KMLM · KraneShares Mount Lucas Managed Futures Index Strategy ETF ETF

$29.97 -0.03 (-0.10%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 18

Total Value: $42,482,114

Total Shares: 1,304,333

Institutional Ownership Trend

12 quarters

Holder Concentration

Across 18 13F filers · Δ vs Jun 30, 2023

Top Holder

23.0%

+9.5 pts

Top 5

83.1%

+34.1 pts

Top 10

95.2%

+26.9 pts

HHI

1,536

Moderately concentrated+894

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -32

Institutional value: -48.5%

Shares held: -51.8%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Large TRUIST FINANCIAL CORP	+214,651	225,133
Mega ROYAL BANK OF CANADA	+37,772	141,322
Large Cetera Investment Advisers	+11,289	35,245
Large CAPTRUST FINANCIAL ADVISORS	+10,866	147,795
Mid Advisory Services Network, LLC	+470	11,003

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega JANE STREET GROUP, LLC	−87,041	47,624
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	−49,547	25,221
Mid HARBOUR INVESTMENTS, INC.	−7,047	10,001
Micro PALLADIEM, LLC	−6,025	269,735
Mid Integrated Wealth Concepts LLC	−5,261	13,754

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)
Small CSS LLC/IL	17,489	$569,616
Small Hilltop Holdings Inc.	13,976	$455,198
Mid OLD MISSION CAPITAL LLC	13,636	$444,124
Large COMERICA BANK	157	$5,113
Mega MORGAN STANLEY	61	$1,986

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Small First Heartland Consultants, Inc.	364,006	$11,090,534
Mid Wealthcare Advisory Partners LLC	246,805	$7,519,654
Mega ENVESTNET ASSET MANAGEMENT INC	129,016	$3,930,859
Micro Stegent Equity Advisors, Inc.	80,761	$2,460,626
Micro R. W. Roge & Company, Inc.	76,115	$2,319,071

Filter: New 5 Increased 5 Reduced 7 Sold out 37 Unchanged 1

Showing 18 of 18

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Ancora Advisors LLC KMLM

$9,757,711

22.97%

299,592

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ANCORA FAMILY WEALTH ADVISORS, LLC	287,318	$9,357,947	95.9%	Sole
Held directly	12,274	$399,764	4.1%	Sole

PALLADIEM, LLC KMLM

$8,785,268

20.68%

269,735

TRUIST FINANCIAL CORP KMLM

$7,332,581

17.26%

225,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Truist Advisory Services, Inc.	225,133	$7,332,581	100.0%	Defined

CAPTRUST FINANCIAL ADVISORS KMLM

$4,813,683

11.33%

147,795

ROYAL BANK OF CANADA KMLM

$4,602,856

10.83%

141,322

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	125,097	$4,074,409	88.5%	Defined
RBC Dominion Securities Inc.	3,215	$104,712	2.3%	Defined
RBC Private Counsel (USA) Inc.	13,010	$423,735	9.2%	Defined

JANE STREET GROUP, LLC KMLM

$1,551,113

3.65%

47,624

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	47,624	$1,551,113	100.0%	Defined

Cetera Investment Advisers KMLM

$1,147,929

2.70%

35,245

Triton Wealth Management, PLLC KMLM

$1,061,098

2.50%

32,579

SUSQUEHANNA INTERNATIONAL GROUP, LLP KMLM

$821,447

1.93%

25,221

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	25,221	$821,447	100.0%	Defined

CSS LLC/IL KMLM

$569,616

1.34%

17,489

Hilltop Holdings Inc. KMLM

$455,198

1.07%

13,976

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Hilltop Securities Holdings LLC joint	13,976	$455,198	100.0%	Defined

Integrated Wealth Concepts LLC KMLM

$447,967

1.05%

13,754

OLD MISSION CAPITAL LLC KMLM

$444,124

1.05%

13,636

Advisory Services Network, LLC KMLM

$358,367

0.84%

11,003

HARBOUR INVESTMENTS, INC. KMLM

$325,732

0.77%

10,001

COMERICA BANK KMLM

$5,113

0.01%

157

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Comerica Bank	157	$5,113	100.0%	Sole

MORGAN STANLEY KMLM

$1,986

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	61	$1,986	100.0%	Defined

BANK OF AMERICA CORP /DE/ KMLM

$325

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	10	$325	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,645	$111,055	5.1%	Defined
SAGEPOINT FINANCIAL, INC.	6,936	$211,326	9.7%	Defined
FSC SECURITES, INC.	43,696	$1,331,329	61.0%	Defined
WOODBURY FINANCIAL SERVICES, INC.	85	$2,589	0.1%	Defined
SECURITIES AMERICA ADVISORS INC	630	$19,194	0.9%	Defined
ARBOR POINT ADVISORS, LLC	100	$3,046	0.1%	Defined
American Portfolios Advisors	16,552	$504,306	23.1%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Cumberland Investment Counsel Inc.	19,108	$582,182	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	13,546	$412,719	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	11,970	$364,701	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Securities LLC	1,908	$58,132	100.0%	Sole