IQDF · FlexShares International Quality Dividend Index Fund ETF

$36.28 +0.09 (+0.25%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 36

Total Value: $444,701,027

Total Shares: 20,140,446

Institutional Ownership Trend

13 quarters

Holder Concentration

Across 36 13F filers · Δ vs Dec 31, 2022

Top Holder

57.4%

−5.3 pts

Top 5

88.8%

+3.9 pts

Top 10

96.4%

+1.8 pts

HHI

3,606

Highly concentrated−501

Quarterly Activity

vs Dec 31, 2022

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -9

Institutional value: +31.3%

Shares held: +22.7%

Top Buyers

vs Dec 31, 2022

Institution	Added	Now Holds
Mega NORTHERN TRUST CORP	+1,265,399	11,566,156
Mega ROYAL BANK OF CANADA	+779,538	2,268,475
Mega UBS Group AG	+129,712	730,299
Mega ENVESTNET ASSET MANAGEMENT INC	+87,505	456,981
Mega MORGAN STANLEY	+14,407	470,661

Top Sellers

vs Dec 31, 2022

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−131,088	170,304
Mega AMERIPRISE FINANCIAL INC	−5,846	239,814
Mega LPL Financial LLC	−3,222	52,331
Large OSAIC HOLDINGS, INC.	−1,670	39,857
Micro Anson Capital, Inc.	−1,262	13,641

Top New Positions

vs Dec 31, 2022

Institution	Acquired	Value (USD)
Large KEYBANK NATIONAL ASSOCIATION/OH	2,257,487	$49,845,312
Micro VestGen Investment Management	105,882	$2,337,874
Mid OLD MISSION CAPITAL LLC	45,807	$1,011,418
Mid MATHER GROUP, LLC.	39,138	$864,167
Large NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	1,565	$34,555

Top Sold-Out Positions

vs Dec 31, 2022

Institution	Previously Held	Last Value (USD)
Small FLOW TRADERS U.S. LLC	490,534	$10,119,716
Large Raymond James Financial Services Advisors, Inc.	225,143	$4,644,700
Mid LINCOLN NATIONAL CORP	60,288	$1,243,741
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	41,401	$854,102
Mid NBT BANK N A /NY	26,035	$537,102

Filter: New 7 Increased 14 Reduced 7 Sold out 16 Unchanged 8

Showing 36 of 36

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

NORTHERN TRUST CORP IQDF

$255,380,723

57.43%

11,566,156

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO	11,566,156	$255,380,723	100.0%	Defined

ROYAL BANK OF CANADA IQDF

$50,087,927

11.26%

2,268,475

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	2,254,188	$49,772,471	99.4%	Defined
RBC Dominion Securities Inc.	2,090	$46,147	0.1%	Defined
RBC Trust Co (Delaware) Ltd	12,197	$269,309	0.5%	Defined

KEYBANK NATIONAL ASSOCIATION/OH IQDF

$49,845,312

11.21%

2,257,487

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	2,257,487	$49,845,312	100.0%	Defined

Wealthspire Advisors, LLC IQDF

$23,333,967

5.25%

1,056,792

UBS Group AG IQDF

$16,125,001

3.63%

730,299

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	730,299	$16,125,001	100.0%	Defined

MORGAN STANLEY IQDF

$10,392,194

2.34%

470,661

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	470,661	$10,392,194	100.0%	Defined

ENVESTNET ASSET MANAGEMENT INC IQDF

$10,090,140

2.27%

456,981

AMERIPRISE FINANCIAL INC IQDF

$5,295,093

1.19%

239,814

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Ameriprise Financial Services, LLC	238,814	$5,273,013	99.6%	Defined
Ameriprise Bank, FSB	1,000	$22,080	0.4%	Defined

Creative Planning IQDF

$4,345,763

0.98%

196,819

JANE STREET GROUP, LLC IQDF

$3,760,312

0.85%

170,304

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	170,304	$3,760,312	100.0%	Defined

VestGen Investment Management IQDF

$2,337,874

0.53%

105,882

HighTower Advisors, LLC IQDF

$1,942,532

0.44%

87,977

MML INVESTORS SERVICES, LLC IQDF

$1,706,673

0.38%

77,295

BANK OF AMERICA CORP /DE/ IQDF

$1,338,489

0.30%

60,620

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	45,489	$1,004,397	75.0%	Defined
MANAGED ACCOUNT ADVISORS LLC	15,131	$334,092	25.0%	Defined

Baird Financial Group, Inc. IQDF

$1,167,943

0.26%

52,896

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BAIRD ROBERT W & CO INC /WI/	52,896	$1,167,943	100.0%	Defined

LPL Financial LLC IQDF

$1,155,468

0.26%

52,331

OLD MISSION CAPITAL LLC IQDF

$1,011,418

0.23%

45,807

COMMONWEALTH EQUITY SERVICES, LLC IQDF

$891,524

0.20%

40,377

OSAIC HOLDINGS, INC. IQDF

$880,039

0.20%

39,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROYAL ALLIANCE ASSOCIATES, INC.	24,421	$539,215	61.3%	Defined
SAGEPOINT FINANCIAL, INC.	344	$7,595	0.9%	Defined
INFINEX INVESTMENTS, INC.	2,574	$56,833	6.5%	Defined
FSC SECURITES, INC.	1,470	$32,457	3.7%	Defined
SECURITIES AMERICA ADVISORS INC	1,739	$38,397	4.4%	Defined
ARBOR POINT ADVISORS, LLC	9,309	$205,542	23.4%	Defined

MATHER GROUP, LLC. IQDF

$864,167

0.19%

39,138

BROWN BROTHERS HARRIMAN & CO IQDF

$720,028

0.16%

32,610

Red Tortoise LLC IQDF

$417,665

0.09%

18,916

WELLS FARGO & COMPANY/MN IQDF

$328,969

0.07%

14,899

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	400	$8,832	2.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	14,499	$320,137	97.3%	Defined

Anson Capital, Inc. IQDF

$301,193

0.07%

13,641

STIFEL FINANCIAL CORP IQDF

$234,753

0.05%

10,632

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	8,961	$197,858	84.3%	Defined
Stifel Independent Advisors, LLC	1,671	$36,895	15.7%	Defined

Bank of New York Mellon Corp IQDF

$229,234

0.05%

10,382

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon, NA	10,382	$229,234	100.0%	Defined

JPMORGAN CHASE & CO IQDF

$200,950

0.05%

9,101

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
55I, LLC	9,101	$200,950	100.0%	Sole

BESSEMER GROUP INC IQDF

$126,518

0.03%

5,730

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST CO	5,730	$126,518	100.0%	Defined

Crewe Advisors LLC IQDF

$95,805

0.02%

4,339

PNC FINANCIAL SERVICES GROUP, INC. IQDF

$47,781

0.01%

2,164

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	2,164	$47,781	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO IQDF

$34,555

0.01%

1,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHWESTERN MUTUAL LIFE INSURANCE CO	1,565	$34,555	100.0%	Defined

Front Row Advisors LLC IQDF

$4,217

0.00%

191

FIRST MANHATTAN CO. LLC. IQDF

$4,195

0.00%

190

NewEdge Advisors, LLC IQDF

$2,605

0.00%

118

Alaska Wealth Advisors, LLC IQDF

0.00%

PROEQUITIES, INC. IQDF

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL ADVISORS CORPORATION	60,288	$1,243,741	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	41,401	$854,102	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	3,250	$67,047	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BENJAMIN EDWARDS INC	2,300	$47,449	100.0%	Defined