HMOP · Hartford Municipal Opportunities ETF ETF

Alerts for HMOP

$38.25 +0.02 (+0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $1,365,925

Total Shares: 34,894

Institutional Ownership Trend

14 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2023

Top Holder

100.0%

+79.0 pts

Top 5

100.0%

+28.2 pts

Top 10

100.0%

+12.6 pts

HHI

10,000

Highly concentrated+8,785

Quarterly Activity

vs Mar 31, 2023

New

1

Increased

0

Decreased

0

Sold Out

30

Unchanged

0

Holder count: -29

Institutional value: -98.7%

Shares held: -98.8%

Top New Positions

vs Mar 31, 2023

Institution	Acquired	Value (USD)	Open
Mega CITADEL ADVISORS LLC	34,894	$1,365,925

Top Sold-Out Positions

vs Mar 31, 2023

Institution	Previously Held	Last Value (USD)	Open
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	592,769	$22,646,739
Mega BANK OF AMERICA CORP /DE/	499,018	$19,064,982
Mega LPL Financial LLC	371,014	$14,174,589
Small Goldstein Advisors, LLC	350,863	$13,404,720
Micro ERn Financial, LLC	209,181	$7,991,760

Filter: New 1 Increased 0 Reduced 0 Sold out 30 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC HMOP

$1,365,925

100.00%

34,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	34,894	$1,365,925	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	592,769	$22,646,739	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	379,974	$14,516,906	76.1%	Defined
MANAGED ACCOUNT ADVISORS LLC	119,044	$4,548,076	23.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	57,176	$2,184,409	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	35,673	$1,362,886	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	29,997	$1,146,035	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WOODBURY FINANCIAL SERVICES, INC.	13,081	$499,759	56.1%	Defined
VISION2020 WEALTH MANAGEMENT CORP.	10,250	$391,601	43.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,385	$91,118	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	55	$2,101	3.6%	Defined
UBS Securities LLC	1,461	$55,817	96.4%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	5	$191	100.0%	Other