IAK · iShares U.S. Insurance ETF ETF

$145.56 -2.31 (-1.56%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 1

Total Value: $5,583,464

Total Shares: 39,723

Institutional Ownership Trend

16 quarters

Holder Concentration

Across 1 13F filers · Δ vs Sep 30, 2023

Top Holder

100.0%

+84.6 pts

Top 5

100.0%

+53.6 pts

Top 10

100.0%

+31.0 pts

HHI

10,000

Highly concentrated+9,377

Quarterly Activity

vs Sep 30, 2023

New

0

Increased

1

Decreased

0

Sold Out

80

Unchanged

0

Holder count: -80

Institutional value: -97.6%

Shares held: -98.4%

Top Buyers

vs Sep 30, 2023

Institution	Added	Now Holds	Open
Mega CITADEL ADVISORS LLC	+32,289	39,723

Top Sellers

vs Sep 30, 2023

No qualifying movers this quarter.

Top New Positions

vs Sep 30, 2023

No new positions this quarter.

Top Sold-Out Positions

vs Sep 30, 2023

Institution	Previously Held	Last Value (USD)	Open
Mega MORGAN STANLEY	393,401	$36,055,200
Large OSAIC HOLDINGS, INC.	214,573	$19,665,611
Large MML INVESTORS SERVICES, LLC	213,773	$19,592,295
Small SPC Financial, Inc.	194,680	$17,842,422
Mega BANK OF AMERICA CORP /DE/	167,075	$15,312,422

Filter: New 0 Increased 1 Reduced 0 Sold out 80 Unchanged 0

Showing 2 of 2

All Common Calls Puts

Compact Export CSV

CITADEL ADVISORS LLC IAK

$5,203,952

93.20%

37,023

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	37,023	$5,203,952	100.0%	Defined

CITADEL ADVISORS LLC IAK

$379,512

6.80%

2,700

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	2,700	$379,512	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY CAPITAL SERVICES, LLC	164	$15,030	0.0%	Defined
MORGAN STANLEY SMITH BARNEY LLC	393,130	$36,030,364	99.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	107	$9,806	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	168,475	$15,440,733	78.5%	Defined
FSC SECURITES, INC.	4,136	$379,064	1.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	893	$81,843	0.4%	Defined
SECURITIES AMERICA ADVISORS INC	2,089	$191,456	1.0%	Defined
ARBOR POINT ADVISORS, LLC	34,562	$3,167,607	16.1%	Defined
TRIAD HYBRID SOLUTIONS, LLC	195	$17,871	0.1%	Defined
American Portfolios Advisors	723	$66,262	0.3%	Sole
VISION2020 WEALTH MANAGEMENT CORP.	3,500	$320,775	1.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	15	$1,374	0.0%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	154,029	$14,116,757	92.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	13,031	$1,194,291	7.8%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	47,270	$4,332,295	28.8%	Defined
WELLS FARGO CLEARING SERVICES, LLC	116,792	$10,703,986	71.2%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	38,845	$3,560,144	32.1%	Defined
Stifel Independent Advisors, LLC	82,057	$7,520,524	67.9%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	91,394	$8,376,260	98.2%	Defined
RBC Dominion Securities Inc.	127	$11,639	0.1%	Defined
RBC Trust Co (Delaware) Ltd	352	$32,260	0.4%	Defined
CITY NATIONAL ROCHDALE, LLC	1,200	$109,980	1.3%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	60	$5,499	0.1%	Sole
Held directly	90,910	$8,331,901	99.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	46,580	$4,269,057	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,840	$4,201,236	100.0%	Defined
UBS AG	2	$183	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HBKS Wealth Advisors	13,932	$1,276,867	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	12,789	$1,172,111	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CUSO Financial Services L.P. /CA	7,510	$688,291	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	5,460	$500,409	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Peilim Portfolio Management Ltd	4,157	$380,989	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,800	$164,970	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	719	$65,896	45.0%	Defined
STRATEGIC ADVISERS LLC	878	$80,468	54.9%	Defined
Held directly	1	$91	0.1%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	1,150	$105,397	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	791	$72,495	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Bank of Montreal Europe Plc	87	$7,973	11.4%	Defined
Held directly	675	$61,863	88.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	105	$9,623	100.0%	Defined