INCE · Franklin Income Equity Focus ETF ETF

$68.78 -0.24 (-0.35%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 31

Total Value: $39,536,484

Total Shares: 679,333

Institutional Ownership Trend

19 quarters

Holder Concentration

Across 31 13F filers · Δ vs Jun 30, 2024

Top Holder

46.6%

+19.0 pts

Top 5

69.4%

−1.2 pts

Top 10

85.6%

−0.5 pts

HHI

2,381

Moderately concentrated+953

Quarterly Activity

vs Jun 30, 2024

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -11

Institutional value: -46.4%

Shares held: -50.4%

Top Buyers

vs Jun 30, 2024

Institution	Added	Now Holds
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+14,533	18,758
Mega JANE STREET GROUP, LLC	+10,800	23,675
Large Mariner, LLC	+41	4,065
Mid Arax Advisory Partners	+25	1,842
Large Cetera Investment Advisers	+11	32,418

Top Sellers

vs Jun 30, 2024

Institution	Sold	Now Holds
Mega ENVESTNET ASSET MANAGEMENT INC	−78,754	38,221
Mega LPL Financial LLC	−60,712	316,275
Large Cambridge Investment Research Advisors, Inc.	−44,365	15,568
Mega ROYAL BANK OF CANADA	−43,188	18,993
Large OSAIC HOLDINGS, INC.	−13,400	54,198

Top New Positions

vs Jun 30, 2024

Institution	Acquired	Value (USD)
Small SILVER OAK SECURITIES, INCORPORATED	25,579	$1,488,672
Small Ethos Financial Group, LLC	14,211	$827,065
Large Janney Montgomery Scott LLC	3,545	$206,315
Mega UBS Group AG	99	$5,761

Top Sold-Out Positions

vs Jun 30, 2024

Institution	Previously Held	Last Value (USD)
Small HTLF Bank	283,135	$15,245,403
Large Raymond James Financial Services Advisors, Inc.	122,189	$6,579,266
Large HRT FINANCIAL LP	18,652	$1,004,316
Small Fortis Group Advisors, LLC	18,190	$979,440
Mega RAYMOND JAMES & ASSOCIATES	16,843	$906,911

Filter: New 4 Increased 6 Reduced 12 Sold out 15 Unchanged 9

Showing 31 of 31

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC INCE

$18,406,888

46.56%

316,275

OSAIC HOLDINGS, INC. INCE

$3,154,268

7.98%

54,198

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	50,254	$2,924,732	92.7%	Defined
American Portfolios Advisors	3,944	$229,536	7.3%	Sole

ENVESTNET ASSET MANAGEMENT INC INCE

$2,224,423

5.63%

38,221

Cetera Investment Advisers INCE

$1,886,695

4.77%

32,418

D.A. DAVIDSON & CO. INCE

$1,749,461

4.42%

30,060

SILVER OAK SECURITIES, INCORPORATED INCE

$1,488,672

3.77%

25,579

JANE STREET GROUP, LLC INCE

$1,377,861

3.49%

23,675

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	23,675	$1,377,861	100.0%	Defined

CENTRAL TRUST Co INCE

$1,345,851

3.40%

23,125

ROYAL BANK OF CANADA INCE

$1,105,373

2.80%

18,993

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	18,193	$1,058,814	95.8%	Defined
RBC Private Counsel (USA) Inc.	800	$46,559	4.2%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP INCE

$1,091,696

2.76%

18,758

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	18,758	$1,091,696	100.0%	Defined

GOLDMAN SACHS GROUP INC INCE

$960,225

2.43%

16,499

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	16,499	$960,225	100.0%	Defined

Cambridge Investment Research Advisors, Inc. INCE

$906,042

2.29%

15,568

Ethos Financial Group, LLC INCE

$827,065

2.09%

14,211

Private Advisor Group, LLC INCE

$701,472

1.77%

12,053

AlphaStar Capital Management, LLC INCE

$573,551

1.45%

9,855

MONEY CONCEPTS CAPITAL CORP INCE

$304,904

0.77%

5,239

Mariner, LLC INCE

$236,578

0.60%

4,065

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MARINER INDEPENDENT ADVISOR NETWORK, LLC	4,065	$236,578	100.0%	Other

Janney Montgomery Scott LLC INCE

$206,315

0.52%

3,545

Kestra Advisory Services, LLC INCE

$200,786

0.51%

3,450

PRINCIPAL SECURITIES, INC. INCE

$155,042

0.39%

2,664

HARBOUR INVESTMENTS, INC. INCE

$145,788

0.37%

2,505

Tidemark, LLC INCE

$142,063

0.36%

2,441

Arax Advisory Partners INCE

$107,202

0.27%

1,842

US BANCORP \DE\ INCE

$80,372

0.20%

1,381

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
US BANK NATIONAL ASSOCIATION	1,381	$80,372	100.0%	Other

Allworth Financial LP INCE

$64,775

0.16%

1,113

PRIVATE TRUST CO NA INCE

$45,278

0.11%

778

ASSETMARK, INC INCE

$25,316

0.06%

435

FRANKLIN RESOURCES INC INCE

$13,211

0.03%

227

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST Co OF CANADA	227	$13,211	100.0%	Defined

UBS Group AG INCE

$5,761

0.01%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	99	$5,761	100.0%	Sole

Farther Finance Advisors, LLC INCE

$3,550

0.01%

WELLS FARGO & COMPANY/MN INCE

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	0	$0	—	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,843	$260,771	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	1	$53	100.0%	Defined