

HARBOUR INVESTMENTS, INC. HFSI

$469,379

0.08%

13,519

Concurrent Investment Advisors, LLC HFSI

$355,185

0.06%

10,230

Meridian Financial Advisors, LLC HFSI

$345,464

0.06%

9,950

Bright Futures Wealth Management, LLC. HFSI

$312,584

0.05%

9,003

Cypress Wealth Services, LLC HFSI

$300,814

0.05%

8,664

Coquina Private Wealth LLC HFSI

$275,989

0.05%

7,949

Capital Investment Advisory Services, LLC HFSI

$265,920

0.04%

7,659

Stonebridge Financial Group, LLC / MO HFSI

$238,040

0.04%

6,856

ALEXANDER LABRUNERIE & CO., INC. HFSI

$228,249

0.04%

6,574

GOLDMAN SACHS GROUP INC HFSI

$225,749

0.04%

6,502

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	6,502	$225,749	100.0%	Defined

Capital Analysts, LLC HFSI

$180,752

0.03%

5,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN INVESTMENT PLANNING, LLC	5,206	$180,752	100.0%	Defined

Wealth Enhancement Trust Services, Inc. HFSI

$162,246

0.03%

4,673

Geneos Wealth Management Inc. HFSI

$72,981

0.01%

2,102

IFP Advisors, Inc HFSI

$62,600

0.01%

1,803

Ascentis Independent Advisors HFSI

$34,997

0.01%

1,008

Bogart Wealth, LLC HFSI

$24,790

0.00%

714

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC HFSI

$18,401

0.00%

530

Farther Finance Advisors, LLC HFSI

$10,936

0.00%

315

MORGAN STANLEY HFSI

$4,270

0.00%

123

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	123	$4,270	100.0%	Defined