JANT · AllianzIM U.S. Equity Buffer10 Jan ETF ETF

$45.21 -0.05 (-0.12%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 48

Total Value: $41,079,043

Total Shares: 1,024,043

Institutional Ownership Trend

21 quarters

Holder Concentration

Across 48 13F filers · Δ vs Dec 31, 2025

Top Holder

10.9%

−0.5 pts

Top 5

47.5%

+1.4 pts

Top 10

68.8%

+0.4 pts

HHI

600

Broadly held+7

Quarterly Activity

vs Dec 31, 2025

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +2

Institutional value: +13.8%

Shares held: +17.0%

Top Buyers

vs Dec 31, 2025

Institution	Added	Now Holds
Mid Farther Finance Advisors, LLC	+81,626	90,411
Large COMMONWEALTH EQUITY SERVICES, LLC	+22,535	104,451
Large OSAIC HOLDINGS, INC.	+15,831	111,534
Micro PANORAMIC INVESTMENT ADVISORS, LLC	+12,050	24,175
Small BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	+9,004	18,907

Top Sellers

vs Dec 31, 2025

Institution	Sold	Now Holds
Large AE Wealth Management LLC	−16,093	36,206
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−12,382	9,955
Mid OLD MISSION CAPITAL LLC	−7,312	14,172
Mega JPMORGAN CHASE & CO	−4,426	2,137
Mid Modern Wealth Management, LLC	−2,337	46,571

Top New Positions

vs Dec 31, 2025

Institution	Acquired	Value (USD)
Mid Spire Wealth Management	4,414	$177,072
Small Elevated Capital Advisors, LLC	3,500	$140,406
Mid HANTZ FINANCIAL SERVICES, INC.	36	$1

Top Sold-Out Positions

vs Dec 31, 2025

Institution	Previously Held	Last Value (USD)	Open
Micro Elevation Wealth Management LLC	4,920	$202,876

Filter: New 3 Increased 21 Reduced 16 Sold out 1 Unchanged 8

Showing 48 of 48

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

OSAIC HOLDINGS, INC. JANT

$4,474,297

10.89%

111,534

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	108,434	$4,349,938	97.2%	Defined
Osaic Advisory Services, LLC	3,100	$124,359	2.8%	Defined

COMMONWEALTH EQUITY SERVICES, LLC JANT

$4,190,156

10.20%

104,451

RFG Advisory, LLC JANT

$4,035,268

9.82%

100,590

Farther Finance Advisors, LLC JANT

$3,626,927

8.83%

90,411

LPL Financial LLC JANT

$3,166,556

7.71%

78,935

Cetera Investment Advisers JANT

$2,402,747

5.85%

59,895

Modern Wealth Management, LLC JANT

$1,868,242

4.55%

46,571

RAYMOND JAMES FINANCIAL INC JANT

$1,533,193

3.73%

38,219

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	2,900	$116,336	7.6%	Defined
Raymond James Financial Services Advisors, Inc.	35,319	$1,416,857	92.4%	Defined

Golden Reserve Retirement LLC JANT

$1,499,536

3.65%

37,380

AE Wealth Management LLC JANT

$1,452,438

3.54%

36,206

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fletcher Financial Group	22	$882	0.1%	Other
Montgomery Financial Services	202	$8,103	0.6%	Other
The Holland Group	800	$32,092	2.2%	Other
Held directly	35,182	$1,411,361	97.2%	Sole

Rothschild Wealth LLC JANT

$1,417,699

3.45%

35,340

PANORAMIC INVESTMENT ADVISORS, LLC JANT

$969,804

2.36%

24,175

Kestra Advisory Services, LLC JANT

$837,020

2.04%

20,865

Bison Wealth, LLC JANT

$796,583

1.94%

19,857

BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC JANT

$758,473

1.85%

18,907

CENTAURUS FINANCIAL, INC. JANT

$756,387

1.84%

18,855

Focus Financial Network, Inc. JANT

$592,192

1.44%

14,762

OLD MISSION CAPITAL LLC JANT

$568,523

1.38%

14,172

INDEPENDENT FINANCIAL GROUP, LLC JANT

$532,700

1.30%

13,279

MONEY CONCEPTS CAPITAL CORP JANT

$492,865

1.20%

12,286

NATIONS FINANCIAL GROUP INC, /IA/ /ADV JANT

$460,972

1.12%

11,491

ENVESTNET ASSET MANAGEMENT INC JANT

$449,740

1.09%

11,211

HARBOUR INVESTMENTS, INC. JANT

$416,043

1.01%

10,371

SUSQUEHANNA INTERNATIONAL GROUP, LLP JANT

$399,354

0.97%

9,955

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	9,955	$399,354	100.0%	Other

Arkadios Wealth Advisors JANT

$362,206

0.88%

9,029

Cambridge Investment Research Advisors, Inc. JANT

$317,598

0.77%

7,917

Great Lakes Retirement, Inc. JANT

$305,643

0.74%

7,619

Nvest Financial, LLC JANT

$295,855

0.72%

7,375

NOVEM GROUP JANT

$288,273

0.70%

7,186

Accurate Wealth Management, LLC JANT

$246,151

0.60%

6,136

Cassady Wealth & Retirement Planning, LLC JANT

$232,953

0.57%

5,807

PARK AVENUE SECURITIES LLC JANT

$228,300

0.56%

5,691

Aegis Wealth Management, Inc. JANT

$225,853

0.55%

5,630

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GeoWealth Management, LLC	5,630	$225,853	100.0%	Other

Joseph P. Lucia & Associates, LLC JANT

$204,551

0.50%

5,099

Spire Wealth Management JANT

$177,072

0.43%

4,414

Elevated Capital Advisors, LLC JANT

$140,406

0.34%

3,500

Allianz SE JANT

$100,290

0.24%

2,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allianz Investment Management U.S. LLC	2,500	$100,290	100.0%	Defined

JPMORGAN CHASE & CO JANT

$85,727

0.21%

2,137

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	2,137	$85,727	100.0%	Defined

Lloyd Advisory Services, LLC. JANT

$58,047

0.14%

1,447

Kingdom Financial Group LLC. JANT

$58,047

0.14%

1,447

AdvisorNet Financial, Inc JANT

$20,058

0.05%

500

IFP Advisors, Inc JANT

$16,046

0.04%

400

Financial Network Wealth Advisors LLC JANT

$8,384

0.02%

209

Geneos Wealth Management Inc. JANT

$3,610

0.01%

Avion Wealth JANT

$3,129

0.01%

Quest 10 Wealth Builders, Inc. JANT

$2,727

0.01%

DHJJ Financial Advisors, Ltd. JANT

$401

0.00%

HANTZ FINANCIAL SERVICES, INC. JANT

0.00%