HTAB · Hartford Schroders Tax-Aware Bond ETF ETF

$18.63 +0.01 (+0.05%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 56

Total Value: $222,123,766

Total Shares: 11,503,045

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 56 13F filers · Δ vs Mar 31, 2024

Top Holder

13.6%

+0.7 pts

Top 5

45.9%

−4.4 pts

Top 10

72.5%

+3.7 pts

HHI

648

Broadly held+9

Quarterly Activity

vs Mar 31, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +4

Institutional value: +24.9%

Shares held: +26.7%

Top Buyers

vs Mar 31, 2024

Institution	Added	Now Holds
Mega LPL Financial LLC	+1,293,351	1,559,240
Large TRUIST FINANCIAL CORP	+602,191	787,542
Mega ENVESTNET ASSET MANAGEMENT INC	+566,514	746,462
Micro IAG Wealth Partners, LLC	+354,701	476,916
Mega BANK OF AMERICA CORP /DE/	+114,132	820,888

Top Sellers

vs Mar 31, 2024

Institution	Sold	Now Holds
Small Amplius Wealth Advisors, LLC	−202,572	743,792
Mega JANE STREET GROUP, LLC	−201,419	10,261
Large Raymond James Financial Services Advisors, Inc.	−169,412	671,248
Small Patriot Financial Group Insurance Agency, LLC	−35,475	125,947
Large Cetera Investment Advisers	−24,044	213,770

Top New Positions

vs Mar 31, 2024

Institution	Acquired	Value (USD)
Large &PARTNERS	31,125	$601,023
Mid EverSource Wealth Advisors, LLC	24,987	$482,498
Small Arete Wealth Advisors, LLC	24,670	$476,377
Micro Financial Planning & Information Services, Inc.	10,303	$198,950
Mid Global Retirement Partners, LLC	6,264	$120,957

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)
Mega CITADEL ADVISORS LLC	233,141	$4,564,900
Small CJM Wealth Advisers, Ltd.	17,907	$350,619
Micro Birchcreek Wealth Management, LLC	12,743	$249,507

Filter: New 7 Increased 33 Reduced 13 Sold out 3 Unchanged 3

Showing 56 of 56

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC HTAB

$30,108,924

13.56%

1,559,240

Bank of New York Mellon Corp HTAB

$22,592,390

10.17%

1,169,984

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	1,169,467	$22,582,407	100.0%	Defined
Held directly	517	$9,983	0.0%	Defined

RAYMOND JAMES & ASSOCIATES HTAB

$18,271,083

8.23%

946,198

BANK OF AMERICA CORP /DE/ HTAB

$15,851,347

7.14%

820,888

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	626,307	$12,093,988	76.3%	Defined
MANAGED ACCOUNT ADVISORS LLC	194,581	$3,757,359	23.7%	Defined

TRUIST FINANCIAL CORP HTAB

$15,207,436

6.85%

787,542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	787,542	$15,207,436	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC HTAB

$14,414,181

6.49%

746,462

Amplius Wealth Advisors, LLC HTAB

$14,362,623

6.47%

743,792

Raymond James Financial Services Advisors, Inc. HTAB

$12,961,798

5.84%

671,248

IAG Wealth Partners, LLC HTAB

$9,209,247

4.15%

476,916

ERn Financial, LLC HTAB

$7,961,802

3.58%

412,315

Main Street Financial Solutions, LLC HTAB

$7,941,623

3.58%

411,270

YARGER WEALTH STRATEGIES, LLC HTAB

$7,514,544

3.38%

389,153

OSAIC HOLDINGS, INC. HTAB

$5,576,649

2.51%

288,796

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	94,369	$1,822,265	32.7%	Defined
ARBOR POINT ADVISORS, LLC	186,409	$3,599,557	64.5%	Defined
Osaic Advisory Services, LLC	8,018	$154,827	2.8%	Defined

