HTRB · Hartford Total Return Bond ETF ETF

Alerts for HTRB

$33.11 +0.02 (+0.06%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $2,309,464

Total Shares: 68,459

Institutional Ownership Trend

18 quarters

Holder Concentration

Across 1 13F filers · Δ vs Mar 31, 2024

Top Holder

100.0%

+44.4 pts

Top 5

100.0%

+24.3 pts

Top 10

100.0%

+12.8 pts

HHI

10,000

Highly concentrated+6,763

Quarterly Activity

vs Mar 31, 2024

New

0

Increased

1

Decreased

0

Sold Out

41

Unchanged

0

Holder count: -41

Institutional value: -99.7%

Shares held: -99.7%

Top Buyers

vs Mar 31, 2024

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+10,078	68,459

Top Sellers

vs Mar 31, 2024

No qualifying movers this quarter.

Top New Positions

vs Mar 31, 2024

No new positions this quarter.

Top Sold-Out Positions

vs Mar 31, 2024

Institution	Previously Held	Last Value (USD)	Open
Small Hartford Funds Management Co LLC	14,284,574	$481,961,526
Small WMS Partners, LLC	1,451,437	$48,971,484
Mega UBS Group AG	1,336,527	$45,094,420
Mega BANK OF AMERICA CORP /DE/	1,257,595	$42,431,253
Micro Financial Planning & Information Services, Inc.	1,097,584	$37,032,484

Filter: New 0 Increased 1 Reduced 0 Sold out 41 Unchanged 0

Showing 1 of 1

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC HTRB

$2,309,464

100.00%

68,459

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	68,459	$2,309,464	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,336,527	$45,094,420	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	104	$3,508	0.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	549,206	$18,530,210	43.7%	Defined
MANAGED ACCOUNT ADVISORS LLC	708,285	$23,897,535	56.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
TRUIST BANK /NC/	8,930	$301,298	1.6%	Defined
Truist Advisory Services, Inc.	184,026	$6,209,037	32.6%	Defined
Sterling Capital Management LLC	371,501	$12,534,443	65.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	226,726	$7,649,735	80.2%	Other
Held directly	56,018	$1,890,047	19.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	207,719	$7,008,439	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	138,493	$4,672,753	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NEXT Financial Group, Inc	83,376	$2,813,106	89.0%	Defined
CUSO Financial Services L.P. /CA	10,299	$347,488	11.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	49,792	$1,679,982	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	45,882	$1,548,058	92.6%	Defined
OSAIC INSTITUTIONS, INC.	17	$573	0.0%	Defined
American Portfolios Advisors	3,675	$123,994	7.4%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	26,448	$892,355	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Harlow Wealth Management	1,873	$63,195	16.2%	Other
Held directly	9,669	$326,232	83.8%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	9,441	$318,539	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	841	$28,375	67.8%	Defined
U.S. BANCORP INVESTMENTS, INC.	43	$1,450	3.5%	Defined
U.S. BANCORP ADVISORS, LLC	356	$12,011	28.7%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$33	100.0%	Defined