IFV · First Trust Dorsey Wright International Focus 5 ETF ETF

$26.39 +0.22 (+0.85%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 39

Total Value: $129,972,112

Total Shares: 7,538,987

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 39 13F filers · Δ vs Dec 31, 2022

Top Holder

35.9%

+6.1 pts

Top 5

83.1%

+5.3 pts

Top 10

91.6%

+2.0 pts

HHI

1,948

Moderately concentrated+366

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -8

Institutional value: +4.6%

Shares held: -3.8%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega MORGAN STANLEY	+495,720	2,705,026
Large NewEdge Advisors, LLC	+280,763	757,793
Mega WELLS FARGO & COMPANY/MN	+86,190	437,259
Mid Prospera Financial Services Inc	+82,129	1,374,866
Mega BANK OF AMERICA CORP /DE/	+61,640	192,697

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−89,663	59,302
Mega ROYAL BANK OF CANADA	−34,782	5,313
Mega LPL Financial LLC	−3,261	991,182
Large COMMONWEALTH EQUITY SERVICES, LLC	−3,116	66,821
Mega ENVESTNET ASSET MANAGEMENT INC	−2,892	14,607

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Mid PFG Investments, LLC	106,293	$1,832,491
Mid Pine Valley Investments Ltd Liability Co	36,638	$631,639
Mid KESTRA PRIVATE WEALTH SERVICES, LLC	34,284	$591,056
Mid Vestmark Advisory Solutions, Inc.	21,033	$362,608
Mid Private Advisor Group, LLC	16,429	$283,235

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Large Raymond James Financial Services Advisors, Inc.	931,953	$15,591,573
Mega RAYMOND JAMES & ASSOCIATES	265,339	$4,439,121
Mid D.A. DAVIDSON & CO.	182,874	$3,059,482
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	31,679	$529,989
Mid Ameritas Advisory Services, LLC	19,226	$321,650

Filter: New 9 Increased 15 Reduced 9 Sold out 17 Unchanged 6

Showing 39 of 39

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY IFV

$46,634,648

35.88%

2,705,026

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	2,705,026	$46,634,648	100.0%	Defined

Prospera Financial Services Inc IFV

$23,702,689

18.24%

1,374,866

LPL Financial LLC IFV

$17,087,977

13.15%

991,182

NewEdge Advisors, LLC IFV

$13,064,351

10.05%

757,793

WELLS FARGO & COMPANY/MN IFV

$7,538,344

5.80%

437,259

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	194,605	$3,354,990	44.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	242,654	$4,183,354	55.5%	Defined

BANK OF AMERICA CORP /DE/ IFV

$3,322,095

2.56%

192,697

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	93,441	$1,610,922	48.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	99,256	$1,711,173	51.5%	Defined

OSAIC HOLDINGS, INC. IFV

$2,610,649

2.01%

151,430

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	1,000	$17,240	0.7%	Defined
SAGEPOINT FINANCIAL, INC.	6,502	$112,094	4.3%	Defined
WOODBURY FINANCIAL SERVICES, INC.	93,408	$1,610,353	61.7%	Defined
SECURITIES AMERICA ADVISORS INC	3,200	$55,168	2.1%	Defined
ARBOR POINT ADVISORS, LLC	1,268	$21,860	0.8%	Defined
TRIAD HYBRID SOLUTIONS, LLC	1,279	$22,049	0.8%	Defined
TRIAD ADVISORS, LLC	38,408	$662,153	25.4%	Defined
American Portfolios Advisors	6,365	$109,732	4.2%	Sole

UBS Group AG IFV

$2,102,521

1.62%

121,956

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	120,156	$2,071,489	98.5%	Defined
UBS Securities LLC	1,800	$31,032	1.5%	Defined

PFG Investments, LLC IFV

$1,832,491

1.41%

106,293

COMMONWEALTH EQUITY SERVICES, LLC IFV

$1,151,994

0.89%

66,821

STIFEL FINANCIAL CORP IFV

$1,041,692

0.80%

60,423

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	60,423	$1,041,692	100.0%	Defined

JANE STREET GROUP, LLC IFV

$1,022,366

0.79%

59,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	59,302	$1,022,366	100.0%	Defined

BARNES PETTEY FINANCIAL ADVISORS, LLC IFV

$978,128

0.75%

56,736

Cambridge Investment Research Advisors, Inc. IFV

$891,290

0.69%

51,699

Mariner, LLC IFV

$805,349

0.62%

46,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	46,714	$805,349	100.0%	Sole

MML INVESTORS SERVICES, LLC IFV

$790,643

0.61%

45,861

CITADEL ADVISORS LLC IFV

$737,768

0.57%

42,794

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	42,794	$737,768	100.0%	Defined

Pine Valley Investments Ltd Liability Co IFV

$631,639

0.49%

36,638

KESTRA PRIVATE WEALTH SERVICES, LLC IFV

$591,056

0.45%

34,284

Cetera Advisor Networks LLC IFV

$579,781

0.45%

33,630

Rockefeller Capital Management L.P. IFV

$578,746

0.45%

33,570

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	33,570	$578,746	100.0%	Defined

Vestmark Advisory Solutions, Inc. IFV

$362,608

0.28%

21,033

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Janney Montgomery Scott LLC	21,033	$362,608	100.0%	Sole

Freedom Investment Management, Inc. IFV

$322,612

0.25%

18,713

Private Advisor Group, LLC IFV

$283,235

0.22%

16,429

ENVESTNET ASSET MANAGEMENT INC IFV

$251,824

0.19%

14,607

Kestra Advisory Services, LLC IFV

$224,913

0.17%

13,046

BOKF, NA IFV

$220,172

0.17%

12,771

GOLDMAN SACHS GROUP INC IFV

$183,933

0.14%

10,669

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	10,669	$183,933	100.0%	Defined

Snowden Capital Advisors LLC IFV

$176,882

0.14%

10,260

Steward Partners Investment Advisory, LLC IFV

$116,335

0.09%

6,748

ROYAL BANK OF CANADA IFV

$91,595

0.07%

5,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	4,661	$80,355	87.7%	Defined
RBC Trust Co (Delaware) Ltd	652	$11,240	12.3%	Defined

Founders Financial Alliance, LLC IFV

$19,084

0.01%

1,107

PNC FINANCIAL SERVICES GROUP, INC. IFV

$11,861

0.01%

688

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Investments LLC	688	$11,861	100.0%	Defined

Aptus Capital Advisors, LLC IFV

$4,154

0.00%

241

GUARDIAN WEALTH ADVISORS, LLC / NC IFV

$4,154

0.00%

241

Advisory Services Network, LLC IFV

$1,517

0.00%

FMR LLC IFV

$999

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	58	$999	100.0%	Defined

HUNTINGTON NATIONAL BANK IFV

$17

0.00%

PROEQUITIES, INC. IFV

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	31,679	$529,989	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Tower Research Capital Investments LLC	3,681	$61,583	100.0%	Other

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	6	$100	100.0%	Sole