Cetera Investment Advisers HTAB

$4,127,898

1.86%

213,770

Wealthcare Advisory Partners LLC HTAB

$3,158,942

1.42%

163,591

COMMONWEALTH EQUITY SERVICES, LLC HTAB

$2,970,360

1.34%

153,825

Element Wealth, LLC HTAB

$2,908,008

1.31%

150,596

Capital Asset Advisory Services LLC HTAB

$2,557,763

1.15%

132,458

AXXCESS WEALTH MANAGEMENT, LLC HTAB

$2,512,520

1.13%

130,115

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO HTAB

$2,495,392

1.12%

129,228

Patriot Financial Group Insurance Agency, LLC HTAB

$2,432,036

1.09%

125,947

Cambridge Investment Research Advisors, Inc. HTAB

$1,857,950

0.84%

96,217

ROYAL BANK OF CANADA HTAB

$1,605,027

0.72%

83,119

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	83,119	$1,605,027	100.0%	Defined

Independent Wealth Network Inc. HTAB

$1,383,078

0.62%

71,625

Financial Advocates Investment Management HTAB

$1,111,136

0.50%

57,542

Leelyn Smith, LLC HTAB

$800,071

0.36%

41,433

JONES FINANCIAL COMPANIES LLLP HTAB

$773,211

0.35%

40,042

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	40,042	$773,211	100.0%	Sole

PROEQUITIES, INC. HTAB

$759,269

0.34%

39,320

JOURNEY STRATEGIC WEALTH LLC HTAB

$725,282

0.33%

37,560

STIFEL FINANCIAL CORP HTAB

$627,883

0.28%

32,516

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	32,516	$627,883	100.0%	Defined

HARBOUR INVESTMENTS, INC. HTAB

$612,822

0.28%

31,736

&PARTNERS HTAB

$601,023

0.27%

31,125

RAYMOND JAMES TRUST N.A. HTAB

$584,397

0.26%

30,264

FLOW TRADERS U.S. LLC HTAB

$571,363

0.26%

29,589

Atria Wealth Solutions, Inc. HTAB

$562,403

0.25%

29,125

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	29,125	$562,403	100.0%	Defined

EverSource Wealth Advisors, LLC HTAB

$482,498

0.22%

24,987

Private Advisor Group, LLC HTAB

$480,432

0.22%

24,880

Arete Wealth Advisors, LLC HTAB

$476,377

0.21%

24,670

DAVENPORT & Co LLC HTAB

$425,650

0.19%

22,043

USAdvisors Wealth Management, LLC HTAB

$399,292

0.18%

20,678

Trademark Financial Management, LLC HTAB

$344,625

0.16%

17,847

Kestra Advisory Services, LLC HTAB

$279,492

0.13%

14,474

WEST MICHIGAN ADVISORS, LLC HTAB

$262,422

0.12%

13,590

MML INVESTORS SERVICES, LLC HTAB

$225,212

0.10%

11,663

Financial Planning & Information Services, Inc. HTAB

$198,950

0.09%

10,303

JANE STREET GROUP, LLC HTAB

$198,139

0.09%

10,261

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	10,261	$198,139	100.0%	Defined

PRIVATE TRUST CO NA HTAB

$196,479

0.09%

10,175

BENJAMIN F. EDWARDS & COMPANY, INC. HTAB

$144,825

0.07%

7,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	7,500	$144,825	100.0%	Defined

Global Retirement Partners, LLC HTAB

$120,957

0.05%

6,264

Steward Partners Investment Advisory, LLC HTAB

$95,121

0.04%

4,926

Westside Investment Management, Inc. HTAB

$38,620

0.02%

2,000

Tanglewood Legacy Advisors, LLC HTAB

$24,620

0.01%

1,275

Householder Group Estate & Retirement Specialist, LLC HTAB

$10,523

0.00%

545

Opal Wealth Advisors, LLC HTAB

$6,739

0.00%

349

MORGAN STANLEY HTAB

$1,197

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	62	$1,197	100.0%	Defined

UBS Group AG HTAB

$115

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	6	$115	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	233,141	$4,564,900	100.0%	Defined